KNOW ALL MEN BY THESE PRESENTS THAT I/WE Mr. / Mrs. / M/s (first holder)
(Second Holder)
(Third Holder)
an Individual/ a sole proprietary concern/ a partnership firm /a body Corporate/trust, registered/incorporated, under the provisions of the Indian Partnership Act, 1932/the companies Act 1956 or any relevant Act, having his/her/its residence/ registered office/place of business at
(hereinafter referred to as “ Beneficial Owner “) wish to avail / have availed the broking/ E-broking facilities and other services offered (hereinafter referred to as “ Services”), by RKSV Securities India Private Limited (hereinafter referred to as”RKSV”) company incorporated under the companies Act 1956 and having its Corporate office at “30th Floor, Sunshine Tower, Senapati Bapat Marg, Dadar(W), Mumbai-400013” and is a Member (Trading Member) of The National Stock Exchange of India Limited (NSE),Bombay Stock Exchange limited (BSE) and Metropolitan Stock Exchange of India Limited (MSEI) Respectively
(hereinafter referred to as “the Exchange”) and is also a “Depository Participant” registered with Central Depository Services
(India) Ltd (CDSL).
Whereas in the course of availing the services and for meeting the settlement Obligation thereof on the Exchanges, I/We do hereby nominate, Constitute and appoint M/s. RKSV Securities India Private Limited (Member Broker), Hereinafter referred to as “RKSV” acting through their Directors and/or duly authorised staff for the purpose, as my/our true and lawful attorneys for my depository account with RKSV Securities India Private Limited (Depository Participant) DP ID 12081800 Client ID __ __ __ __ __ __ __ __ to execute and perform severally the following acts,deeds, matters and things, provided the attorney complies with all applicable conditions of all or any of their services offered by them in their capacity as stock Brokers POWER OF ATTORNEY (VOLUNTARY)
1. To have and exercise the powers and /or authority, to do and/or execute the acts, deeds matters and things specified in agreements between RKSV and the Beneficial Owner as may be applicable in relation to the transactions executed by the client.
2. To operate depository account/(s)for the purpose of transferring any collateral to the margin account and honouring delivery obligations for any transaction executed with RKSV which is registered as a Depository Participant and a stock broker registered with Securities and Exchange Board of India(SEBI). 3. To Sign instruction on my behalf with respect to debit / credit the depository account/(s) for the credit or benefit of my/our account with RKSV, for the transactions carried by me/us with RKSV. 4. To issue instructions relating, executing delivery/receipt instructions, pledge creation instructions, pledge closure instructions, lending and borrowing instructions, to operate the depository account by issue and receipt of instructions for the above mentioned purpose and such other authorization given by me/us severally on behalf of all of us, or all/any of us jointly, in any electronic form, in any format and at any time either through the portal of RKSV or through the internet will be validly constituted attorney to intimate the same to the Depository participant for the purposes of debiting or crediting my account opened with the Depository Participant. 5. To validate on my/our behalf any such instruction so given to the Depository Participant(S), in written/physical or other form as may be required by the concerned depository participant. 6. For these purposes and to this extent, RKSV is empowered by me/us, to affix their signatures to any document, form or any other record, being a delivery participant, as required by the concerned depository. 7. I/We also undertake to pay such demat charges/fees and such other charges incurred by RKSV under this Power of Attorney and that I/We further authorize RKSV to debit my/our account with RKSV with the said charges as and when the same becomes due for payment and I/we hereby undertake to pay the same immediately on demand made by RKSV. 8. To register this Power of Attorney with the Depository Participant and / or with any other party concerned as is required within the parameters of this Power of Attorney.
FIRST/SOLE HOLDER SIGNATURE [18] SECOND HOLDER SIGNATURE THIRD HOLDER SIGNATURE X
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9. To register this Power of Attorney with the Depository Participant and / or with any other party concerned as is required within the parameters of this Power of Attorney.
10. To make payment to market participant with respect to the aforesaid products mentioned in point 9 above on my/our behalf to fulfill the transaction requested by me/us. 11. To enter into correspondence with market participant with respect to any transaction in any Investment Products. 12. To forward all such applications placed through the website to the online-IPO module of the concerned Exchange or owner / issuer of “Investment Product”.
13. To receive intimation from the Exchange and any other party regarding the allocation / allotment / rejection / regret of the securities or such other “Investment Product” applications / subscriptions / withdrawal or any other communications. 14. To authorize RKSV to invest on behalf of me/us and to hold the mutual fund/ asset management company(ies) based on the request given by me/us. I confirm not to hold such mutual fund/asset management company / RKSV liable for any transaction processed based on my/our request to correspond with and give notice to the corresponding asset management company / body corporate(s) / issuer / registrar and transfer agent of securities including giving instructions with regard to nomination/change in investment plans/ any other changes that may be necessitated pursuant to the authorization given by me/ us to RKSV in this regard.
15. To deposit/ transfer on allotment, the securities, debentures, units of the mutual funds and/or all other investments products applied through RKSV, on allotment, to my/our Beneficial Owner Demat Account opened for the purpose with the RKSV-DP.
16. To do all other acts and things as may be necessary to affect the subscription/purchase / redemption or any other transaction in any investment Product for which services are availed from RKSV. 17. To debit my Trading account towards monies/fees/charges etc. payable to RKSV or to a market participant Service provider or to any of the affiliates/subsidiaries of RKSV by virtue of I/We using /subscribing to any of the facilities/service provided either by RKSV or through a third party service provider or by any other security or financial instrument on behalf of me/us through RKSV or any market participant. To bind ourselves with respect to any instruction given by first holder or any other holder to RKSV.
18. In case of any erroneous transfer done by attorney, the attorney may return the same to my account as soon it comes to their notice.
19. To send the consolidated summary of client wise scrip wise buy and sell position with average rates by email. 20. To authorize RKSV to transfer the securities to any of the demat accounts of RKSV as mentioned in Annexure B. 21. We the joint holders of demat account agree, ratify and confirm to bind ourselves to any instructions given by the client herein above mentioned who shall be the exclusive beneficiary of the transactions carried out pursuant to this Power of Attorney in favour of the Director/(S) and/or the Authorised Signatories, who have in token thereof, subscribed their signature thereto.
That the Power of Attorney herein referred to is revocable at any time without notice subject to such revocation shall not be applicable for any outstanding settlement obligation arising out of the trades carried out prior to receiving request for revocation of POA.
That, I/We hereby declare that all the actions taken by my/our above mentioned attorney (herein RKSV) in this regards shall be deemed to be action done by me/us and if necessary shall be ratified by me/ us on the instruction of the said attorney and that such actions will be binding on me/us.
I/We agree that RKSV is entitled to credit the proceeds of any instruction. This document shall be subject to the jurisdiction of the courts in Mumbai.
In witness whereof I/We have executed this revocable Power of Attorney on the day, date and year herein below mentioned. FIRST/SOLE HOLDER SIGNATURE [19] SECOND HOLDER SIGNATURE THIRD HOLDER SIGNATURE X
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PARTICULARS PARTICULARS
CDSL CLIENT BEN A/C CDSL NSE EARLY PAY-IN A/C
CDSL MSEI POOL A/C CDSL BSE EARLY PAY-IN A/C
CDSL NSE POOL A/C NSDL MSEI POOL A/C
CDSL MSEI EARLY PAY-IN A/C NSDL BEN A/C
CDSL BSE PRINCIPAL A/C NSDL BSE POOL A/C
CDSL CLIENT MARGIN A/C NSDL NSE POOL A/C
DP ID CLIENT ID DP ID CLIENT ID
Dated at Mumbai on this day of
SIGNED AND DELIVERED by the within names the Beneficial Owner 16014800
12081800
00283859
02946106
Witness 1 Witness 2
NAME: NAME:
ADDRESS: ADDRESS:
SIGNATURE: SIGNATURE:
ANNEXURE B
RKSV Securities India Private Limited
30th Floor, Sunshine Tower,
Senapati Bapat Marg,
Dadar (W),
Mumbai - 400 013
For RKSV Securities India Private Limited
We Accept
SIGNED AND DELIVERED by the within named the
Participant:
by the hand of its authorized representative:
Authorised Signatory
FOR OFFICE USE ONLY
11000011
11000010
12081800
00019441
00022152
00011954
FIRST/SOLE HOLDER SIGNATURE [20] SECOND HOLDER SIGNATURE THIRD HOLDER SIGNATURE X
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