T MOHAN KRISHNA

Compliance Analyst AML KYC

Transaction Monitoring

Phone: 898*******/970-***-****

Email: adnj11@r.postjobfree.com

Location: Hyderabad

Experience in reviewing of

documentation for all

entities types as per policy /

jurisdiction for all KYC /

CDD / EDD documentation

and raising request for

information/document

required as per the

procedure.

Expert in Conducting due

diligence and highlight

procedural requirements if

there is any defect.

Write clear and concise

narratives for transaction

analysis and make final

recommendation

Experience in analyzing and

summarizing the final risk

of the customer.

Experience in Financial

crime screening for

allocated cases.

Expert in making

recommendation on

process improvements to

increase efficiency and

accuracy.

Awareness of regulatory

updates and incorporate

process and procedural

changes in the due

diligence review process.

WORK EXPERIENCE

Jun 2017 – Compliance Analyst, AML (KYC & Transaction Monitoring) Present ADP, Hyderabad

KYC: (On-boarding clients)

Determined customer risk ratings based on analysis and research findings.

Conducting and investigating the CDD and EDD on high-risk customers through (news and media search, social media research, search in the publicly available databases, TVP, Actimise and Lexis Nexis etc.).

Reaching out to district managers (Implementation team) for further extra documents like Articles of association, IRS proof. Three levels of approvals required to onboard in ADP

Conducting regular screening for new user onboarding, spot irregularities, and ensure fast and smooth customer experience.

Tracking and monitoring potential Onboarding issues and delays.

Screening and escalating issues identified wherever necessary and dispositioning them as per regulatory requirements.

Conducting Internal Quality Assurance and providing necessary feedbacks.

Providing trainings to new joiners/peers on AML

subject/process/application navigation.

Maintaining the MIS of the team data related to leaves, Daily/Monthly reports, escalation tracker and Quality reports, assigning the task and scorecard.

Provided inputs to streamline the day-to-day activities which improved quality of the Teams deliverables.

Maintaining Capacity Management and Leave Management

Queue monitoring and managing SLA’s of the day and sending EOD reports

Transaction Monitoring

Investigating alerts to identify any unusual activity or patterns to find any Money-Laundering, terrorist financing, or any other sought of crime or frauds/red flags.

Acted as an SME and assisted GPT team in determining thresholds to trigger alerts.

Jul 2014 - Wealth Operations Executive

May 2017 HSBC, Kolkata & Hyderabad

Conducted End to End procedure review (Due Diligence Checks, Enhanced Due Diligence Checks & Account Opening for KYC) and process flows for Premier Investment Management Services & Selected Investment Fund new business, also identified procedure gaps and implemented new procedures.

Liaised with Business Partners, and seamlessly conducted calibration sessions and meetings.

Personal Info

Summary

Detailed knowledge of

quality assurance

framework, continuous

improvement initiatives,

KYC Remediation, risk

classification, PEPs

investigation and

knowledge of regulatory.

Expert in Data Sources like

Lexis Nexis, Actimize,

Bloomberg, Bizapedia,

Opencorporates

Good Knowledge in laws

and regulations, client

on-boarding, Transaction

Monitoring, KYC /CIP

Screening, sanction

screening, periodical

reviews, Quality control,

Counter Party Due

Diligence (CDD), Customer

Due Diligence (CDD), and

Enhanced Due Diligence

(EDD).

Ability to perform under

pressure, meet deadlines

and Good Communication

Skills

2021 - KYC Foundations, ACAMS

Prepare all MI reports required in the team and Ensured proper escalation procedures.

Pivotal role in PIMS Raleigh for Premier Discretionary Management Service.

Aug 2012 - SR. ASSOCIATE,

May 2014 Wipro, Kolkata

Technical Support executive for HP Laptop Process.

Consult with End User about their product or service needs.

Understanding and analysing User's need and to provide timely solutions.

Troubleshoot critical issues of End Users and meet their expectations.

Receive & process End User's requests for products and services.

Investigate various products and services which the End User requires even if they may not be aware of.

ACHIEVEMENTS

2019-2021 5 time as Quarterly award in ADP

2019-2021 8 times as a star of the month for best performance in ADP 2015 Two times as a star of the month for best performance in HSBC 2013 Two times as a star of the month for best performance in WIPRO ACADEMICS

2012 Graduation in B.com from Berhampur University. 2009 Intermediate in Commerce from CHSE.

2007 Matriculation from CBSE.

Certification

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