CURRICULUM VITAE

Ashish Sharma

Contact: Mobile No: +91-992**-***** / E-Mail ID: adnito@r.postjobfree.com

Objective:

An accomplished expertise in finance and banking, auditing, compliance, control and secure a challenging position and would like to work for a company that has an inclusive environment where I have the opportunity to succeed and contribute my skills and knowledge to achieve the desired goals of the organization.

Work Experience:

Working with Citicorp Services India Private Limited as Ops Support Specialist in Citi Bank India Sanctions Screening Project from May 2019 to till date.

Worked with Tata Consultancy Services as Senior Process Associate in “LBG Insurance Project” and “AML Project” from 04 Nov 2015 to April 2019.

Worked with Samruddha Jeevan Multi-State Multi-Purpose Co-operative Society Limited as “Operation Coordinator” from May 2014 to October 2015.

Worked with Spice Money (Wall Street Finance Ltd) as “Operations Executive” from March 2012 to May 2014.

Key Skills Areas

Accountabilities as Ops Support Specialist:

Experience in Identifying OFAC sanctions risk on Commercial/Retail Banking Clients.

To ensure full compliance with pertinent rules and regulations. Escalates issues discovered during ongoing review and assessment of AML/OFAC compliance risk that require escalation to Senior Management for direction on resolution.

Experience in reviewing and investigating transactions with reference to payment L1 alerts are closed by recording public searches and escalation further if identified containing potential matches against Sanction list: OFAC, United Nations and Others.

Excellent knowledge and understanding of the local regulatory framework and related best practice and a familiarity in dealing with law enforcement and regulators, an existing network would be an asset

Checking the NEFT, RTGS and Managers Cheque transactions.

Cross verify the counterparty with Sanctions List entry.

Raising the enquiry to the branch for further details of the counterparty.

Prepare Daily NEFT, RTGS and Managers Cheque Enquiry MIS and Publish to PAN India for details.

Prepare daily and periodic MIS reports for senior management and AML Advisory Management Team.

Accountabilities as Process Associate:

Perform Settlements of Death claims of Investment Policies via Rufus, PEGA and BPEGA.

Checking the document’s which required for Perform Settlements of Death claims.

Assisted and provided information to support Suspicious Activity Reports (SAR) or equivalent for regulatory filing.

Maintain a strong investigative skills; the ability to work independently, demonstrated extensive banking and Compliance knowledge.

Investigated, monitored and managed Alerted accounts for suspicious activities on a daily basis.

Identified multiple significant cases, red flags and patterns associated with the laundering of illicit funds.

Used transactional and customer records, external data, publicly- available information, and other information to identify suspicious or unusual activity.

Performed detailed analyses to detect patterns, trends, anomalies and schemes in transactions and relationships across multiple businesses/products.

Prepared suspicious activity reports for AML management in SAR ready format.

Accountabilities as Operation Coordinator:

Playing a key role in Administration Department: Accountable for all Day to day General office administration related activities.

Communicate with other Dept. for solving branch issues & staff related issues.

Guide the branch staff for business growth & also guide for better service.

Arrange business meetings and assist in organizing events for the Company.

Prepare daily, weekly & monthly reports and ensure MIS reports, operation reports are in proper order.

Maintaining and Updating of Branch documentations.

Reporting To operation Manager

Accountabilities as Operations Executive:

I am responsible here for day to day operational activities, Cash Handling, and counter support for walk in client and reporting.

To ensure sales and encasement transactions are carried out in strict compliance with company policy and RBI AML/KYC guidelines.

Meeting with Corporate, Banks & Travel agents for procuring new business.

To cross sell other products like Travel Insurance etc.

To co-ordinate with customer support executive for sale/purchase transaction and pickup of payment cheques, KYC documents, delivery of the bills etc.

To ensure all circulars and process note issued by head office is followed in to in the Branch staff and in case of discrepancies same is immediately brought to the notice.

To ensure daily physical counting of all stock including INR and FCN.

To operate Extension counter and punching of all Bills in system.

To co-ordinate with FFMC/ Banks for purchase of currency in consultation with Branch Manager.

ACADEMIC QUALIFICATION:

MBA: Passed from Sikkim Manipal University, 2013 – 2015.

M.COM: Passed from Pt. Ravishankar University Raipur (C.G.), 2012.

PGDCA: Passed from C V Raman University Bilaspur (C.G.), 2011.

B.COM: Passed from Pt. Ravishankar University Raipur (C.G.), 2010.

Personal Details:

Hobbies : Travelling, Listening Music, Interacting With People,

Photography

Linguistic Knowledge : Hindi & English

Positive Attribute : Royal with Work, Hardworking, Positive Thinking,

Patience with Subordinates

Declaration:

I hereby declare that above mentioned information are true to the best of my knowledge.

Date:

Place: ASHISH SHARMA

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