Analyst Consultant

MARK S. DEVAUGHN

*** ******* ***** ******, **, **713 1-302-***-**** *******@*****.***

CAREER OBJECTIVE

Adaptable professional with 5+ years of experience and a proven knowledge of Bank Secrecy Act, Corresponding banking, and Anti-Money Laundering and Combating the Financing of Terrorism . Aiming to leverage my skills to successfully fill the Senior Analyst role at your company.

EXPERIENCE

AML RIGHTSOURCE HIGHLAND HILLS, OH

Senior Compliance Analyst (Consultant), Jan 2021- April 2021

•Perform investigation for potentially suspicious cases to determine file or no file status

•Prepare detailed reports on investigations findings.

•Suspicious Activity Report filing per regulatory guidelines.

K2 INTELLIGENCE, MANHATTAN, NY

Senior Compliance Analyst (Consultant), May 2019 - Sep 2020

•Perform quality assurance reviews for level 1 and 2 alerts for Pre-SAR filing.

•Prepare detailed reports on investigations findings.

•Report to management about asset utilization and investigation results, and recommend Suspicious Activity Report filing per regulatory guidelines.

PWC (CONSULTING AT CAPITAL ONE BANK), COLUMBIA, SC

AML Analyst (Consultant), Feb 2019 - Apr 2019

•Recommend actions to ensure compliance with laws and regulations, or to protect solvency of institutions.

•Investigate activities of institutions to enforce laws and regulations and to ensure legality of transactions and operations or financial solvency.

•Prepare reports, exhibits and other supporting schedules that detail an institution's safety and soundness, compliance with laws and regulations, and recommended solutions to questionable financial conditions.

COMPLIANCE RISK CONCEPTS (CONSULTING AT FIRST BANK), NY, NY

AML Analyst (Consultant), Sep 2018 - Nov 2018

•Recommend actions to ensure compliance with laws and regulations, or to protect solvency of institutions.

•Prepare reports, exhibits and other supporting schedules that detail an institution's safety and soundness, compliance with laws and regulations, and recommended solutions to questionable financial conditions.

•Investigate activities of institutions to enforce laws and regulations and to ensure legality of transactions and operations or financial solvency.

ROBERT HALF STAFFING AGENCY (CONSULTING AT TD BANK), PHILADELPHIA, PA

AML Analyst (Consultant), Apr 2018 - Jun 2018

•Investigate activities of institutions to enforce laws and regulations and to ensure legality of transactions and operations or financial solvency.

•Review subpoena to confirm the institution's source documentation is accurate and complete.

•Perform enhance due diligence and transaction monitoring to confirm high risk customers are operating within the scope of their KYC profile

MICHAEL PAGE (CONSULTING AT MEGA BANK), NY, NY

AML Analyst (Consultant), Nov 2017 - Mar 2018

•Plan, supervise, and review work of assigned subordinates.

•Recommend actions to ensure compliance with laws and regulations, or to protect solvency of institutions.

•User Testing to confirm data points and rules based scenarios capture requisite compliance thresholds.

MITCHELL MARTIN (CONSULTING AT HSBC), NY, NY

AML Analyst (Consultant), Jul 2017 - Nov 2017

•Input suspicions activity reports in the SAR database.

•Write suspicious activity reports.

•Conduct adverse media searches and transaction monitoring.

PRECISION GLOBAL CONSULTING (CONSULTING AT ALMA BANK), NEW YORK, NY

AML Analyst (Consultant), Mar 2017 - May 2017

•Review source documents for completeness

•Perform transactions monitoring for suspicious activity.

•Provides recommendations for SAR filing.

GREEN KEY RESOURCES (CONSULTING AT K2 INTELLIGENCE), MIDTOWN MANHATTAN, NY

AML Analyst (Consultant), Jun 2015 - Jul 2016

•Conduct Quality Assurance reviews of level one and two alerts identified for Pre-SAR filing.

•Prepare client communications and reviews for Senior Level Management.

•Investigate activities of institutions to enforce laws and regulations and to ensure legality of transactions and operations or financial solvency.

KPMG (CONSULTING AT RABOBANK), PHILADELPHIA, PA

AML Analyst (Consultant), Feb 2015 - Mar 2015

•Perform transaction monitoring.

•Conduct investigation and adverse media searches for case dispositions.

•Suspicious activity reporting. (SAR)

CITIGROUP, NEW CASTLE, DE

Senior AML Analyst (Consultant), Sep 2014 - Nov 2014

•Perform case triage and investigation.

•Review source documents for KYC profile.

•Prepare cases for suspicious activity reporting.

JP MORGAN CHASE, NEWARK, DE

AML Analysts, Mar 2014 - Aug 2014

•Promote alerts to cases for Suspicious Activity Reporting

•Review branch referrals for potential suspicious activity.

•Review correspondence banking activities for suspicious activity.

EDUCATION

LYCOMING COLLEGE

WILLIAMSPORT, PA

Bachelor of Arts (B.A.) Criminal Justice (Jan 2006)

STRAYER UNIVERSITY

FREDERICKSBURG, VA

Diploma Network Security (Jun 2005)

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