Page * of *

Chow Koo Li

Wealth Advisor/Senior Internal

Auditor

adldjc@r.postjobfree.com

+60-116*******

Kuala Lumpur, Malaysia

linkedin.com/in/chow-koo-li-116282141

facebook.com/koolichow568

Passionate, Ambitious, Confident.

SKILLS

Insurance Strategic planning Financial planning Risk management Accounting Auditing Internal controls Internal audit External audit Sales and marketing Persuasion skill WORK EXPERIENCE

Wealth Advisor

Prudential Assurance Malaysia Berhad

07/2017 - Present, Kuala Lumpur, Malaysia

A subsidiary of Prudential PLC who provide insurance, investment management, and other financial products and services to both retail and customers. Qualified Bronze Award of the Prudential Life Club for 3 consecutive quarters and 9th Runner Up Agent of the Month in 2019.

Graduated as Certified Wealth Planner in 2019.

Meeting clients and provide consultation to clients on prevention of financial risks. Understand client's needs and provide solutions to clients based on client's risk appetite and financial needs. Developed good relationship with clients and solving client's problems. Performed yearly financial assessment to clients and improve client's insurance coverages. Senior Internal Auditor

IGB Corporation Berhad

05/2016 - 06/2017, Kuala Lumpur, Malaysia

Is a property company engaging in property industry. Its core business is in retail, commercial, residential, construction and hospitality. Completed 13 audit projects from beginning to end. Ensured compliances by reviewing company's Standard Operating Procedures, documenting processes, gathering relevant data, measuring risk and controls, identifying process gaps and issues, improving company's processes and provide recommendation to the issues.

Planned and performed full scope compliance and operational audits for hotels and retails operations including housekeeping, leasing, procurement, advertising and promotions, building services, maintenance, tendering review, human resource, sales and marketing, front oAce, inventory, purchasing and sustainability of the company. Provided supervision support to team members to ensure all projects are carried out within stipulated time. Attended committee meeting to deliver audit review findings to senior management. Consolidated audit reports for final review by Head of Internal Audit. Achievements/Tasks

Achievements/Tasks

Page 2 of 3

WORK EXPERIENCE

Internal Auditor

Genting Berhad

09/2014 - 03/2016, Kuala Lumpur, Malaysia

Is one of the leading MNCs engaging leisure and hospitality, property development and also in power generation, oil & gas as well as in biotechnology. Completed 9 audit projects from beginning to end.

Performed audit procedures, including documenting client processes and procedures, reviewing and analysing evidences, conducting interviews with process owners and documenting evidences to ensure comprehensive auditing in accordance with laid down audit processes to meet audit objectives. Performed professional internal auditing work with emphasis on a risk-based approach mainly for casino operations and non-casino operations.

Audit Scopes including Casino License Requirement, Anti-Money Laundering And Counter Financing of Terrorism, casino membership operation audit, chip bank count, cage count, warehouse operation audit, Personal Data Protection Act 2010, cashiering audit, and procurement operation audit. Identified and documented audit issues, root cause and provide recommendations for improvement in controls and procedures concerning operating units.

Associate Audit Consultant

NGL-TRICOR GOVERNANCE SDN BHD

07/2013 - 08/2014, Kuala Lumpur, Malaysia

Is an associate company of Tricor Services Sdn Bhd providing independent assurance and consulting services, risk management and internal control. Assisted team leaders in performing internal controls review, operational audit and completed 13 audit projects. Audit scopes including compliance audit in multinational company, purchasing and payable system, revenue management system, inventory management system, pre-IPO internal control review, project tendering management system, information technology general controls, payment collection, warehouse and logistic management system, loan disbursement, financial control and credit control. Liaised and coordinated with respective process owners to obtain all the relevant supporting and control documents which shall be used as audit evidence for the working papers. Documented the operational process flows with narratives through interview, observation and inquiry. Compared the industry standards with the current practices and identified any operational gaps that may lead to serious breakdown. Proposed recommendations for improvements on client’s procedures and systems in order to ensure assets and resources are economically, eHectively and eAciently utilised and safeguarded. Attended closing meetings for report discussion to ensure the engagement objectives, observations and recommendations were eHectively communicated to the management.

EDUCATION

Bachelor of Accountancy

University Teknologi Malaysia

2019 - 2013, Malaysia

LANGUAGES

English

Native or Bilingual Proficiency

Mandarin

Native or Bilingual Proficiency

Cantonese

Native or Bilingual Proficiency

CERTIFICATES

Certified Wealth Planner (11/2019 - Present) Certificate of Achievement 9th Runner Up Agent of the Month (10/2019)

Certificate of Outstanding Achievement and

Qualification to Prudential Life Club (Quarter 3)

(12/2018)

Certificate of Outstanding Achievement and

Qualification to Prudential Life Club (Quarter 2)

(09/2018)

Achievements/Tasks

Achievements/Tasks

Page 3 of 3

CERTIFICATES

Certificate of Outstanding Achievement and

Qualification to Prudential Life Club (Quarter 1)

(06/2018)

Certificate Examination In Investment-Linked Life

Insurance (09/2011)

CONFERENCES & COURSES

Internal Audit Training and Development Programme

(09/2015)

Genting Hong Kong Limited

Introduction To Gaming (06/2015)

Genting Malaysia Berhad

Workshop: Changing Needs For Compliance Auditing:

Improving Techniques, Skills And Reporting Style For Better Results And Assurance (09/2015)

The Institute of Internal Auditors Malaysia

Audit Express Technical Refresher Course (02/2013) AXP Solutions Sdn. Bhd.

Associate Member of Institute of Internal Auditors Malaysia (05/2014)

The Institute of Internal Auditors Malaysia

Awareness Before Change Programme (01/2018)

ABC Moderator

VOLUNTEER EXPERIENCE

Program General Arrangements Volunteer (PGA)

Malaysia MDRT Membership Communications Committee

08/2019, Malaysia

Malaysia MDRT Day 2019

Program General Arrangements Volunteer (PGA)

Prudential Assurance Malaysia Berhad

06/2019, Malaysia

Prudential MDRT Annual Meeting 2019

Volunteer of Charity Bazaar

Genting Berhad

06/2015, Malaysia

Contact this candidate