Registered Wealth Management Client Associate
Resume:
S. Baigin Thiel
Lexington, KY 40502
*******@*****.***
SUMMARY
Series 7 and 66 Registered Wealth Management Associate with professional business acumen and knowledge of finance and accounting principles. Detail-oriented and efficient problem solver with cross-functional experience analyzing complex financial information for varied purposes. Excellent relationship building and communication skills. Thrives in a fast paced, multi-project, and high energy team environment. CORE COMPETENCIES
• Written & Verbal Communication
• Salesforce
• Microsoft Office
• Investment Analysis
• Financial Planning Analysis
• Customer Service
• Strategic Marketing
• Website Management
• Event Planning
EDUCATION
University of Kentucky, Lewis Honors College
August 2016 - May 2020
• B.S. in Accounting, International Business minor
• Graduated summa cum laude, 3.88 GPA
Gatton College of Business & Economics, Global Scholar
• Requirement to take specialized coursework in international business, intercultural communication, and leadership in the global marketplace
• Requirement to study abroad during one academic semester, completed Fall 2018 in Barcelona, Spain EXPERIENCE
Merrill Lynch, Registered Wealth Management Client Associate April 2018 – Present, Lexington, KY
• Successfully obtained SIE, Series 7, and Series 66 FINRA registrations on first attempt while still a full-time student and part-time employee.
• Serve as first point of contact for 80+ households in all phases of client service, relationship management, and account maintenance to promote client retention and create a superior customer experience.
• Design and own team marketing strategy, including website creation and management, coordination of in person and virtual event logistics, digital communications, and creation of marketing materials.
• Organize specific financial details and data using Merrill Lynch financial planning software to generate Wealth Outlook reports and implement investment portfolio changes according to simulation forecasts.
• Actively maintain confidential client information and financial advisor documentation via Salesforce to streamline client data and maintain organizational processes.
• Establish team budget and manage Business Development Account expense reports regularly.
• Coordinate meeting schedules of senior managing partners and direct daily team meetings to improve team efficiencies.
• Execute banking and securities transactions accurately and in a timely manner. Body Structure Medical Fitness, Front Office Assistant March 2017 – March 2018, Lexington, KY
• Managed scheduling and front office operations.
• Supervised facility opening and controlled service at 5am daily.
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