Audit, compliance, due diligence and team handling

MEGHA TANEJA Major- Finance

Mobile: 097******** Minor- Marketing

Email: ***************@*****.***

PROFESSIONAL EXPERIENCE

Senior Analyst in KPMG Global Services (December 31, 2012- August 4, 2019)

Projects Undertaken:

Corporate Intelligence

Preparing Enhanced Due Diligence (EDD) reports on third-parties, vendors and customers to mitigate reputational, regulatory, legal and business risk.

Performing background verification on entities and individuals using a wide variety of online databases including corporate registries, stock exchanges, courthouses and media among others.

Identifying Politically Exposed Persons (PEPs) and reviewed their background for any potential Anti-Money Laundering (AML)/Foreign Corrupt Practices Act (FCPA) risk.

Identifying potential matches during red flags/alert and conducted profile reviews in order to confirm the identity of individuals or entities using unique identifiers including date of birth, location and telephone numbers among others.

Source of Wealth Research

Identifying and assessing the Source of Wealth (SOW) of Politically Exposed Persons (PEPs) and high risk customers of global retail and investment banks.

Analyzing the customer’s wealth and conducting research on a wide range of publically available information and corporate databases in order to obtain details about customer’s ancestral or family wealth, salary, corporate interests amongst other sources of wealth.

Due Diligence

Conducting deep dive research on the target companies/individuals to identify any red flags/risks associated with them which are also in line with the UK Bribery Act (UKBA) and Foreign Corrupt Practices Act (FCPA).

Preparing Anti-Bribery and Corruption Reports on the customers after collating all the risks associated with them.

Anti-Money Laundering

Conducting Know Your Customer (KYC), Sanctions Screening and Transaction Monitoring for one of the multinational banks in the UK. Also gained insight on the policies and regulations in the financial sector along with the experience in mitigating risk in the banking sector.

Monitoring and reviewing compliance risks arising from changes in the customer’s profile which includes the changes in its regulated status, listed status and nature of business and trading status

EDUCATION

IBS Gurgaon (2009-2011)

MBA in Finance

St. John’s College, Agra (2005-2008)

B.Com

EXTRA CURRICULAR ACTIVITIES

Participated in dance at the school and college level.

Participated in fashion show at IBS

Participated in various sports activities.

ACHIEVEMENTS

Awarded ‘Most Pleasing Personality’ at IBS.

COMPUTERS

Sound knowledge and experience to work on MS Excel, PowerPoint and MS-Word.

OTHER INTERESTS

Watching cricket

Dancing

Travelling

PERSONAL DETAILS

Date of birth: 23rd Feb, 1988

Gender: Female

Marital Status: Married

Languages known: English, Hindi and Punjabi.

ADDRESS

Current Address:

I-458, Block 15

Rangoli Gardens,

Maharana Pratap Marg,

Vaishali Nagar,

Jaipur, Rajasthan- 302034

Permanent Address:

561, Paschimpuri,

Sikandra,

Agra, Uttar Pradesh- 282007

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