To excel in the field of Corporate laws and lead the Companies to the path of good Corporate Governance. Organization :STAR DELTA TRANSFORMERS LIMITED (BSE Listed Company) (within Top 2000 companies as per market Capitalization of BSE)

Designation : Company Secretary and Compliance officer Experience : September 2018 -present (2.4 years)

Notice Period : 1 month

AREAS OF EXPOSURE:

Being the Compliance officer and only Professional in Secretarial Department, handling all the Compliances applicable to the Listed Company and its group companies (included NBFC Company), Single Handedly such as

● Dealing with BSE and RTA, Yearly/Half Yearly/Quarterly/Event Based compliances under SEBI (LODR) Regulations, 2015, SEBI (SAST) Regulations, 2011, SEBI (Prohibition of Insider Trading) Regulations, 2015 and any other regulations governed by SEBI.

● Compliances under Companies Act, 2013: Conducting Board Meetings, Extra-ordinary General Meetings, Committees Meeting and Annual General Meeting(AGM), Maintaining Secretarial Records and Registers, Drafting Notice, Agenda, Minutes, Letters, Notices, Annual filing documents, Board Report, Annual Return, Annual Report, Policies under various Regulations, Managing formalities for Dividend payment, Creation, Modification and satisfaction of Charges etc.

● Individually handled all IEPF Compliances of Listed Company including filing of IEPF-6, IEPF-1, IEPF-2, IEPF-4.

● Coordination and handling of Investor Relationship activities such as Transmission, Transfer, IEPF process, monitoring the activities of R&T Agents, etc.

● To obtain various approvals of the Board, members, government and such other authorities;

● Filing of various Forms and Periodical Returns with Ministry of Corporate Affairs (MCA).

● Compliances under Labour Laws such as Filing Annual Return under Minimum wages Act 1948, The Payment of Bonus Act, 1965, Prevention of Sexual Harassment Act, and The Sexual Harassment of Women at Workplace (Prevention, Prohibition and Redressal) Act, 2013 etc.

● Drafting of various replies to ROC, SEBI, Stock Exchange and other authorities.

● Ability to liaise with various regulatory authorities like ROC, Stock Exchanges, NSDL, CDSL, etc. in a collaborative manner.

● Complied with the requisite norms of RBI for a Listed Company and Non Banking Finance Company.

Compliances of NBFC such as Uploading monthly data on CIC FTP Portals, filing Returns of NBFC, single handedly complete assignment of Conversion of Public NBFC Company into Private NBFC Companyand Change in Management and shareholding of NBFC, which includes obtaining prior approval of RBI etc.

Direct Reporting to the Managing Director and provide a detailed description of the applicability of new laws to the Company and its Interpretation.

To assist the Board/DP in ensuring good corporate governance and in complying with corporate governance requirements and best practices

CS PRIYA SOLANKI

(CS/MBA(Finance)/LLB)

Membership No.: A56231

Email adjsfb@r.postjobfree.com

Mobile 896-***-****,798-***-****

Linkedin https://www.linkedin.com/in/cs-priya-solanki-149744147 Objective

Professional Experience

INTERNSHIP:

Organization : KANJ & ASSOCIATES, PUNE, MAHARASHTRA Designation : Management Trainee

Experience : 1 year 3 months (April 2017-June 2018) Profile : Company Secretary

AREAS OF EXPOSURE:

Secretarial Matters Compliances

● Capital raising under various modes such as Rights Issue, Bonus issue, Private Placement, Preferential allotment;

● Issuance of compulsory convertible debentures (CCD) through private placement or preferential allotment;

● Alteration and Re- classification of Authorised Share Capital, variation of shareholder’s right, Alteration of Articles and memorandum of association, changes in terms of preference shares;

● Activities related to payment of Dividend, transfer of unclaimed dividend/ shares to IEPF Authority.

● Handled Compliances related to Corporate social responsibility(CSR) and drafted its report;

● Shifting of Registered office (within or outside local limits and from one state to another state);

● Organized and conduct Board meetings (by circulation, video conferencing also), Extra-ordinary general meetings (EOGM),Class meetings and Annual General Meeting (AGM) through e-voting and postal ballot also) of companies;

● Handled end to end Compliances in respect of Appointment/Re-Appointment/Resignation of Directors and Key Managerial Personnel;

● Prepared and Filed Annual Return and Accounts (including XBRL) of the Company and LLP to the ROC;

● Creation, Modification,satisfaction of Charges.Application of Condonation of delay for Charges;

● Drafting of Agreements, resolutions and opinions on various aspects and provided Advisory and consultancy services to clients;

● Drafted minutes of board, committee and general meetings as required under Companies Act involved in issuance of notices, notes to agenda etc;

● Incorporation of Company and LLP, conversion of Company into LLP. conversion of unlimited Company into limited Company.

Secretarial Audit

● Assisted in secretarial Audit of Companies and had Company visits for Audits. FEMA Compliances

● Reporting of Foreign Inward Remittance Certificate (Advance reporting) and Forms FC-GPRS and FC-TRS to RBI under FEMA regulations, FLA Return, SMF registration under FIRMS.

● Assisted in handling assignment related to disinvestment of foreign subsidiary Company and its reporting to RBI;

● Handled ODI related Compliances of the foreign investment abroad.

● Sincere in the work assigned

● Quick learner

● Ability to handle work pressure

● Ability to manage work and complete work within deadlines.

● Ability to handle projects independently.

Microsoft Word, Excel, PowerPoint and FrontPage.

Academic/Professional Qualification

Qualifications Board/University Year of passing

LLB State Law College, Barkatullah University, Bhopal 2020 CS Institute of Company Secretaries of India, ICSI 2018 MBA (Finance) RKDF College, Barkatullah University, Bhopal 2017 B.Com (Computers) Sarojini Naidu Govt. Girls College, Barkatullah University, Bhopal 2014 Strength

IT Skills

Reallocation Ready to relocate to Bangalore, Hyderabad, Mumbai and Pune. Personal Details

Date of Birth 1st March, 1994

Gender Female

Language Known English and Hindi.

Father’s Name Mr. Badri Prasad Solanki

Present Address House No. 28, Behind capital mall, Misrod, Bhopal, Madhya Pradesh

Contact this candidate