Manager Data

Robert August Rosmarin

**** **** ******

Bronx, NY, 10466

Home Phone: 914-***-****

Cell Phone: 914-***-****

Email: adizu5@r.postjobfree.com

PROFESSIONAL SUMMARY

I am a seasoned middle/back office operations Pricing and Securities Reference Data Manager with exceptional analytical, leadership, problem solving and decision making abilities. Proven ability in streamlining operations, increasing efficiency and reducing expenses. In-depth experience in managing all core functions within the business, with demonstrated ability to supervise, direct, and guide individuals and groups in the completion of tasks and fulfillment of goals.

I utilize an assertive yet diplomatic management style that yields results and is equally effective in individual, group or executive settings. Functional expertise in business re-engineering and restructuring, change management, team building and leadership, enterprise reporting, data management, wealth management, client relationship management and compliance processes.

PROFESSIONAL EXPERIENCE

Gateway Consulting, Bronx, NY May 2019 to Present

Driver

Transport clients from designated pickup point to the learning center.

Transport clients from the learning center to their designated drop off location.

Matron when short staffed. Escort clients from pickup point to vehicle. Ensure they enter vehicle safely and are seated and secured in the seatbelt.

GVC II, Bronx, NY March 2019 to May 2019

Driver

Transport people with disabilities from and to their requested locations throughout the NY tri-state area.

Chariot Transit, Queens, NY July 2017 to March 2019

Driver/Team Lead Route Supervisor/Dispatcher

Create daily driver route sheet and vehicle assignment.

Track drivers and vehicles while out on assigned routes.

Transport commuters from their designated pickup stops to drop off points throughout Brooklyn and New York City.

Mentor and train new and existing drivers on service routes.

Track and maintain fleet list for management to ensure vehicles are serviced accordingly.

Coordinate with management vehicle inspections for the Department of Transportation, the Taxi and Limousine Commission, and New York State safety inspection.

Drop off and pick up vehicles that require inspections or maintenance.

Dispatch New York City routes on weekends.

Track and update supply list for employee lounge.

872 Realty LLC, Bronx, NY December 2015 to present

Project Manager (Part-time)

Overseen the renovations of several units within tenant building.

Coordinate with the contractor, electrician, and plumber regarding supplies and repairs.

Meet with inspectors to ensure the renovations pass code inspection.

Ensured everyone met projected deliverables to keep cost factor down.

PRINCETON INFORMATION SYSTEMS, Jersey City NJ April 2012 to January 2013

Risk and Control Business Analyst on assignment at CITIGROUP, New York NY

Review processes, procedures, and workflows for various business groups

Make recommendations to eliminate control failures.

Work with business units to ensure controls put in place are reviewed on an ongoing basis.

Contribute and participate in workgroups to help reduce overall risks of business areas.

Created PowerPoint presentations for management.

Heavily used Excel for reconciliation and review of system user entitlements (v-lookups, calculations, light macros, concatenation, formatting cells with formulas, etc.).

BANK OF NEW YORK MELLON, New York, NY June 2010 to December 2010

Business, Securities Reference Data and Pricing Analyst

Temporary Hedge Fund Business and Pricing Analyst with responsibilities including:

Prepared Service Level agreements for existing and new clients/vendors.

Created workflows and PowerPoint presentations for department.

Analyzed and evaluated bond valuations for all fixed income securities including corporate bonds (privates, high yield, yankee, etc), mortgages, options and futures.

Reconciled monthly client positions and market values.

Heavily used Excel for reconciliation and review of prices (v-lookups, calculations, light macros, concatenation, formatting cells with formulas, etc.).

Setup and scrub securities reference data/security master information (corporates, mortgages, municipals, governments, discount notes, equities, options, commodities) in the Sungard World Invest One System.

Research and secure prices using broker statements as well as market data suppliers (Interactive Data, Reuters, JP Morgan PricingDirect, FactSet, Bloomberg, and Bloomberg BVAL)

Troubleshoot and resolve daily pricing issues (domestic and foreign asset classes).

Utilized BVAL pricing source via Bloomberg to secure prices.

Update prices using Sungard World Invest One System.

Research and update missing prices on month end pricing reports.

ALLIANCEBERNSTEIN LLC, White Plains, NY April 2004 to December 2009

Assistant Vice President – Pricing and Valuations Manager, Business Analyst (8/07 - 12/09)

Business Analyst/Pricing Manager/Subject Matter Expert with responsibilities including:

Wrote business development requirements detailing system enhancements. Performed user acceptance testing, signed off on testing, and approved for implementation. Ensured each stage was loaded successfully into test and production regions.

Wrote departmental procedures, created workflows, and trained staff on new enhancements and systems.

Performed RFP’s (research, reconcile, and troubleshoot data content) on existing clients and new business holdings files. Worked with internal product areas (portfolio management, client relationship manager, client reporting, security master and corporate actions groups) regarding RFP holdings file.

Heavily used Excel for pricing and reconciliation (v-lookups, calculations, light macros, concatenation, formatting cells with formulas, etc.).

Created monthly metrics for senior management review.

Served as a liaison for internal (Portfolio Management, Client Reporting, Accounting, Performance, Risk Management, and Compliance) and external clients and vendors.

Coordinated and maintained departmental Disaster Recovery Manual/Business Continuity Plans.

Maintained and reviewed departments Business Impact Analysis.

Co-ordinated staff and troubleshoot/resolve department issues during DR testing offsite.

Met with internal and external auditors for SOX and SAS70 annual review. Prepared audit confirmations by reviewing and conducting analysis for validation of prices.

Managed staff of eight pricing analysts.

Developed and maintained strong relationships with stakeholders, trading, portfolio managers and vendors (market data suppliers) to ensure the most accurate market prices were being used and streamlined business processes.

Go to person for issues regarding FTP vendor pricing files as well as internal delays. Made decisions to ensure the pricing SLA deadlines were met.

Troubleshoot and resolved daily pricing issues (domestic and foreign securities reference data).

Linked various databases from Bloomberg into daily pricing models (BVAL, end of day close prices, exchanges. etc).

Performed analysis and worked with developers to upgrade over to newly developed databases.

Ran adhoc cycle reports for all unpriced securities held in ADP/Broadridge accounts. Researched and resolved issues and updated/uploaded to ADP for reporting period.

Prepared and conducted semiannual and year-end staff reviews.

Interviewed, recommended and trained new employees for Pricing Department.

Worked with Market Data Group to ensure suppliers were providing fair and competitive fees for securities pricing feeds.

Worked with software development team streamlining existing system functionality and building new systems.

Pricing and Valuations Analyst April 2004 – August 2007

Analyzed and evaluated bond valuations for all fixed income securities including corporate bonds (privates, high yield, yankee, etc), mortgages, options and futures.

Priced mortgage securities not covered by vendors for the daily Mutual Fund NAV accounts.

Maintained mortgage web based database and price securities weekly utilizing PERL script as well as month end using broker quoted levels and internally modeled prices.

Secured prices for the month end pricing cycle. Obtained prices for various security reference data types (derivatives, equities, corporate bonds, municipals, governments, short term cash, mortgages, and commodities) using broker quotes as well as vendor resources (Bloomberg, Bloomberg BVAL, Interactive Data, JP Morgan Pricing Direct (formally Bear Stearns), InfoExpress, Markit Partners, FactSet). The prices were then manually uploaded to the internal databases (Eagle Star, ADP/Broadbridge, Portfolio Management System) where they would flow downstream to the other accounting systems that needed to consume the data.

Conducted monthly price reconciliations using the AB internal price versus the custodial price sources using SQL query.

Researched daily inconsistencies, to support CAMRA using Crystal Reporting System adhoc report and SPARK adhoc report for which the daily pricing model calculates the daily NAV.

Updated and uploaded prices and pricing information using Sungard Global Plus system

MUTUAL OF AMERICA LIFE INSURANCE, New York, NY October 2002 to April 2003

Accounting, Securities Reference Data, and Pricing Valuations Manager

Oversaw the daily production of all Mutual Fund Net Asset Valuations.

Coordinated and implemented the structuring and functionality of new fund accounts.

Setup and edited securities and pricing data using online system PAM for securities.

Served as a liaison with external vendors and clients.

Managed staff of six accountants.

THE CHASE MANHATTAN BANK, N.A., New York, NY November 1994 to May 2001

Assistant Treasurer - Pricing Valuations, Operations Supervisor (11/98 - 5/01)

Served as a liaison with all internal product areas as well as external clients and vendors.

Coordinated, tested, and approved implementations for all departmental system upgrades and contingency.

Documented and streamlined departmental processes.

Coordinated and implemented disaster recovery procedures and upgrades.

Maintained and reviewed departments Business Impact Analysis.

Co-ordinated staff and troubleshooted/resolved department issues during DR testing offsite.

Supported Pension Accounting Group, Global and Domestic Custody and Performance Measurement data needs.

Oversaw all global and domestic securities pricing vendor transmissions for the daily Mutual Fund Net Asset Valuations, and next day daily accounting clients.

Supervised, reconciled, and ensured all monthly, next day daily, and Net Asset Valuation pricing was completed in a timely and accurate manner.

Supervised staff of eleven analysts.

Heavily used Excel for reconciliation and review of pricing related issues (v-lookups, calculations, light macros, concatenation, formatting cells with formulas, etc.).

Coordinated and oversee the training and transition of departments’ relocation to Dallas Texas.

Securities Reference Data and Pricing Valuations Analyst (11/94 - 11/98)

Researched and secured prices on securities reference data holdings (domestic and foreign equities, corporates, muni’s, governments, mortgages, futures, options, cash, foreign exchange currencies) using Bloomberg, Reuters, advisor provided, and Interactive Data product Remote Plus.

Ensured all daily global and domestic pricing feeds arrived into central pricing system in a timely matter.

Downloaded, updated, and troubleshoot daily FX rates using an Excel spreadsheet built on Reuters and Interactive Data spot rates.

Produced daily NAV, next day daily, and monthly accounts on WINS and FAW.

Researched and processed daily Corporate Actions on in-house systems.

Setup global securities on Chase custody system Global Trade Input.

Setup domestic and foreign securities on SunGard World Invest One System.

LICENSES

NYC TLC license and CDL Class C with Passenger endorsement and N1 restriction.

SOFTWARE and SYSTEMS

Windows, Microsoft Office (Word, Excel, PowerPoint, and Access), Microsoft Project and Visio, Lotus Notes, Sungard Invest One, Sungard Global Plus, Bloomberg, Bloomberg BVAL, FactSet, Reuters DataScope, JP Morgan Pricing Direct, Interactive Data Remote Plus, Merrill Lynch High Yield, Barclays Point (formally LehmanPoint), Princeton Financial PAM for securities, ADP/Broadridge, Eagle Star, Cognos, AllianceBernstein Client Reporting System, AllianceBernstein Portfolio Management System, CAMRA, Crystal Reporting System, Rumba/PACE, Rumba/Titan, JP Morgan Chase Fund Accounting Workstation, JP Morgan Chase Global Trade Input system, VAX/VIP, UNIX, PERL/SHEL,SQL, SWIFT, Euroclear

EDUCATION

SUNY Empire State College, Albany, NY – Completed one semester (Fall 2014)

CORNELL UNIVERSITY, New York, NY, Chase Manhattan Bank sponsored program 1997-1998

FRANKLIN K. LANE HIGH SCHOOL, Queens, NY, Graduated 1987

Attained Taxi and Limousine Commission license May 2017

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