Manager Analyst

Purnima Shinde

AML Compliance and Quality Assurance Analyst

Email (Personal) – *******.******@*****.***

Contact # +1-860-***-****

SUMMARY

Motivated and enthusiastic individual capable of learning and adapting to new work structure and culture. Dynamic and highly qualified Compliance Analyst with extensive knowledge of anti-money laundering procedures and law, gained through education and work experience in the banking industry.

Acquired basic Understanding of the Agile Testing Lifecycle

● Understanding and planning Functional & Non-Functional requirements

● Planning entry and exit criteria

● Planning and documenting deliverable in each phase

● Defect identification and tracking

Result oriented, Excellent Compliance & Investigating skills! SKILLS

● Analytical Thinker

● Clear and effective communication skills

● Team and time Management

● Prioritizing and organizing tasks effectively

● AML / SAR Reporting Analyst

● Expertise in KYC / CDD

● Experienced Fraud Investigator

● Know-hows of Internal Auditing requirements and record keeping

● Good Knowledge of Foreign Exchange

TRAINING AND CERTIFICATES

1. Master Software Testing+Jira+Agile on Live App – Be a Team Lead Name of Institution: Udemy

Dates of Achievement: 11/15/2020

Certificate Received: Software Testing + Jira + Agile Major Area of Study: QA, Agile, Jira

2. Global AML for United States by Banker’s Academy Name of Institution: Banker’s Academy

Dates of Achievement: 02/09/2020

Certificate Received: Global AML for United States Major Area of Study: Anti - Money Laundering

3. AML & countering of Terrorist Financing by DWC LLC on UDEMY Name of Institution: DWC LLC

Dates of Achievement: 12/06/2019

Certificate Received: AML & countering of Terrorist Financing Major Area of Study: Anti - Money Laundering

PROFESSIONAL EXPERIENCE

HDFC Bank LTD May 2010 – Dec 2011

Deputy Manager Mumbai, India

1. Ensured the bank’s policies and procedures are followed according to established guidelines such as

a. Time to time notification from Reserve Bank of India, Foreign Exchange management Act (FEMA), and

b. Make recommendations for improvement at branch level as per bank’s compliance setup

2. Auditing and controlling various security measures deployed in branch 3. Prepared Suspicious Transaction Reports after identifying suspicious account activity 4. Prepare detailed reports on audit findings and make recommendation forimprovement 5. Direct and motivate team in the development and implementation of administrative strategies and technical problems

6. Evaluated monthly reports and noted any account activities that required further investigation

7. Examine and analyze KYC requirements for all new as well as old accounts, and compliance with established accounting standards, procedures and internal controls 8. Promote and Guide to Branch staff for Customer Services and identify the gaps and provide suitable solution for long term customer relationship 9. Analyzed overseas transactions to confirm the authenticity of such accounts and related fund transfers

10. Confirmed compliance with fraud protection guidelines 11. Prepare and maintain case files for ongoing investigations 12. Coordinate with senior manager to determine appropriate risk assessment levels Axis Bank LTD Apr 2007 – Oct 2009

Executive Mumbai, India

1. Overseeing the entire Branch operations including Internal Audit, Income tax Notice, Legal & Compliance, and all escalations and ensure timely submission of reports to various regulators

2. Ensuring that the financials of the branch are under control and the branch adheres to the Know Your Customer (KYC) and Anti-Money Laundering (AML) norms at all times 3. Responsible for dealing with external and internal auditors and inspections and compliance

4. Supervising Key Areas including Marketing, Business Channel Development, Team Development, Cost Management and Revenue Generation 5. Collecting information on new clients to identify potential risks and determine an appropriate level of due diligence for each account Standard Chartered Finance LTD Aug 2005 – Mar 2007 Officer Mumbai, India

1. Wholesale Banking Operations Officer at Standard Chartered Bank, one of the largest Multinational Bank operations office in India

2. Worked as a team member of Head Cash Management Services 3. Done Book Transfers, RTGS (Real Time Gross Settlement) for corporate accounts. 4. Drafting Risk and Loss reporting for Cash Management services (Across India) 5. Analysis of HR related activities for Cash Management Team (Across India) 6. Data Manipulation of FCY (Foreign Currency) and LCY (Local Currency) 7. Drafting & Managing Reports KPI ( Key Process Information in MACROS), Sundry Suspense A/c Report, Escalations, System Downtime, Volumes of Business, Risk & Loss Report monthly for Pan India Cash Management

8. Active member in UAT while migration

HSBC Bank LTD Mar 2005 – Jul 2005

Banking Assistant Mumbai, India

1. Data Manipulation and Incentivization

2. Customer Assistance

3. Drafting and Managing reports FSO Tracker, Quality MI, Performance Club (monthly), Sales Initiative (fourth nightly), CMB-SME tracker, FSO call tracker (weekly) The Times of India Aug 2003 – Jan 2005

Marketing Executive Mumbai, India

1. Marketing for the Newspaper Maharashtra Times, Times of India and Economic Times 2. Reader Relationship Executive for Mumbai Western Suburban Region EDUCATION

Degree: Bachelor of Commerce (Mumbai University - INDIA) Year: 2003

Major Area of Study: Specialization in Financial Accounting & Auditing VOLUNTEERING Mar 2020 – Present

1. Volunteered and helped set up “Blissfully Humble” a local non-profit which is helping people in need during COVID-19 pandemic.

2. Conducted and managed a team of 40 volunteers in organizing 5 food drives and 2 school giveaway drives.

3. Co-ordinated with multiple non-profit organizations as part of outreach efforts. 4. Lead team for logistics monitoring and distribution efforts of collected supplies. 5. Helped 350+ children in the poverty level to get school supplies to prepare for the new school year.

6. Collected over 900 lbs. of food to help our neighbors in need for Mission 638.

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