Daniel S. Berry

*** **** ******

Deland, Florida 32720

E-mail: adi05s@r.postjobfree.com

Home: 386-***-**** Cell 386-***-****

http://dbitconsulting.tech/

Chief Technology Officer/Exec Vice President of Trade Operations

Chief Compliance Officer/Senior Financial Analyst

Areas of skill: Financial reporting Asset valuation/Capital Asset Pricing, Receivables/payables Balance sheet valuations payroll/taxes/Corp./Partnership Docs. Expense Audits Sec/Nasd/Fl. Reg.audits, Operations Analyst Human Resources Intra/post day cash req.Net Capital value Training-Motivating Market Organizational expertise troubleshooting Info. Systems Analysis. Compliance-trade executions/operations-clearing and trade platforms/operations

Areas of skill: hardware repair Server Administration Connectivity- IP addressing, Nat, wireless/upgrades/replacements Website Upgrades Back office integration/print servers Licensing/workstation Com-data room/lan drops Remote Access/Firewall/Intrusion detect Patches/updates Backups-Data Recovery E-mail/message provisioning Pos systems Virus detection/removal PC/Laptop/Server/Lan/Switch/Router/Hub

Experience:

Pres. Owner-Head Trader

2019 Cobalt Futures/Commodities/Forex Trading Firm (NFA ID# 01519629/Firm NFA #0519814)

Deland, Florida

Actively trading currencies (dollar-euro/yen/francs and exotics) being executed through Forex AG. Order management system utilizing technical and momentum analysis. Initial registration and licensing Series 3 for Commodity/Futures Forex trading firm. If a viable employment opportunity becomes available, this registration will be “shelved” accordingly.

2019 IT Consultant/ Computer/Networking (http://www.dbitconsulting.tech/)

2003 Berry Consulting/Networking Deland, Florida

deployment of small-mid level networks, diagnostics and repair. Networked security systems,

remote Access. Installation/maintenance including POS operations. Proposals,

Recommendations to meet client’s requirements. System integration/migration, database and account management, network profiles, groups, domains, rights, permissions. Hardwired, wireless connectivity with provisioning, pc/server/laptop/router/switch/psu/aps/managed and non. Customized data, airflow and power solutions. Also created and marketed a confectionary (chocolate truffles) business that was distributed locally and through “Tropical Smoothie Cafe” and was scheduled for production through “Florida Gourmet Foods” including national website availability. Due to the current and past economic conditions, the operation had to be discontinued.

2006 Treasury Officer/Ops Manager/Network Administrator

2006 Florida Gourmet Foods Inc. Deland, Florida

Oversaw all financial and business transactions with Distributor/wholesaler and retailers. This would include receiving, processing and logistical fulfillment of product. This role also included payroll, accounts payable/receivable and end of day deposit settlements. In addition to this role, I was responsible for all aspects of network configuration/backup/functionality/web site maintenance, design and creation of graphic content for commercial distribution.

2003 Chief Technology Officer/Compliance Officer/Exec Vice President Trading OPS

2000 Park Financial Group Inc. Winter Park, Florida

Created and implemented System/LAN network, responsible for all computer operations and trading systems. Managed all migrations to current operating systems, e-mail and data archives. Personally handled all compliance operations; staff, written and verbal communications with all regulatory bodies (NASD, SEC, and State of Florida). Oversaw all trading, compliance activity/personnel and financial operations and audit/accounting oversight.

2000 Vice President of Trading Operations and Compliance Trading Division-ECN/ATS

1999 Globe Net Securities Inc. Winter Park, Florida

Created and implemented a trading team to execute and transact in the first internet- based Electronic Order Book for OTC Bulletin Board and Small-Cap securities. Responsible for developing all trading procedures in order routing, handling through multiple execution platforms. Oversaw all hiring and training of traders and compliance of over 37 actively licensed traders. Including NASDAQ Workstation II, ACES-advanced computerized execution system, Autex, Trade Route, and Globe Net’s internal Order Management System, also wrote all compliance manuals and documentation to include HR policies. Oversaw 3 additional operational and support departments.

1999 Trading Liaison/Trader

1996 Orlando Trade Support Division Active Trader Retail Investment-RCS

Charles Schwab & Co. Orlando, Florida

Executed trading activities between multiple departments: option/bonds/equities, and all support service teams. Specialist in market mechanics, trading activities and implementation procedures. Oversee multiple teams of brokers/Managers to maintain firm’s risk exposure. Responsible for error resolution, "trade busts” and all trade reporting activities, including quarterly reports to senior management. In addition, I executed order flow transactions as part of the Schwab’s High net worth client Account Initial Public Offering (IPO) team, and was a member/trader on the “Solad” team. This was the first “first ever” electronic trading team for high volume IT based e-trading system.

1996 Debt/Equity/Options Trader

1993 Brown and Company Inc. Orlando, Florida

Effected trading in Money/Pension manager, and individual accounts in the areas of

stock, bond and options. Trading varied throughout all major exchanges and multiple

third market makers. Heavy option trading utilizing such techniques as:

spreads straddles buy-rights, unwinds, and Multiple synthetics. Extensive technical

chart/Graph analysis.

1992 Financial Analyst and Evac. Sys Instructor

1988 Pan American World Airways Flight Academy Miami, Florida

Worked in coordination with Director and Manager of Administration in areas of asset costing, allocation, budgeting, and payroll and scheduling of personnel and equipment. Team leader-time and motion studies of Flight training programs. In conjunction with my duties in Administration, I was also an Emergency Evacuation Instructor at the academy, classroom and hand’s on procedural requirements for air certification of flight crews of both Pan American World Airways and Air Canada. As a certified CPR Instructor with A+C rating, l also taught and signed off on all required resuscitation and required medical training programs as designated by the Director of Flight Training. Certified Instructor in 10 Pan American aircraft frames and four for Air Canada.

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Education:

Graduate course work toward Master's in Finance

University of Central Florida, currently pursuing

Microsoft Certified System Engineer Program Graduate

University of Phoenix, Orlando Florida 1999

Certified Financial Planner Program Graduate

University of Central Florida Orlando, Florida 1998

Bachelors of Business Administration in Finance

Florida International University Miami, Florida 1993

Licenses:

Series 3 Commodity/Forex (received clearance for testing date)

Series 24 Principal General Securities

Series 55 OTC Trader

Series 8 General Securities Supervisor (Series 9/10)

Series 7 General Securities

Series 6 Mutual Fund and Variable/Fixed Annuity

Series 63 Multi-State Blue Sky: Currently all 50 States

State of Florida Life/Health/Variable Annuity

Personal:

CPR Instructor rated A and C

Purple Belt-Okinawa Kempo Karate

Green Belt-Shorin-Ryu Karate/Weightlifting

Employee of the month July/August 1999. Recipient of VIP award Active Trader Division.

Professional and Industry Related Experience:

Lead trader in client related negotiation of (5-100$ million) Hedge trade of Dollar to Crowner of Collateral Mortgage Obligations (CMO). Also was involved in Company negotiations for restricted 144 shares, (3-4 million) for a Las Vegas Information Company. Worked with CEO of Water processing company in Canada to get listed on OTC market.

Achievements

Implementation and marketing of Internet based ECN electronic communication network for the Bulletin Board and Small-Cap OTC market at Globe Net Securities Corp. Directed and hired 37 traders and 5 support employees at Globe Net Securities. Solely responsible for the creation, implementation and retention of Globe Net’s trading division. All trading room procedures and policies were written and performed under my supervision this included training, licensing (series 55 OTC trader). These traders were then divided into teams, where they were instructed in advanced OTC trade procedures and Globe Net’s electronic order book system.

Oversaw office expansion for Park Financial Group Inc. This was a move from 3,000 sq. ft. in Orlando, to a new office in Winter Park, which was 10,000 sq. ft. In this new office, I created a trading room with 3 NASDAQ level 3 trading computers and a fully networked Land Area Network (LAN) Data throughput configuration was increased from 3 commercial DSL’s to a 1.5 t1 piped LAN, which was fully fire walled and server configured.

During an expansion at Globe Net Securities (ECN), my responsibilities included the layout and design of the trading and support floor. This comprised of determining location/position of all employees, computer systems, and offices. This move was from a 10,000 sq. ft. space in Winter Park to a 80,000 sq. ft. 2 floors in Executive Towers Altamonte Springs, Florida.

As the only member of senior management at Globe Net securities, with market-making and trade systems background, I worked closely with the programmers to incorporate back-office and execution requirements to the ECN system. I have worked with numerous technology officers to develop connection applications to send/receive all levels of trade information/execution. Secured-Closed over 35 national order flow contracts.

Planned, organized, and implemented entire trade division to handle electronic trade execution for the NASDAQ bulletin-board securities. Wrote the entire compliance manual for the trading division and employee handbook for the human resource department for Globe Net Securities.

As the compliance officer, was responsible for the maintenance of all documentation at Park Financial Group Inc. All brokerage operations were reviewed/ signed off and solely I distributed the issuance of

trade/account authority to all employees. Utilized server database files for all regulatory activities on customer account, employees and outside trading firms. Handled all trade negotiations at Park Financial Group Inc. This included trade disputes, errors, executions and restriction violations. Through the use of multiple trade interfaces and platforms, I was able to incorporate a “payment for order flow” system that increased our trade executions by 500%.

One of my main duties at Park Financial Group Inc. was to maintain/support/upgrade all areas of the (LAN) land area network. This consisted of fire walling the servers, preventing unauthorized access, restricting access to non-business related websites, prevention of computer viruses, and the collection and storage of all electronic media to include database, voice, and hardcopy, as per Nasd/Sec requirements.

References:

Mr. John Lupori Charles Schwab Broker 407-***-****

Ms. Jacquie Wood Financial Services TD Bank 386-***-****

Mr. CJ McDevitt Executive Vice President TWS/ Navy Seal 407-***-****

Mr. Barry Scadden Vice President Euro Net Trading NYSE 312-***-****

Mrs. Lourdes Castro Manager of Patient Accts South Miami Hospital 786-***-****

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