Senior Internal Auditor

Sneha Oswal (MBA, CISA)

** **** ****** *** * Brookline, MA – 02446 +1-416-***-**** ************@*****.*** PROFESSIONAL SUMMARY

Result oriented and client focused finance professional with more than 6 years of experience in Risk Advisory, Internal Audit, SOX/ICFR Testing, COSO Framework, and Process Mapping. SKILLS

Risk management and analysis Process improvement People Management

Audit planning and execution Designing control matrix Team Work and Team Building

Designing SOPs MS Office Verbal and presentation skill

Report writing Alteryx, Tableau, Teammate

Analytics, SAP, JDE

Analytical thinking

PROFESSIONAL EXPERIENCE

Yamana Gold, Toronto, Canada

Senior Internal Auditor June 2018 - Present

Responsible for evaluating design and operating effectiveness of in-scope audits, including SOX and Operational audits

Led Fraud Prevention Data Analytics program as part of continuous monitoring

Drafted audit reports, memos, working papers and supporting documentation for audit findings

Tracked outstanding audit issues and ensure timely remediation by business unit management

Supported leadership in audit status, audit issues and management of special projects like BCP, Third party risk tool etc

Managed and trained a team of Auditors (4) to upscale the knowledge of audit analytics ZS Associates, Pune, India

Finance Associate- Internal Audit January 2016- May 2018

Developed, implemented and maintained internal audit policies and procedures in accordance with local and international best practice.

Assessed the risk maturity of the company to develop risk assessment and audit universe

Conducted meetings with management upon commencement and completion of engagements to discuss scope and significant audit issues.

Lead assignments for designing and testing financial controls in compliance with Internal Controls Over Financial Reporting (ICFR)

Drafted audit reports and performing follow-up on status of management actions taken on identified issues.

Mentored, trained and reviewed quality of work prepared by team members(2) Ernst and Young, Pune, India

Associate Consultant June 2014 - December 2015

Performed all facets of the audits and consulting projects for Sugar, Automotive, IT, Manufacturing companies

Assisted in achieving full and continued compliance with the Sarbanes-Oxley Act via annual testing

Serviced various client base to make recommendations on business improvement and process improvement and serve as a business advisor to client.

Partnered with teams and stakeholders as liaison for management testing program; evaluated testing results and quality

Maintained active communication with clients to manage expectations, ensure satisfaction, and lead change efforts effectively

CERTIFICATIONS

CISA Certified – ISACA

Alteryx Designer Core Certified

Tableau Author Badge

Forensic Accounting and Fraud Examination – West Virginia University, May 2018 EDUCATION

Symbiosis International University March 2013

Master of Business Administration (Finance & Marketing) People’s education society institute of Technology April 2011 Bachelor of Engineering in BioTechnology

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