SAMUEL AUDU

No ** Azu Odita street, Atlantic View Estate, Alpha beach Road, New, Lekki-Epe Express Way

090********, 080******** adhhi9@r.postjobfree.com Male

CAREER SUMMARY

My goal as a Compliance Officer is to ensure that all the entire organization, are following the internal and external regulations, policies and ultimately contribute to the progress and growth of the company. Experienced in the financial services industry, driven personnel with a track record of consistently establishing cost-saving initiatives and evaluating compliance issues within an organization and then taking appropriate action to improve operational performance. a result-oriented individual, a dynamic leader, team player and motivator, with highly developed interpersonal skills and a knack for bringing out the best in others. I am positive that I would be an asset in any position requiring hard work, enthusiasm and reliability.

FUNCTIONAL COMPETENCIES

Regulatory Compliance Audit and Compliance

Attention to Detail Good Communication skills

Data Analysis Human Resource Management

Regulatory Examination Emotional Intelligence

Client Relationship Management Excellent inter-personal skills

Proactive

PROFESSIONAL MEMBERSHIP/DEVELOPMENT

Designate Compliance officer - Compliance Institute of Nigeria 2017

ACIPM (Chartered Institute Of Personnel Management) 2017

WORK HISTORY

Zenith Bank Plc. December 2015 till date

Role: Compliance Officer (Assistant Unit Head Regulatory Liaison)

Responsibilities:

Stay up to date with Anti-Money Laundering and Countering of Terrorist Financing rules and regulations laid down by regulatory bodies.

Liaise with local Regulators, Law Enforcement and other Governmental Bodies and ensure good relationships/Operations.

Rendition of timely reports to Regulatory bodies

Collation and treating requests/investigations from law enforcement/Regulatory agencies (CBN,EFCC, NFIU Police)

Reporting all forms of compliance breaches to the Head of Compliance

Ensure compliance of the banks internal processes, functions and procedures in line with regulations, circulars and policies of the Central Bank of Nigeria.

Investigation, analysis and rendition of suspicious transaction reporting/Suspicious activity reporting

Facilitate trainings quarterly for staff of the bank at various locations around the country, on AML/CFT policies, compliance issues and laws governing the banking industry.

Coordination of periodic update of customers KYC documentation and follow up on renewal and replacement of outstanding and expired information/documents.

Carry out compliance advisory services to the branches/departments of the bank.

Any other job that may be assigned by the Head of Compliance.

Slum To School Africa Ltd. June 2013 till date

Role: Manager Volunteer Engagement

Responsibilities:

Developed new process for volunteer evaluation which resulted in marked performance improvements.

Organizing induction ceremonies and training for new volunteers.

Recruitment and placing of new volunteers.

Train community members and children on entrepreneurial development.

Represent the Organization at Events to promote organization objectives.

Provision and distribution of relief materials to children in slums.

Raise funds to sponsor children from slums to school.

Develop effective advocacy campaigns to increase impact within communities

Mosan Okunola Local Council Development Area (LCDA) December 2012 – October 2013

Role: Accountant (NYSC)

Responsibilities:

Preparation of bank reconciliation statements.

Typing of office documents through the use of Microsoft word and excel.

Updating the cash book of the office regularly.

Nigerian National Petroleum Corporation (NNPC) June 2010 to August 2010

Industrial Training,

Management of staff corporative files, in order to keep a good record of staff contributions

Preparation of office documents through the use of Microsoft word and excel.

Safekeeping of staff corporative cards

ACADEMIC QUALIFICATION

Covenant University 2012

B.sc in Accounting (2:1)

Pacific Comprehensive College, Lagos State 2007

West African Senior Secondary School Certificate

HOBBIES

Music, Fashion and lifestyle

REFERENCES

Available on Request

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