Middle office associate with SFC type 1,4,9 license. Accounting assist

Louie Michael Lam (林義德)

Wan Chai, Hong Kong

Mobile: +852-********

E-mail: ***********@*****.***

OBJECTIVE

To effectively contribute to the success of the company with the best of my abilities in terms of its desired output and/or status, and in the process, I will be able to further develop my skills, strong sense of commitment, hard work, discipline, flexibility and work ethics.

WORK EXPERIENCE

BPI INTERNATIONAL FINANCE LIMITED (HONG KONG)

(Deposit-taking company with SFC licenses Type 1,4 and 9)

Dec 2017 – May 2020 Middle office Assistant - SFC RA type 1, 4, 9 - HKMA Reg. No. AI3364

Pre-trading: signature verification & name checking.

Trading: Processing client’s trade instructions and monitoring status.

Post-trading: Funding and documentation

Coupon/Dividend Payments, attending to bankers’ inquiries, Warehousing of documents, internal reports for management

Monitoring of PI Consent forms, Corporate Action LOI forms,

CRR Monthly Report, W-8Ben,

Special projects T24 E2E testing, Corporate account data compilation for T24, Other task required by sales advisory team.

April 2015 – Nov 2017 BDO UNIBANK INC (Hong Kong)

Accounting Assistant- Daily G/L entry, Teller vouching, funding entry, bank statements monitoring, bank reconciliation, and adhoc activities.

Aug 2014 - Jan 2015 RICECASH ASIA PHILIPPINES INC.

Payment Associate- money transfer for RMB, THB and other currencies

Oct 2010 - Jul 2014 DALTANS MINDAWIDE ENTERPRISES INC

Finance Officer/daily banking activity, Weekly report, AR status, collection, admin/adhoc tasks.

EDUCATION

2007-2010 DE LA SALLE-COLLEGE OF SAINT BENILDE

Bachelor of Science in Business Administration major in Computer Application, October 2010.

2003-2007 PHILIPPINE ACADEMY OF SAKYA (菲律賓佛教能仁中學)

Completed secondary education, March 2007.

1996-2003 DAVAO CHRISTIAN HIGH SCHOOL (纳卯基督教中学)

Completed primary education, March 2003.

SEMINARS ATTENDED

March 2014 TB1200 SAP Business One Implementation and Support

This course focuses on the tasks that the implementation and support consultant performs within the framework of an implementation methodology. The course covers best practices and documents used in a phased implementation methodology.

January 2014 SAP BUSINESS ONE v9.0 QUICKSTART Program

It familiarized with business processes, logistics, and financial modules involved in the SAP Business One system.

PERSONAL BACKGROUND

Born on June 25, 1990 in Davao City, Philippines. Speaks Tagalog and English. Proficient in the use of All Microsoft Office. Has a strong motivation to succeed.

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