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US Compliance Administrator

Location:
Vancouver, BC, Canada
Salary:
60,000
Posted:
September 24, 2020

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Resume:

Hieu Vo

Citizenship : Canada

Date of birth : ** October 1978

Contact

Telephone : 604-***-****

E-mail : adgdz8@r.postjobfree.com

Address

**** * **** ***, *********, British Columbia, Canada, V5S1X5

Profile

Objective I am seeking to apply for the US Compliance Administrator position for Canaccord Genuity Corp.,Job # 3874, within the bank, investment and compliance industry, with an international perspective.

Availability September 30. 2020

Key Skills

Proficient with a vast array of office programs, compliance, accounting, & finance, concepts, including:

Knowledge of KYC, SOX, FINRA, finCEN, SEC, AML, BSA, ISAD, FFIEC, PIPEDA, OFAC, CTRs, SARs & BMO code of conduct

FDIC, DSS, HIPAA, GLBA, FIPS, Basel II, CobIT, Dodd-Frank Wall St Reform & Consumer Protection Act,

Bonds, Mutual, Hedge & Bear Funds, GIC’s, Currency Derivatives, Derivatives, Forwards, Futures, Options, Swaps &

Special Purpose Entity

Financial leverage, WACC, EBIT & DCF, LBO, growth & value investing, M&A, NAV, stock market theory & practice

Calculate TVM, PVA, EPS, GAAP, M&A, A/P, A/R, DDM, dividend yield, P/E ratio, WACC, EBIT, DCF & LBO

Education

2017 GPEB # 83496

2017 BCLC Anti-Money Laundering (AML) Certificate

2017 BCLC Privacy Awareness Training for CASINO and CGC Certificate

2003 Financial Service Compliance Administrator-Graduates Certificate, Seneca College, Toronto, Canada

Work Experience

Shoppers Drug Mart, North Vancouver, BC

Full-time employment

Customer Service Manager

December 2019

-Shipping & receiving duties, check, bar

code and stock inventory and provide

customer service;

-Delegate task, manage employees, ensure

the smooth operations of the sales floor;

Knewsales, Vancouver, British Columbia Full-time employment

Safeway Points Card Brand Ambassador

June to October 2018

-Approach Customers at Safeway to promote

Safeway Points Card;

-Ensure all procedures and documents comply

with KYC and PIPEDA;

Central Crypto Exchange Corp, Vancouver, BC Full-time employment

KYC Compliance Supervisor

February to May 2018

-Ensure KYC/AML deliverables are met and

hold internal partners accountable;

-Manage operational risks effectively

through diligent awareness & eliminate

delays & insufficiencies;

-Accountable for timely portfolio

management while maintaining quality

expectations;

American Express, Vancouver, BC

Part-time employment

Field Sales Representative

August to September 2017

-Approach customers and sell AMEX Cards;

-Ensure all procedures comply with PIPEDA,

KYC and FCAC;

Travelholic, Vancouver, British Columbia Full-time employment

Compliance Manager

November 2015 to October 2016

-Develop detailed procedures for completing

the Compliance reviews;

-Maintain and update compliance statues,

rules and regulations;

-Identify and monitor compliance deviations

and review customer complaint’s;

JW Research Ltd., Vancouver, BC

Full-time employment

BMO MasterCard Sales Associate

June to October 2013

-Market BMO MasterCard to clients;

-Ensure all documents and procedures are

within the provisions of KYC & PIPEDA;

Dr. B. T. Dang, Toronto, Ontario

Full-time employment

Medical Assistant

April to August 2008

-Schedule appointments,

-admit patients,

-review patients ID’s and OHIP card;

-Order medicine and medical supplies,

disinfect equipment and prepare office

every morning;

-Test blood, bile, urine and saliva

samples, review x-rays and send findings

to specialists;

FedEx Kinko’s, Vancouver, British Columbia Full –time employment

Floater

August to October 2005

-Fax, print, photocopy, bind and mail

documents & weigh, measure & price mailing

packages;

-Weight, measure and review contents of

mail and ensure correct postage, date and

address;

-Maintenance of commercial photocopier,

printer and binding machines & maintain

store organization;

Empire Cabinets, Richmond, British Columbia Full-time employment

Compliance Officer

June 2004 to October 2005

-Ensure the firm complies with ISPM No. 15-

Wood packaging mandate;

-Report identified illegal, dishonest or

unethical acts to the regulatory body;

-Ensure shipments receive security

clearances, registration requirements,

filings & shipment documents;

Languages

Vietnamese (native)

English (fluent, TOEIC 900)



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