Manager Analyst

R.Prabhu

No ** C street Jayaraj Nagar Ulsoor Bangalore 560008

E-Mail: **************@*****.***

Mobile: 734-***-****

Finance Analyst – Cap Reconciliations

●Finance Analyst, having 1.5 years of experience in Investment banking operations.

●Having hands on experience in Equities and Fixed Income, for Derivatives, Reconciliation.

AREAS OF EXPERTISE

Risk Management

Breaks resolution

Trade & Cash reconciliation.

WORK PROFILE

Finance Analyst- Northern Trust Operating Services PVT LTD

Process – Manager sign off and Income

Key Responsibilities:

Prioritizing the funds having early deadlines and submit pricing request to the valuations group to facilitate accurate NAV Calculations in the downstream.

Ensure Collateral instructions are sent to the collaterals processing team and pricing requests are submitted to the pricing team within deadlines.

Reach out to the Client Operations teams and Asset Management Service groups to follow up with the Investment Managers for any discrepancies in the instructions and for any missing instructions.

Escalating the trade discrepancies and missing instructions as per the escalation policy and with strict adherence to deadlines.

Working on trade settlements.

Answering the queries coming up from various groups like Investment Managers, Client Operations, Pricing team and the NAV team through the Enquiry Management tool.

b.) Options Reconciliation:

Options Trade reconciliation involves downloading the broker statements from the all the broker portals and reconciling the trades processed from the IM instructions against the broker statements.

Information Classification: General

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Key Responsibilities:

Ensure the number trades in the IM file match against the broker statements.

Look for any discrepancies in the Option trade financials that are processed against the IM instructions and the broker statements and getting them corrected by communicating them to the processing team.

Escalate the discrepancies between the IM and the broker to respective Client Operations teams and Asset Management Service groups.

Working on trade settlements.

Providing processing and reconciliation sign off to each individual Client and a consolidated sign off of all the clients to State Street Governance and Management Teams.

c.) Team Management Responsibilities:

Conduct one-on-one with team members on a regular basis, provide regular and structured feedback on work done, improvements possible and discussing ways to overcome common work constraints.

MAJOR CONTRIBUTION / ACHIEVEMENTS

Providing updated to the management regularly and escalating things on time.

Supported team on migrations and when there was shortage of partners.

Received appreciation emails and citations from account manager and clients.

ACADEMIC QUALIFICATIONS

BBM Finance. from St Aloysious Degree College Bangalore

PUC Radiant High school Bangalore

SSLC Radiant High school Bangalore

2

Date:

Place: Bangalore

R.Prabhu

Information Classification: General

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