Financial Analyst Officer

Richard D. Lodge

**** **** ***** *****

Columbus, Ohio 43204

Cell 614-***-**** . e-mail: *******@******.*** mailto:*******@***.***

CAREER OBJECTIVE

Treasurer and/or Chief Investment Officer

With over 35 years of successful asset and liability management implementation, portfolio management performance and Treasury experience for a major Fortune 500 financial institution, I have successfully met the challenges of dramatic asset growth, interest rate volatility and management change.

My experience has allowed me to combine my extensive knowledge of the financial markets, leadership and management experience to bring creative market solutions to strategic business demands and organizational goals.

SKILLS AND QUALIFICATIONS

.Senior Leadership in Financial Institution Portfolio Management

.Interest Rate Risk Management/Option Value Volatility Management

.Experience in Highly Diverse Market and Economic Conditions

.Creative Market Solutions for Strategic Business Needs

.Board and Investor Relations

.Superior Communications Ability to Translate Complex Financial Concepts for Executive Management

.Excellent Credibility within the Investment Banking Community

CAREER HIGHLIGHTS

Consultant, Stage Capital, LLC. Gahanna, Oh. March –April 2017

.Functioned as Chief Investment Officer/Treasurer

.Managed Investment portfolio of Stage Capital, LLC

.Trained Investment subordinate in total rate of return management philosophy

.Authored Investment Policy

Member, Investment Committee, Columbus Museum of Art; Columbus, OH. 2012 through 2015

President, UCB Securities Corporation; Bellevue, WA. 2006 - 2008

. Managed the investment portfolio of United Commercial Bank, San Francisco, CA.

.Introduced a substantial increase in tax-exempt securities to improve portfolio yields

.Investment Securities included U.S. Treasury, Federal Agency, Tax-exempt, and mortgage

backed securities.

Treasurer, Washington Mutual, Inc.; Seattle, WA. 2000 – 2003

. Performed Treasury functions for the institution

. Managed the investment portfolio including U.S. Treasury and Federal Agency securities, tax

exempt securities, mortgage-backed securities

.Constructed a portfolio of interest rate derivatives to alter the interest rate characteristics of

some investment securities.

. Conducted presentations to investment managers in New York, Dublin, London and Paris to

market Washington Mutual debt obligations.

President, Banc One Funds Management Company; Columbus, OH 1994 – 1998

Chief Investment Officer for Banc One Corporation and bank affiliates. Directed day-to-day operations and

administration of a performance-oriented investment subsidiary with $15 billion in investments, $20 billion in

interest rate swaps, a professional staff of 80 individuals and an annual budget of $8 million, and risk modeling

for an $85 billion financial institution. Treasury management responsibilities included $8 billion in corporate

senior and subordinated debt and affiliate national market liability issuance and $5.5 billion in corporate wide

automobile and credit card securitization.

. Organized and directed asset/liability risk modeling, quantitative research analysis, control and

compliance, portfolio trading and loan securitization, capital market funding, operations and systems technology

. Managed the complexity of cash securities and concomitant options and risks associated with a $15 billion

Portfolio, including various mortgage backed, asset backed, U.S. Treasury and agency securities

. Constructed an off balance sheet portfolio of interest rate swaps and various options totaling $20 billion in

notional value to improve risk management, enhance portfolio return and reduce liability costs

. Developed a rational total rate of return benchmark to accurately measure and validate superior investment

portfolio returns

. Greatly improved derivation valuation integrity, reduce overhead expense and achieved favorable regulatory

response through state of the art systems technology

. Elected President of Banc One Funds Management Company in 1994

Senior Vice President, Banc One Corporation 1984 – 1994

Chief Investment Officer for Banc One Corporation and bank affiliates. Managed operations and administration of a performance oriented investment portfolio.

. Appointed to the Treasury Borrowing Advisory Committee of the Bond Market Association, which advises the

U.S. Treasury on pertinent issues relating to public debt issuance

. Introduced the concept of collateral exchange in the interest rate swap market to address credit risk which has

Become standard practice for bank counterparties

. Named Chief Investment Officer in 1985

Vice President/Other Officer Positions, First Bank Group, Columbus, Ohio 1973 – 1984

.Responsible for taxable and tax exempt investment portfolios of City National Bank and affiliate banks.

Bond Officer, Continental Illinois National Bank and Trust Company of Chicago, 1969 - 1973

EDUCATION

1973 – 1974 The Ohio State University; Columbus, Ohio

Studies toward an MBA degree

1969 – 1971 DePaul University; Chicago, Illinois

Studies toward an MBA degree

1965 – 1969 Michigan State University; East Lansing, Michigan

Bachelor of Arts – Financial Administration

1979 Chartered Financial Analyst Designation (CFA)

HONORS & ACTIVITIES

. Innovator of the Year 1988, Credit Card Magazine

. Past Chairman, Bank Administration Institute (BAI) Treasury Commission

. Past Member, Treasury Borrowing Advisory Committee, Bond Market Association

. Former Chairman, American Bankers Association (ABA) Funds Management Executive Committee

. Past Board Member, American Bankers Associations Securities Association (ABASA)

. Keynote Speaker, 1986 Bank Administration (BAI) Annual Asset and Liability Conference, Dallas, Texas

. Keynote Speaker, 1992 Bank Administration Institute (BAI) Annual Asset and liability Conference, New

York, New York

. Guest Speaker, June 13, 2012 on CNBC SQUAWKBOX Program, special segment with Mike Mayo, Bank

Analyst for Credit Agricole, in New York, New York.

PUBLICATIONS

. Risk Management: Problems and Solutions, Stanford University Press

.Articles/Quotations appeared in: Fortune Magazine, Forbes Magazine, The American Banker,

Institutional Investor, Journal of Applied Corporate Finance

. Bankers Handbook

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