Front Office Sales

TRAVIS WILSON CRATTY

Minneapolis, MN • 612-***-**** • ********@*****.***

Summary

Highly-adaptable, dedicated professional with demonstrated success seeking to leverage education, industry knowledge and experience in derivative documentation, market analysis and risk management. Combines attention to detail and high-level thinking in a high performance culture to consistently meet business expectations and contribute towards team success. Skills and Abilities

Technology: Bloomberg, Calypso, ICE eConfirm, Scrittura, Citrix, Salesforce, Sharepoint, and Filenet. Microsoft Office (Access, Excel, FrontPage, Outlook, Word, PowerPoint), MySQL Workbench. Transferable Skills: Platform management and testing, quality control, email management, regulatory research, data integration, procedural writing, record-keeping and retention, recon, auditing Professional Development

Securities Industry Essentials Exam- Passed, GFMI Bond Math Class, Wells Fargo Community Involvement Team Education

Bachelor of Business Administration December 2006 University of Mississippi – University, MS Concentration: Managerial Finance with Emphasis in Investment Analysis Professional Experience

Capital Markets Middle Office Analyst Wells Fargo Corporate & Investment Banking April 2016 – Current

• Reviews long- and short-form papered confirmations for OTC interest rate, commodity, FX and credit derivatives in compliance with relevant jurisdictional regulations, including originations, amendments, adjustments, and terminations for swaps, options, swaptions and various structured products

• Uses both trade capture (Calypso, Endur) and risk management platforms to review trade structures and determine the best way to capture transaction from a documentation perspective

• Minimizes financial losses by identifying trade capture errors and facilitating trade booking amends as needed for interest rate, commodity and equity derivative products (ex. Fixed/float rates, DCF, calculation periods, fee/fee due dates, business day conventions, alternate termination events, strike prices, etc.)

• Reconciles trade activity between system of record and any trade-related documentation across all asset classes

• Liaises with Trading, Sales, Legal and Negotiators to resolve discrepancies

• Prepares documentation ad hoc drafts for front office sales pitches and other business related needs

• Automates processes for efficiency and risk prevention in collaboration with business analysts

• Develops and tests system enhancing updates for trade capture system to confirmation management platform worfklows Investigator and Financial Surveillance Lead Minneapolis Grain Exchange, Inc. August 2011 – April 2016

• Conducted market and trade practice surveillance on market participants and firms

• Enforced MGEX and CFTC rules and regulations by investigating and preparing case reports

• Developed financial surveillance program and procedures for reviewing registered entities

• Analyzed daily and monthly financial information of firms, assessed risk, and made recommendations to Executive Management

• Investigated for alleged or potential rule violations

• Searched for possible threats to market integrity

• Monitored grain markets and industry trends

• Represented Audits and Investigations in cases presented to Disciplinary Committee Senior Account Controller State Street Bank and Trust Boston, MA December 2007 – May 2010

• Performed accounting and record keeping for the daily pricing and reconciliation of mutual funds

• Processed cash, income, expenses and security transactions to online financial reporting systems

• Researched and analyzed operations and prepared month end reports

• Priced fund portfolios to calculate daily Net Asset Values of mutual funds

• Trained new employees on the daily activities of fund accounting

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