Jonathan Agid, MBA
San Diego, CA 92128 email@example.com
SUMMARY OF QUALIFICATIONS
Talented and accomplished audit professional with an extensive background in internal and external audit, Sarbanes-Oxley compliance, Service Organization Control (SOC) audits, COSO, process improvement and internal controls.
Motivated and experienced with a proven ability to effectively and efficiently complete complex projects on time and on budget.
Consistently demonstrates excellent critical thinking skills and analytical and quantitative abilities.
Expertise in company-wide risk assessment, risk-based audit plan methodology, corporate governance, entity-level controls, best practices, financial, operational and compliance audits.
Sarbanes-Oxley/Audit and Service Organization Control (SOC) Work (Salaried and as an Independent Contractor)
Aethlon Medical, San Diego, CA Feb - Apr 2018, Jan - May 2019 & Feb – May 2020
Genasys Inc, San Diego, CA September – December 2019
AMN Healthcare, San Diego, CA December 2018
ICU Medical, San Diego, CA December 2017
24 Hour Fitness, Inc., Carlsbad, CA July - August and November 2017
LRAD, Inc. San Diego, CA August – October 2017
PriceSmart; San Diego, CA February 2017 and April 2017
San Diego Housing Commission January - May 2016
Cubic Defense Systems, San Diego, CA July - October 2015
SSAE 16 Professionals; Orange, CA January – May 2015
FICO; San Diego, CA June – December 2014
LPL Financial; San Diego, CA December 2013
Parametric Sound; Poway, CA October - November 2013
ViaSat Inc; Carlsbad, CA March - August 2013
SurgiCount Medical, Inc; Irvine, CA February 2012 and February 2013
Patriot Scientific; Carlsbad, CA May 2012 and January 2013
Genmark Diagnostics, Inc; Carlsbad, CA October - December 2012
Optimer Pharmaceuticals Inc; San Diego, CA August - October 2012
Alphatec Spine, Inc; Carlsbad, CA June - August 2012
INDUS TECHNOLOGY, INC - San Diego, CA 4/2010 - 9/2011
Assisted in technical performance on the Space & Naval Warfare Systems Command (SPAWAR) Financial Improvement Program (FIP) team in the planning, execution and reporting of FMO/Command Test Strategy (paralleled Sarbanes-Oxley requirements) related to Internal Controls over Financial Reporting in support of Department of Defense Financial Improvement and Audit Readiness and OMB Circular A -123. Assisted management with the remediation of controls requiring revision given the results of the audit.
Interviewed subject matter experts and external stakeholders in order to document processes (as-is and develop to-be) and systems, identify and test internal controls, identify risks and weaknesses, and provided corrective actions for SPAWAR and Navy consideration.
Developed fully supported audit work-papers that included written reports of test steps performed, test results, supporting evidence and findings and recommendations.
NTN BUZZTIME; Carlsbad, CA (via Transition Staffing Group) 9/2009 – 11/2009 and 2/2010 – 3/2010
Performed Sarbanes-Oxley audits of all company segments and entity-level controls.
ASHWORTH INC. (now part of Taylor Made Golf Co.) - Carlsbad, CA 4/2007 – 2/2009
Performed financial, compliance, operational, information systems and contract audits at the home office and subsidiary locations to help ensure the firm's compliance with Sarbanes-Oxley requirements
Produced audit test plans and helped develop process narratives
Consulted with management regarding remediation-related activities
Performed various ad hoc assignments including;
Helped the Director of Internal Audit develop an audit charter
Production and dissemination of document retention policies
Assisted with writing the firm’s travel and expense and policies
Researched and helped develop authority limit policies.
JEFFERSON WELLS (now Experis Finance) - Irvine, CA 5/2003 – 2/2007
Performed various audit-related assignments at the sites of Jefferson Wells’ clients including;
Audit-related Sarbanes-Oxley (Sections 404 and 302) support; scoping, risk assessment, test plan development, documentation of controls (writing policies) testing of controls, remediation consulting, coordination with external auditors and the directors of Internal Audit Departments. Also performed light audit-related testing of Information Technology and Tax Department controls, Bank Secrecy Act reviews and Contract Audits.
Assignments included working for the following companies; Boeing, Washington Mutual, Sempra Energy, Ashworth, Kyocera, AMN and Apria Healthcare.
BANK OF TOKYO-MITSUBISHI - New York, NY 6/2001 – 7/2002
Bank Officer (Auditor)
Performed financial, compliance, operational and systems audits at the bank's home office and outer branches
Designed and performed audit tests and procedures
Produced Risk Analysis Matrices and Data Flow Diagrams
Performed follow-up corrective actions
AXA CLIENT SOLUTIONS - New York, NY 11/1997 – 6/2001
Performed financial, compliance, operational and IT audits of the firm’s Annuity and Life Insurance products
Produced audit matrices by determining and evaluating the client’s objectives, risks, and control structures
Consulted with management regarding risk-reduction and efficiency-enhancement strategies
Performed company and industry trend analysis
EXPERIENCE PRIOR TO NOVEMBER 1997
Equitable Life Assurance - New York, NY
August 1993 - November 1997
Amalgamated Life Insurance - New York, NY
November 1989 - Sept. 1992
Credit Suisse First Boston - New York, NY
November 1987 - April 1989
The Carter Organization - New York, NY
February 1986 - November 1987
Long Island University - Brooklyn, NY S.U.N.Y. Brockport - Brockport, NY
MBA, Finance (graduated with distinction) - May 1998 BS, Business Administration - December 1985
Excel, Word, Access, Visio, Flowcharter, PolicyIQ, various ERP systems, PeopleSoft, SAP, AIMS, PowerPoint and SharePoint. Extensive PC experience including Windows applications and Internet usage.