Jonathan Agid, MBA

***** ********** ***** #*** ****: 619-***-****

San Diego, CA 92128 adddu2@r.postjobfree.com

SUMMARY OF QUALIFICATIONS

Talented and accomplished audit professional with an extensive background in internal and external audit, Sarbanes-Oxley compliance, Service Organization Control (SOC) audits, COSO, process improvement and internal controls.

Motivated and experienced with a proven ability to effectively and efficiently complete complex projects on time and on budget.

Consistently demonstrates excellent critical thinking skills and analytical and quantitative abilities.

Expertise in company-wide risk assessment, risk-based audit plan methodology, corporate governance, entity-level controls, best practices, financial, operational and compliance audits.

PROFESSIONAL EXPERIENCE

Sarbanes-Oxley/Audit and Service Organization Control (SOC) Work (Salaried and as an Independent Contractor)

Aethlon Medical, San Diego, CA Feb - Apr 2018, Jan - May 2019 & Feb – May 2020

Genasys Inc, San Diego, CA September – December 2019

AMN Healthcare, San Diego, CA December 2018

ICU Medical, San Diego, CA December 2017

24 Hour Fitness, Inc., Carlsbad, CA July - August and November 2017

LRAD, Inc. San Diego, CA August – October 2017

PriceSmart; San Diego, CA February 2017 and April 2017

San Diego Housing Commission January - May 2016

Cubic Defense Systems, San Diego, CA July - October 2015

SSAE 16 Professionals; Orange, CA January – May 2015

FICO; San Diego, CA June – December 2014

LPL Financial; San Diego, CA December 2013

Parametric Sound; Poway, CA October - November 2013

ViaSat Inc; Carlsbad, CA March - August 2013

SurgiCount Medical, Inc; Irvine, CA February 2012 and February 2013

Patriot Scientific; Carlsbad, CA May 2012 and January 2013

Genmark Diagnostics, Inc; Carlsbad, CA October - December 2012

Optimer Pharmaceuticals Inc; San Diego, CA August - October 2012

Alphatec Spine, Inc; Carlsbad, CA June - August 2012

INDUS TECHNOLOGY, INC - San Diego, CA 4/2010 - 9/2011

Audit Analyst

Assisted in technical performance on the Space & Naval Warfare Systems Command (SPAWAR) Financial Improvement Program (FIP) team in the planning, execution and reporting of FMO/Command Test Strategy (paralleled Sarbanes-Oxley requirements) related to Internal Controls over Financial Reporting in support of Department of Defense Financial Improvement and Audit Readiness and OMB Circular A -123. Assisted management with the remediation of controls requiring revision given the results of the audit.

Interviewed subject matter experts and external stakeholders in order to document processes (as-is and develop to-be) and systems, identify and test internal controls, identify risks and weaknesses, and provided corrective actions for SPAWAR and Navy consideration.

Developed fully supported audit work-papers that included written reports of test steps performed, test results, supporting evidence and findings and recommendations.

NTN BUZZTIME; Carlsbad, CA (via Transition Staffing Group) 9/2009 – 11/2009 and 2/2010 – 3/2010

Performed Sarbanes-Oxley audits of all company segments and entity-level controls.

ASHWORTH INC. (now part of Taylor Made Golf Co.) - Carlsbad, CA 4/2007 – 2/2009

Auditor

Performed financial, compliance, operational, information systems and contract audits at the home office and subsidiary locations to help ensure the firm's compliance with Sarbanes-Oxley requirements

Produced audit test plans and helped develop process narratives

Consulted with management regarding remediation-related activities

Performed various ad hoc assignments including;

Helped the Director of Internal Audit develop an audit charter

Production and dissemination of document retention policies

Assisted with writing the firm’s travel and expense and policies

Researched and helped develop authority limit policies.

JEFFERSON WELLS (now Experis Finance) - Irvine, CA 5/2003 – 2/2007

Auditor

Performed various audit-related assignments at the sites of Jefferson Wells’ clients including;

Audit-related Sarbanes-Oxley (Sections 404 and 302) support; scoping, risk assessment, test plan development, documentation of controls (writing policies) testing of controls, remediation consulting, coordination with external auditors and the directors of Internal Audit Departments. Also performed light audit-related testing of Information Technology and Tax Department controls, Bank Secrecy Act reviews and Contract Audits.

Assignments included working for the following companies; Boeing, Washington Mutual, Sempra Energy, Ashworth, Kyocera, AMN and Apria Healthcare.

BANK OF TOKYO-MITSUBISHI - New York, NY 6/2001 – 7/2002

Bank Officer (Auditor)

Performed financial, compliance, operational and systems audits at the bank's home office and outer branches

Designed and performed audit tests and procedures

Produced Risk Analysis Matrices and Data Flow Diagrams

Performed follow-up corrective actions

AXA CLIENT SOLUTIONS - New York, NY 11/1997 – 6/2001

Auditor

Performed financial, compliance, operational and IT audits of the firm’s Annuity and Life Insurance products

Produced audit matrices by determining and evaluating the client’s objectives, risks, and control structures

Consulted with management regarding risk-reduction and efficiency-enhancement strategies

Performed company and industry trend analysis

EXPERIENCE PRIOR TO NOVEMBER 1997

Equitable Life Assurance - New York, NY

Team Leader

August 1993 - November 1997

Amalgamated Life Insurance - New York, NY

Research Analyst

November 1989 - Sept. 1992

Credit Suisse First Boston - New York, NY

Research Analyst

November 1987 - April 1989

The Carter Organization - New York, NY

Database Manager

February 1986 - November 1987

EDUCATION

Long Island University - Brooklyn, NY S.U.N.Y. Brockport - Brockport, NY

MBA, Finance (graduated with distinction) - May 1998 BS, Business Administration - December 1985

COMPUTER SKILLS

Excel, Word, Access, Visio, Flowcharter, PolicyIQ, various ERP systems, PeopleSoft, SAP, AIMS, PowerPoint and SharePoint. Extensive PC experience including Windows applications and Internet usage.

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