GURU PRASAD

AML OPERATIONS ANALYST

Phone: 007*********

Email: adch7g@r.postjobfree.com

LinkedIn Pro le: https://www.linkedin.com/in/guru-prasad-b75a35132/ Address: Chennai, Tamil Nadu, India / Home Town - Coimbatore May 2011 - May 2014

May 2019 - Present

May 2018 - May 2019

Compliance specialist with more than 6 years of International exposure in Banking which comprises of Fraud detection, Anti Money Laundering, Customer Due Diligence and Sanction Screening expertise with e ective team handling and implementing AML Compliance programs that align with the objectives of the regulators. EDUCATION

Bachelor of Science Sri Krishna Arts and Science College 75% Coimbatore, Tamil Nadu, India

PROFESSIONAL SKILLS

Banking Tools &

Applications

*Detica / *CERS / *Actimize / *BOWB / *Accuity / *Putty(MCH) / *Fircosoft / *CITI Online / *LexisNexis / *eOps. Key skills AML – Financial Crime Compliance / Transaction Monitoring and Sanction Screening(Risk Monitoring) Fluent in MS o ce, MS Excel.

Knowledge of AML - KYCC Transaction Monitoring Unit (Investigation, Monitoring and Detection Scenarios) - (EAR, EDD, PEP, Remediation)

Swift Payments Types(INWARD,OUTWARD,IN-OUT)

Negative News Screening

Team Management / Time Management

Personal

strength

*Quick Learner /*Decision Making Skills /*Building Team Activities / *Motivating Pears / *Good rapports with subordinates

PROFESSIONAL ENHANCEMENTS

Senior Analyst CITI BANK INDIA PVT LTD

Roles and Responsibilities:

Analyzing and Screening of suspicious activities of transactions triggered in CBOL for money laundering activities and identifying issues and ensure timeous reporting of suspicious transactions for Individuals and Entities.

AML Sanction screening to Identify, escalate and/or report any unusual or potentially suspicious transaction activity in accordance with RBI and corporate policy and guidelines.

Involved in prioritising the transactions severity and allocating the cases to team members according to their knowledge hierarchy.

Ensured every business day transactions were classi ed as normal or suspicious transactions through investigation.

Deftly handled the Screening documentation for clients and business in the INDIAN region, experienced in liaising with clients directly and business contact on a global basis.

Analyze and review transactions on a case by case basis, and resolve or escalate as needed.

Screening all the NEFT, RTGS OUTWARD transactions using application CBOL to Identifying whether the customer is in SDN (Specially Designated Nationals),OFAC and World Check List by performing appropriate level checks through di erent applications like PUTTY and Accuity.

Achievements:

Maintained zero error which resulted in no nancial loss to the bank.

Were moved to Checker Level(Validator) after only 2 month in the process. Sanction Analyst SOCIETE GENERAL GLOBAL SOLUTION

Roles and Responsibilities:

Analyzing and Screening of suspicious activities of transactions triggered in FircoSoft for money laundering activities and identifying issues and ensure timeous reporting of suspicious transactions.

AML Sanction screening to Identify, escalate and/or report any unusual or potentially suspicious transaction activity in accordance with corporate policy and guidelines.

Jan 2017 - May 2018

May 2014 - Jan 2017

Deftly handled the Screening documentation for clients and business in the PARIS region, experienced in liaising with clients directly and business contact on a global basis.

Analyze and review transactions on a case by case basis, and resolve or escalate as needed.

Screening all the EBA,COBALT and SEPA IN&OUTWARD transactions using application FircoSoft to Identifying whether the customer is in SDN (Specially Designated Nationals),OFAC and World Check List by performing appropriate level checks. Mail Box – PARIS & ASIA– Communicating with front o ce / middle o ce regarding the transactions related queries received from team. Supporting team with referral activities by preparing various queries and reports in accordance with RBFS and Regulators. Handled allocation of work and helped team in clearing the daily BAU and actively participated in UAT / UVT testing. Achievements:

Maintained zero error which resulted in no nancial loss to the bank.

Recognized as Bubblebee of hub for Consecutive 150+% productivity and good quality.

Were moved to Checker Level(Validator) after only 2 month in the process. Sanction Specialist STATE STREET CORPORATION

Roles and Responsibilities:

AML Sanction screening to Identify, escalate and/or report any unusual or potentially suspicious transaction activity in accordance with corporate policy and guidelines.

Deftly handled the Screening documentation for clients and business in the APAC region, experienced in liaising with clients directly and business contact on a global basis.

Analyze and review transactions on a case by case basis, and resolve or escalate as needed

Identify, escalate and/or report any unusual or potentially suspicious transaction activity in accordance with corporate policy and guidelines.

Screening all the transactions (Like INWARD,OUTWARD,IN-OUT) using application FircoSoft to Identifying whether the customer is in SDN (Specially Designated Nationals) by performing appropriate level checks through di erent applications like World Compliance and Accuity.

Achievements:

Maintained zero error which resulted in no nancial loss to the bank.

Were moved to Level 2(Escalator) after only 1 month in the process. Analyst STANDARD CHARTERED GLOBAL BUSINESS SERVICES Roles and Responsibilities:

Analysing and monitoring of suspicious activities of transactions triggered in Norkom for money laundering activities and identifying red ag issues and ensure timeous reporting of suspicious transactions.

Transaction monitoring (KYC / KYCC) – Assessing the alert / cases triggered on breach of detection scenario and took prompt decision based on the review. Assisted in identifying systemic procedural weaknesses and additional training requirements for improvement of process, quality of work performed.

Supporting the Manager and senior management in preparing daily, weekly, biweekly, monthly reports, load balancing and handling team.

Referrals – US & Singapore – Communicating with front o ce / middle o ce regarding the transactions related queries received from team. Supporting team with referral activities by preparing various MIS and reports in accordance with US FCC and Regulators

Analyzing trends and patterns using reports MIS and providing projections of movement and usage of sta s e ciently. Achievements:

Maintained zero error which resulted in no nancial loss to the bank.

Successfully trained TCS sta s during the period from December 2014 to December 2015.

Recognized as Champion of hub for Consecutive quarters.

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