Manager Project

AEAN DAYNE WILLIAMS

Certified Project Manager

M: 347-***-**** E: ****.********@*****.*** L: LinkedIn.Com/AeanD.Williams SENIOR COMPLIANCE MANAGEMENT ANALYST

Experienced Compliance Management Analyst with a background in compliance auditing, underwriting analysis, risk identification, risk management, loan negotiation and client relationship management. Thrives in challenging environments by utilizing excellent verbal and written communicational skills, as well as exhibiting planning, analytical, team collaboration and organizational skills. Highly trained with Quality Assurance and BSA/AML/KYC Compliance Program guidelines, Microsoft Office Suite (Outlook, Excel, Word, PowerPoint, Project, Visio etc.), EPIC, IDX, MSP, I-Vault, InfoSource, Business Objects, Customer Assist, Bridger, Lexis Nexis,World-Check and GSM. Business/Systems Analyst Organizational Development Project Management Workflow Orientation Quality Control Confident Communicator Time Management Leadership/Team Building Relationship Building CAREER HIGHLIGHTS

Barclays International

New York, New York

Compliance Monitoring & Testing; Contract Position 01/19 – Present Plan for and manage compliance reviews according to the established review schedule and ad hoc regulatory / business commitments, determining review scope, budget and testing approach.

Ensure Barclays’ compliance with US securities and banking rules.

Develop recommendations for corrective action based on review findings.

Follow-up on action plans to verify that corrective action has been effectively implemented

Maintain a broad knowledge of the business and regulatory framework Accomplishments

Created Gantt Chart for the 2019 Monitoring and Testing Review portfolio Deutsche Bank

New York, New York

OFAC and Sanctions Compliance; Contract Position 10/17 – 12/18 Perform Level 3 name list screenings, investigations, and sanctions program control functions for Anti-Financial Crime for the Americas to protect the firm and its reputation from violations of U.S., German, EU, and UN Sanctions and Embargoes.

Surveil international wire transactions for any involvement with OFAC Specially Designated Nationals; Sectorial Sanctions; Sanctions Programs, such as North Korea, Cuba, Iran, Crimea, Sudan, and Syria; and members of the government of Venezuela.

Block, reject, return, or release transactions in accordance with the firm’s Global Sanctions Policy and U.S., German, EU, and UN Sanctions Laws and Regulations. Accomplishments

Conduct daily reporting for Anti-Financial Crime team.

Perform strategic resource allocation of cases.

Maintains block and reject spreadsheets.

AEAN DAYNE WILLIAMS

Certified Project Manager

M: 347-***-**** E: ****.********@*****.*** L: LinkedIn.Com/AeanD.Williams Societe General

Jersey City, Jersey

K2 Intelligence

New York, NY

Senior KYC/AML Analyst; Contract Position 10/16 – 10/17 Maximized and reviewed AML Checks/KYC Review on Financial Institutions, State- Owned Entities, Asset Manager’s, Funds, Central Banks, Partnerships, Family Offices, and Corporations in accordance with US and EU requirements.

Assessed, evaluated and determined the AML/KYC/Operational risk associated with high risk clients in accordance to the SG KYC Risk Assessment Policy and Financial Crime Risk Rating Policy.

Utilized internal and third party databases to perform Enhanced Due Diligence checks on each level of the clients’ ownership structure leading directly to the Ultimate Beneficiary Owner/s.

Collected documentation from clients’ and performed research utilizing Bankers Almanac, Lexis-Nexis, Google, & Bureau van Dijk in order to acquire documents that comply with USA Patriot Act, BSA, FINRA, FATCA and AML regulations. Accomplishments:

Acknowledged as Top Performer in account reviews by saving a bank affiliate from nationwide reputational risk.

Participated in testing transition project while preparing to transfer to new alert based system.

Maintained detailed and organized records for internal and external audit exams saving 40 minutes in weekly search.

Created process flow for newly developed reactivation team. AML Compliance Analyst; Contract Position 06/15 – 05/16 Performed transactional monitoring on alerted clients’ pre-paid/credit card account activity.

Managed small projects with low supervision while implementing innovative ideas for assigned tasks that helped increase overall team completion rates.

Conducted searches on clients with flagged credit and debit card activity to identify prior criminal history.

Identified and deemed relevancy of public records, as it related to customer information.

Accomplishments:

Exceeded or met daily file quota mandated by management 95% each month. Trained and cross-trained team members to share knowledge.

Conducted quality assurance checks for all supporting teams. JP Morgan Chase

Brooklyn, NY

AML Compliance Analyst; Contract Position 06/14 – 06/15 Researched, reviewed and analyzed background information on existing clients using Lexis Nexis and public record databases.

Investigated and escalated alerts on suspicious transactional activity using established AML/OFAC, Sanctions, PEP and Fin Cen guidance.

Facilitated the AML Risk Assessment process by exhibiting ownership of the AML/KYC due diligence on FinCen314 (a) Sanction, PEP and the Terminated Relationships List.

Confirmed and updated all client KYC records to ensure compliancy with regulatory standards. Resulting in high quality and timely completion of all client-level due diligence requirements.

Accomplishments:

Implemented new process flow for more efficient resource allocation.

Ran daily reporting for team.

AEAN DAYNE WILLIAMS

Certified Project Manager

M: 347-***-**** E: ****.********@*****.*** L: LinkedIn.Com/AeanD.Williams EDUCATION & PROFESSIONAL DEVELOPEMENT

Hampton University August 2005 – May 2009

Project Management Institute Certified Associate in Project Management (CAPM #:1663231), 2013

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