****, ***** ********, *******, ***********, Thane GB road.
Mobile: 937-***-**** ~ E-Mail: email@example.com
Commercial and Securitized Lending – Investment Banking Operations
Business-driven individual with more than 14 years’ work experience in investment banking operations.
Determined and experienced in client relationship, demonstrating sound judgement, employee mentoring and coaching.
Domain expertise in various asset class including Credit & Cash business, Structured Business (FX Credit & Rates), Mortgage back Securities & Warehouse Lending, Syndicate Loans.
Prudent, disciplined & self-motivated with excellent interpersonal, communication & organizational skills with proven abilities in team management.
Expert in corporate processes, compliance and safety procedures. Highly capable in successfully resolving conflicts. Pursuing a role where hard work and dedication will be highly valued.
Analytical thinking and problem solving
Client relationship Management
Nomura Services India Pvt Ltd, Mumbai
Operations Manager Jul ’12 – Mar’14
Assistant Vice President Apr’14 – Mar’2018
Vice President Apr’18 - Till Date
Maintained an active position mitigating business risks and building robust controls.
Attended tradeshows and client meetings, promoting the company brand and building rapport with
Prospects and partners.
Developed and maintained positive relationships with employees, executives and other stakeholders.
Established performance goals for the department and provided feedback on methods for reaching those
Spearheading process improvement initiatives through Robotics process automation, Project
Management, Efficiency approach.
Vice President - Syndicated Loans & Warehouse Financing (Securitized Products) -
Support the execution & distribution of the syndicated loan products & Securitized Products.
Act as point-of-contact across the entire life cycle of a transaction for loans business operations including
origination, structuring, execution and Transaction management.
Responsible for the securitized product transition from US.
Provide graphical analysis, key performance indicators and custom metrics for executive management
Responsible for front to back model with focus on risk and control indicators
Adheres to compliance procedures and internal/operational risk controls in accordance with any and all
applicable regulatory standards, requirements, and policies.
Assistant Vice President – Structured Deal Review (Finance) -
Supported Structured Product Middle office business with prime focus on deal review of complex booking
against the confirmed document.
Coverage included Global FX, Credit and Rates with a team size of 15 members.
Responsibility to Merge the Structured Products middle office and the Product control in June 2016
Drove the risk and control assessment ensuring constant mitigation of high and medium/high rated
risk through effective control framework
Engagement with Stakeholder to validate the governance meeting through SMCR (Senior
Management control regime)
Process Manager - Mortgage Back Securities (Securitized Products)
Distinction of developing frameworks to enhance process accuracy for all teams significantly from
70% to 95% defects per unit in Mortgage process
Strategic relationship management initiative with the business partners in US for a period of 1 month
during Feb-March 2013.
Conducted business area analysis, requirements definition, Logical and detailed design, testing and
Implementation on systems according to departmental policies and to maintain the cost effectiveness.
NOTABLE ACCOMPLISHMENTS -
Excellent track record in completing the assignments with a leading US mortgage process to
improve productivity and to deliver ~30% efficiency impact.
Credited for 100% Score survey from Retail Mortgage clients for 3 consecutive years
Effective White spacing across Global Loans (EMEA/ AEJ / US) with the target to produce efficiency
through Redundancy, Re-engineering and centralization of functional processes
Project Management for ISDA 2014 Definition change. Being a part of steer committee in the firm,
Automation approach through Robotics and RPA ensuring manually managed process are being
automated and delivered. 30% productivity impact by assigning BOTS to take over the
manual intervention and straight through processing
Have automated Structured FX product including TARF, COPTION which not only helped acquire
effective product knowledge but also good project management experience.
CREDIT SUISSE INDIA PVT LTD
Exempt Non Officer (Manager) – Product Control July ’11 – July’12
Exempt Non Officer- Product Control (Independent Role)
Responsible for the accurate and timely production of daily T+1 P&L production, attribution and
analysis for Cash Equities Globally.
Providing daily commentary and variance investigation to Front Office traders and senior Finance
managers Ensure compliance to risk and control guidelines.
Ensure FOBO reconciliation are performed accurately and thereby producing clean P&L to the
Successfully migrated the Training Phase in Singapore for a period of 2 Months for Credit Corporate
Investment Grade trading
JPMORGAN CHASE SERVICES INDIA PVT Ltd
Analyst Sep ’05 – Mar’08
Senior Analyst Apr’08 – Mar’10
Team Leader Apr’10 - June’11
Team Leader - Credit Hybrids Middle Office – Structured Products
Understanding the depth of Credit hybrids deal review for Structured Credit .
Reviewing trades and matching the economics details of the trade mentioned on the confirmation &
the risk management system
Managing risk & controls for the process Resolving the discrepancies by liaising with respective
Middle Office / Front Office (TA's) in timely manner to ensure smooth functioning of the process.
Support operational services across the OTC trade lifecycle in trade capture process.
Worked as a production coordinator handling clients on boarding & Booking Trades across various
Derivatives products like CDS, Equity Options and Interest Rate Swaps.
Training and support to the Australian trade capture team for a period of 8 weeks with constant
assistance and understanding for similar production support in Australia
Successful handled the books position after the BEAR STEARNS take over within the time frame
defined by the management.
Have been a part of process improvement Team organized by JP Morgan Have been
awarded as Project leader for the year
Intelenet Global Services Pvt.Ltd Mumbai
Customer Service Representative- Sep’03 – July’05
Credit rating and consumer dispute process
Fraud Alerts & Priority Handling
Acceptance and Non Acceptance of Consumer Disputes Verification Documents
Awarded as the Employee of the Year 2004
Being nominated for “STEP” – Strive towards Excellence Program, where training is provided
on Team Dynamics, Presentation Skills, Six sigma, Customer Centricity, etc
Pursuing my Financial Risk Management through GARP – Level 1
NCFM Certification in Financial Planners Beginners Module
P.G.D.B.M. (Post Graduate Diploma in Business Management) from Pune University in 2006.
T.Y. B. Com (Bachelor in commerce) from Mumbai University in 2002.
HSC from Mumbai university in the Year 1999
SSC from Mumbai University in the Year 1997
Date of Birth : 23rd Jul, 1981
Marital Status : Married
Current CTC Fixed : 26, 75,000
Fixed - Allowance : 6, 00,000
Performance Bonus : 5, 00,000
Expectation : 30% Hike on CTC (Negotiable)
Passport No : J7015999
Notice Period : 90 Days
Visa status : Valid US visa for 10 years under the B1/B2 category