September **, ****

To,

The Human Resource Manager

Sub: Application for Company Secretary/Legal Profile Dear Sir/Madam,

I am writing this application in connection with opening for the Company Secretary/Legal Profile in your organization. In this regard appended below are highlights of my professional career since inception for your perusal:

Key Highlights:

Started Career with a SEBI registered Merchant Banker in the year 2012 and worked for two years where I learned the workings of Capital Market and Merchant Banking operations.

Thereafter to work independently joined “Prime Gold Group” (a Steel manufacturing organization) in Sep 2014 as a “Lead Company Secretary” and independently handled numerous assignments under Companies Act & other allied laws.

After working for five years in the Corporate Sector started own venture in the name of M/s “Himanshu Goyal & Associates” in December2017 and continuing so far. In light of above I am confident that I possess the requisite skills and qualifications required for this job and would like to permanently move to industry. In the end I thank you for taking time in reading this application and hereby enclosing my profile for your reference. Look forward to have a formal interaction with yourself. Thanking You,

Yours Truly,

Sd/-

(HIMANSHU GOYAL)

(M) 964-***-****

(Other)-987-***-****

Profile Enclosed

HIMANSHU GOYAL

(HandPhone):+91-964******* email: adaahl@r.postjobfree.com To achieve excellence in my field by contributing to the organization in the best possible ways that I can. To salute my duty where I can Learn, Unlearn and Re-learn which can contribute to achieve the Vision.

Formation of Companies, LLP(s) and their Comprehensive Compliance Management.

Represented before various Quasi-Judicial and Regulatory Authorities

Conducted Legal Due Diligence and ensured highest level of Corporate Governance Norms.

Rendering Transaction based advisory and Legal opinions to the Clients on various matters.

Appeared before Controller of Stamps and Closed the case.

“Striking off” of Company under Companies Act, 2013.

Compounding of Offences and Settlement before Regional Director under Companies Act, 2013.

Formation of Trust under Indian Trust Act, 1882 in Delhi Jurisdiction.

Handled Condonation of delay in registration of Charges before the office of Regional Director(MCA).

Dematerialization of Shares, Generation of ISIN for the Securities with Depositories.

Associated with Banking Profile viz, Limits Sanction, obtaining of Credit Rating for Debt from CRISIL.

Drafting/Vetting of Minutes of meetings, Board’s Report, Business Agreements, Legal Submissions. S.NO Name of Organization Designation Period

1) Himanshu Goyal & Associates

(Freelancing Legal Services)

Proprietor Dec 15, 2017 to Cont till date…

2) Prime Gold Group

(steel manufacturer)

Company Secretary Sep 05, 2014 till Nov 21, 2017

3) Sobhagya Capital Options Limited

(Merchant Banker)

Deputy Manager Jan 01, 2014 till Sep 04, 2014

(Absorbed after training)

Company Secretary

Trainee

Sep 05,2012 till Dec 31, 2013

MISSSION

VISION

WORK EXPERIENCE

EXPOSURE AT “HIMANSHU GOYAL & ASSOCIATES “ INCLUDES:

Handled Statutory inspection conducted by MCA u/s 206 of Companies Act, 2013.

Practically organized Board meetings, AGM, EGM and committee meetings with JV partner SAIL.

Represented before SEBI in Illiquid stock options Case and received nod from the regulator.

Fund raising Compliances under Companies Act, 2013 via Rights Issue and Private Placement.

Drafting of Minutes, Board’s report, SPA, Commercial Agreements, legal replies for submission at appropriate levels and vetting of organizational Policies.

Timely advisory to Board of Directors on strategic matters with respect to impact on key legal areas.

Successfully Closed regulatory matters (pending before my appointment) at minimum Penalties and fees.

Acted as One Point Contact for Statutory Auditor, Secretarial Auditor, Cost Auditor, Internal Auditor, SAIL and others for completion of legal and financial matters.

Preparation of Due Diligence Reports for submission to SBI and ICICI Bank pursuant to RBI guidelines.

Comprehensive changes in “BOD” viz, Nominee Directors, Independent Directors and “KMP”.

Fast Track Exit of a group Company under Companies Act, 1956.

Increase of Authorized Capital, Name Change of Public Company and various other Legal matters.

Pledge of Equity Shares with ICICI Bank via NDU-POA with IDBI Trusteeship Services Ltd.

Dealt with Pollution Control Board, BIS, Trademark authorities and other Statutory Bodies for legal permissions and licenses.

Dealt with External Counsels to settle legal cases before Hon’ble Judiciary.

Dealt with Banks and NBFC(s) for sanction/disbursement of Fund based and Non fund based facilities.

Assisted in Complying Banking Norms like Submission of ECB returns, Stock Statements, etc.

Advised in Finalization of Annual Financial statements and assisted in preparing CMA.

Assisted in SME(IPO) on SME platform of BSE Ltd under SEBI (ICDR), 2009.

Assisted in Direct Listing (without IPO) of a Company from Delhi Stock Exchange to BSE.

Assisted in Buy Back of shares under SEBI Buy Back Regulations, 1998.

Preparation of Letter of Offer, Public Announcement for takeover under the SEBI takeover Code, 2011.

Assisted in Rights Issue of a Company on BSE and Carried out ESOP valuation by Merchant Banker.

Assisted in Reverse Book Building on Stock Exchange.

Assisted in statutory inspection conducted by SEBI.

Assisted in Company Secretarial affairs of Group companies and drafting of Legal correspondences.

Assisted in NBFC Compliances of a Group Company registered with RBI.

Dealt with SEBI, Market Infrastructure institutions viz; BSE, NSE, NSDL, CDSL and Market intermediaries. EXPOSURE AT “PRIME GOLD GROUP “ INCLUDES:

EXPOSURE AT “ SOBHAGYA CAPITAL OPTIONS LTD” INCLUDES: Qualification Institution Completion Marks (in %)

MBA(Finance) IGNOU Feb 2018 62.00

Associate Company Secretary Institute of Company Secretaries of India Dec 2013 57.57 B.Com (Hons) Sri Aurobindo College (E), Delhi

University

Aug 2009 56.29

Father’s Name Shri. Shankar Lal Goyal

Date of Birth 10.02.1989

Gender Male

Permanent Address G-54/2, Ground Floor, Dilshad Colony, Delhi-110095 Notice Period 15 Days

Key Skills Excellent Liasioning, Pro-Active and Team Player. Sd/-

(HIMANSHU GOYAL)

Place: Delhi

QUALIFICATIONS

OTHER INFO

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