Compliance Analyst Client Relations

NELSON AIBUEDEFE

**********@*****.*** 404-***-****

PROFESSIONAL SUMMARY

Phenomenal Seasoned fantastic Compliance Analyst with 3 years of experience analyzing client relations and company contracts. Liaised with clients to understand needs and review contract details and performance quality, collaborating with company and outside managers and reporting to executives to cultivate constant improvement in business conduct. Dedicated to business relationship optimization through comprehensive client understanding. Successful at creating and establishing evaluation and training initiatives that drive compliance improvements in all areas. Experience and looking for a challenging new role with long-term potential. Professional and proactive leader with strengths in communication and collaboration. Experienced in reviewing financial documents and digital records. Effective at directing, monitoring and inspiring team members to complete accurate and timely investigations and reports. Talented in training employees, solving complex problems and making sound decisions.

SKILLS

Investigation

Document processing

BSA Regulation

Compliance protocols

Strong organizational s

EDD,CDD, SPDD

Knowledge of MS Office Suite,

including proficiency in Excel.

Negative news

Oral and written communications

Team player

Fraud Detection

Database management

Compliance strength

Self-directed

Ability to focus on high quality

work while under pressure.

MS Office

SAR Report

AML/KYC INVESTIGATION ANALYST/ TD BANK ATLANTA GA

JULY 2024.

Reviews of AML/KYC alert and case investigations, including narratives, dispositions, and supporting documentation related to decisions to ensure all reviewed cases meet established quality standards

• Evaluate CDD/EDD data reflected in the cases being reviewed in order to ensure accurate and rational customer profiles

• Ensure that all cases are closed/filed in accordance with internal Service Level Agreements

• Maintain and update written procedures for assigned job responsibilities

• Function as a subject matter expert on AML-related issues and provide mentoring as needed

• Escalate and articulate relevant risks to the appropriate stakeholders.

• Fundamental investment concepts, practices, and procedures used in the securities industry.

• Principles of banking and finance and securities industry operations.

• Analyzing activity documentation to identify irregular transactions.

AML Analyst / Central Bank And Trust - WY / 02.2020 - 06.2024

Conduct continuing reviews of AML alert and case investigations, including narratives, dispositions, and supporting documentation related to decisions to ensure all reviewed cases meet established quality standards

Evaluate CDD/EDD data reflected in the cases being reviewed in order to ensure accurate and rational customer profiles

Maintained a comprehensive understanding of the

requirements and concept

Ensure that all cases are closed/filed in accordance with internal Service Level Agreements

Maintain and update written procedures for assigned job responsibilities

Function as a subject matter expert on AML-related issues and provide mentoring as needed

Escalate and articulate relevant risks to the appropriate stakeholders.

Analyzing activity documentation to identify irregular transactions.

Investigating compliance issues and irregularities.

Communicating clearly and effectively, both orally and in writing.

Duties as assigned

AML Analyst / First Palmetto - SC / 11.2018 - 12.2019

Review internal reports in multiple systems

Analyze customer account data for potential Anti-Money Laundering violations

Uncover the influencing factors that are driving trends in accounts

Identify potential fraud and start an investigation

Work closely with cross-functional partners in Compliance to execute investigation

Assess potential risks and opportunities and research performance

Assist efforts to improve internal processes and procedures

Assist in efforts to improve internal processes and procedures

Used critical thinking to break down problems, evaluate solutions and make decisions

Maintained a comprehensive understanding of the requirements and

concepts

Confirmed timely resolution of work assignments by organizing and

prioritizing appropriately

EDUCATION

. MAINSEED CHRISTIAN UNVERSITY

BUSINESS.

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