Vice President Risk Management

Todd Costa MBA, CFE

*** ***** *** *****

Carolina Shores, NC 28467

Cell Phone: 508-***-****

Email: ************@***.***

SUMMARY

A seasoned Regulatory Compliance Director who has demonstrated the ability to ensure that State and Federal regulation governing institutions are observed. Strong technical and business qualifications with 20+ years of hands-on experience in compliance staff development, risk management training skills and audit plan/fraud case management. Demonstrated ability to successfully analyze new and existing compliance regulations and review appropriate policies and procedures for adherence.

PROFESSIONAL EXPERIENCE

G-Bank 2021 - Present

Senior Vice President, Compliance Officer

Overall responsibility for the implementation and oversight of the bank’s Compliance Management System.

Managed a team of professionals performing compliance duties involving Internal Audit, Vendor Management, Examination Management, Complaints and Lending and Deposit monitoring activities.

Webster Five Cents Savings Bank 2009 - 2021

Vice President, Compliance Officer/Audit Director/Risk Manager/Privacy Officer

Successfully manages risk management team to proactively promote an environment of compliance throughout the financial institution.

Established critical senior management, board of director and examiner partnerships to ensure effective identification and resolution regarding all aspects of risk management, internal and external audit, regulatory compliance, complaint management, privacy, fraud and Anti Money Laundering and Bank Secrecy issues.

Bay State Savings Bank 2008-2009

Vice President, Compliance Officer/Audit Director/Risk Manager/BSA Officer

Successfully implemented an Anti-Money Laundering software program to monitor suspicious activity amongst the customer base.

Revamped the Compliance Training and 3rd party programs to be more in-line with Regulatory expectations.

Established critical partnerships with industry leaders to increase awareness with best practices in the Compliance/Fraud community.

Citizens Financial 2007-2008

Assistant Vice President, Compliance Auditor

Successfully managed the Compliance Audit staff to promote and create change regarding audit procedures and fraud awareness training.

Established a granular compliance audit program to more efficiently perform compliance reviews to Regulators’ standards.

EDUCATION

Masters of Business Administration (1996)

Nichols College, Dudley, Massachusetts

Bachelors of Science in Business Administration (1990)

Nichols College, Dudley, Massachusetts

ASSOCIATIONS

Association of Certified Fraud Examiners (ACFE)

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