Financial Planning Services

JOANNA LACARIA

**** * ****** ***** **, WHITE LAKE, MI 48383 248-***-**** ************@*****.*** OBJECTIVE

To obtain a position in which I can use my skills and education to help further a company in its success. EXPERIENCE AND SKILLS

1/1/2000 TO 07/31/2018 ADVANCED FINANCIAL PLANNING, INC. LIVONIA, MI OWNER/MANAGER OF OPERATIONS

Director of Advanced Financial Planning RIA (Registered Investment Advisor) in Michigan and Wisconsin. An RIA allows our firm to charge fees to clients either registered with the Securities and Exchange Commission (SEC) or state securities authorities in which we have been part of both.

Administrator over the Financial Industry Regulator Authority (FINRA) Firm Gateway which is a single point of service allowing firms to quickly comply with rules, gather information, and FINRA interaction.

Helped build one of the largest independently owned financial services in Michigan with over $150 million dollars in assets under management.

Client/Advisor liaison to high net worth clientele and active in client retention

Organized and ensured followed up on all new and existing accounts

Created Investment Net Worth statements for each client appointment

Implemented the ACT! CRM software as our client data base used by the offices

Maintained operations in 5 of our office locations

Assisted in creating in depth financial plans for clients

Aided attorneys to ensure estates were correctly titled, funded, and designated so as to avoid probate

Maintained the books and records of the corporation as well as the client files that were subject to state and private regulators as well as direct interaction

Worked closely with and prepared all necessary information for business cpa/accountant.

Entered, processed, collected, and payed quarterly income due to each the RIA advisors accordingly

Payroll Administrator for the company’s employees

Filed and pay monthly/quarterly/yearly employee taxes and reported to the IRS and State of Michigan

Employee conflict resolution

1/1/2018 TO 12/31/2018 CREATIVE MONTESSORI ACADEMY SOUTHGATE, MI SUBSTUTE TEACHER

Taught grades 1-6

5/24/2018 TO PRESENT FAITH CHRISTIAN ASSEMBLY LIVONIA, MI FINANCIAL OFFICER

Payroll Administrator for the church’s employees

Manage all accounts payable and receivables.

Maintain detailed records of all of the finances of the church

Meet with the Church Board once a month to give an account of all income/expenses

Proficient in QuickBooks

EDUCATION

1999 UNIVERSITY OF MICHIGAN DEARBORN, MI

BACHELOR OF ARTS – PSYCHOLOGY

MINOR – SOCIOLOGY

GRADUATED HONORS WITH DISTINCTION

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