Business Analyst Quality Assurance
Resume:
Solomon Archibold
*** ********** ****** ***. #**
Brooklyn, New York 11205
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Experience
BMO Capital Markets-Jersey City, NJ
Business Analyst, P&S Department-April 2008- January2015
Reviewed and resolved trade errors, reducing risks of capital loss.
Coded tickets for domestic and foreign exchange trades, including conversions.
Ensured balancing of various exchanges were properly executed
Utilized Tri Resolve and Tri Optima for portfolio reconciliations and managed counterparty exposure within Dodd-Frank clearing requirements
Utilized Tri Resolve and Tri Optima to rectify prior day errors and close of business outstandings
Provided internal and external client support, reviewed P&S and trade positions, and ensured trades were properly coded and processed within deadlines
Affirmed ID confirmations, prepared regulatory, commissions, pair-off, and FX reports to Canadian counter-parties, as well as 410B filing
Managed account balancing, corrected positions and subsequent variations in daily profit and loss for the equity trading desk, and handled timely trade break resolutions
Barclays Capital-Parsippany, NJ
Settlement Consultant-June 2007-July 2007
Reviewed daily transactions ensuring proper execution and management of settlement processed and deadlines
Investigated errors and accounts not in settlement status
Deutsche Bank-New York, NY
Mortgage Trade Consultant-August2006-March 2007 (contract)
Paired off all trades aged over 290 days, amended improperly traded funds, and ensured accuracy of cash reconciliation accounts
Wachovia Securities-Richmond, VA
Senior Options Clerk-February 2006-June 2006
Balanced trades for the Options Settlement Department
Researched options errors and discrepancies and rectified improper trades to ensure customer satisfaction
HG Wellington & Co. Inc.-New York, NY
Operations Associate-January 2003-September 2005
Projected short securities report NYSE, Amex & OTC securities registration, and NYSE form
Oversaw work of team, ensuring compliance with close of business deadlines and volume goals
Calculated monthly ASE registration fees and prepared reports for domestic Fixed Income and Equity Securities
Input Step-out and Step-in trade tickets and calculated NASD securities fees, prepared odd lot reports and Amex from EXB1 report, NASD trade accounts report, and short report filing
Performed end-to-end processing of customer transactions for US Securities, European Equities, and Convertibles
Completed forms for Amex EXB1 and ASE, worked on NASD initial blue sheet, and Ex Clearing and commission bills
Updated EOM pricing reports for foreign securities.
Analyzed balance sheet business and cash management cash flows, clearing end-to-end equities filing fixed income functional requirements government
Managed government securities income internet ledger and processed pricing and quality assurance registration reports
Utilized Tri Resolve and Tri Optima to ensure compliance Dodd-Frank clearing requirements within the treasury vertex
West LB Securities Pacific, Inc.-New York, NY
Government P&S Associate-September 1998-September 2002
Participated in the establishment of mortgage backed Securities Settlement Department
Performed Quality Assurance Review analysis and defined business workflows for all Sub-Systems/Sub-ledger from deal capture to the GL
Defined functional requirements to automate Global Balance Sheet Substantiation System
Managed balancing of Government Securities Clearing Corp and reconciliation of contract sheets and comparisons
Ensured daily and monthly cash and portfolio reconciliation for all end-to-end settlement departments were compliant with deadlines
Processed TBA entries, allocation of pools through MBS on EPN, and Repo's
Confirmed the conversion functions of the vertex to the ICI system by checking dummy trades for quality assurance and produced Balance Contract Sheet
Resolved margin deficits by to ensure timely solutions for trade deficits
Technical Skills
Microsoft Word, Outlook, Excel, PowerPoint, Visio
Tri Resolve, Tri Optima, Oasys, BNY, DTC, BPT, MBS, Swift-Bic
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