Internal Auditor Audit

A B O U T

Internal Auditor with **+ years of Internal Audit experience with an emphasis on SOX compliance, operational auditing, and fraud investigation. Performed operational audits and managed multiple international and domestic audit engagements that encompassed SOX compliance testing for finance and IT.

W O R K E X P E R I E N C E

RumbleOn, Inc. Audit Manager 5/23 – 11/23

Assisted in implementing AuditBoard SOXHUB.

Created flow charts in Visio for all business processes.

Performed walk-throughs, interim, and roll-forward testing for business controls.

Reviewed test work of senior audit staff to ensure accuracy and completeness.

Collaborated with new external auditors to facilitate concurrent testing between internal and external audit.

SRS DISTRIBUTION, INC. Senior Internal Auditor 3/22 – 4/23

•Worked with Ernst & Young auditors to complete “SOX Readiness Project.”

Participated in walkthrough meetings to understand processes and create and document flowcharts in MS Visio.

Assisted internal control testing for key controls identified.

U.S. CONCRETE Senior Internal Auditor 4/13 – 3/22

Assisted in implementing and utilizing SOXHUB application for annual SOX compliance testing (SOX 404 and 302

Certification).

Performed control rationalization annually and completed interim and roll-forward testing for key financial controls at all regional Business Units.

Collaborated with and assisted external auditors to perform process walkthroughs and control testing.

Developed and managed the Ethics Hotline program and assisted in the administration of EthicsPoint application and incoming reports.

Completed annual audit plan for operational and financial audits for high-risk processes.

FOSSIL, INC. Senior Internal Auditor 9/11– 1/13

Assisted the Compliance Department in designing the Governance Risk and Compliance application to automate and centralize SOX 404 control framework and Internal Audit work.

Assisted in rationalization of SOX 404 controls and control testing for management.

Planned and conducted operational and financial audits for new and growing functions.

Developed risk assessment tool for Internal Audit to scope new audit engagements based on risk factors.

MCAFEE, INC. Manager, Governance Risk and Compliance, SOX PMO, and Internal Audit 12/02 -9/11

Managed and coordinated efforts to investigate and resolve fraud, misconduct, or related allegations.

Managed and administered quarterly worldwide certification processes for SOX 302, Disclosure Controls, and Quarterly Side Letter certifications.

Administered and updated case documentation including the system of record (Ethics First) for all McAfee investigations.

Managed continuous auditing test work and ensured identified exceptions were reported and resolved.

Assisted SOX PMO team in completing SOX 404 compliance testing for Stock Administration, Tax, Treasury, Payroll, Commission, and HR cycles.

Developed and implemented a “Top Down - Risk Based Approach” for functions to identify higher risk controls, thus eliminating duplication of SOX testing efforts.

Collaborated with internal and external SOX teams to ensure concurrent flow of risk information and testing results.

Managed and completed 2004 SOX 404 compliance testing in Amsterdam, NL (EMEA headquarters location before relocation to Cork, IE).

One-year expatriate assignment to plan, manage, and complete 2005 SOX 404 testing in the new headquarters office in Ireland.

Managed application control testing for worldwide application controls.

E D U C A T I O N C E R T I F I C A T I O N S

TEXAS TECH UNIVERSITY Lubbock, TX

Master of Business Administration, 12/1996

BA, Russian Language & Area Studies 12/1993

BA, European History, 12/1993

ACFE

Certified Fraud Examiner (CFE) since 2008

R E F E R E N C E

SRS Distribution – Tye Watanabe, Director of Internal Audit – P: 469-***-****

US Concrete – Ryan Simpson, Director of Internal Audit – P: 214-***-****

S K I L L S

AuditBoard (SOXHUB and OPS Module)

NAVEX Global (EthicsPoint)

MS Visio

MS Office

P R O S K I L L S

•Positive Attitude, collaborative

•Problem-solving ability and outside-the-box thinker

•Self-reliant, with the ability to manage and complete assignments

•Thrive in stressful environments with multiple tasks and deadlines

•Bi-lingual – English and German

C O N T A C T I N F O R M A T I O N

Phone: 469-***-**** LinkedIn Profile: www.linkedin.com/in/hans-juergen-finger-a6828315 Email: *******@*****.***

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