BRIAN P. FLYNN

AƩleboro, MA ***** 508-***-**** flynnb65@gmail.com

COMPLIANCE ANALYST

Driven and detailed professional with quality and compliance analyƟcal experience. Self-moƟvated with high standards for accuracy. Ability to work independently and as part of a team. Excellent communicaƟon skills to share informaƟon with all levels of an organizaƟon.

SKILLS

• Charles River, SAP, Oracle • Excel, Access, PowerPoint • OneNote, SharePoint

• Contract Management • CMS Open Payments • Risk Assessment PROFESSIONAL EXPERIENCE

NOVARTIS Cambridge, MA May 2017 – February 2023

Training Compliance Manager

Administered the company annual electronic compliance trainings. LMS superuser.

Coordinated with Human Resources to onboard and train all new hires. Administered conflict of interest training for new and exisƟng employees.

Performed annual controls tesƟng and risk review. This included review and tesƟng of the Third-Party Risk Management policy and process.

Managed internal associate requests regarding ethics, risk and industry regulaƟons. Administered conflict-of-interest reporƟng program.

Developed and implemented annual training for all new and exisƟng employees. HOLOGIC INC. Marlborough, MA 2015 – 2017

Commercial Contracts - Compliance Coordinator

DraŌed and negoƟated contracts. Partnered with legal and other internal departments to support the negoƟaƟons of customer contract and RFPs, and to ensure consistency with Hologic’s terms, condiƟons, policies, and procedures.

Designed and implemented policies and procedures for the tracking and enforcement of compliance for all 2,000 surgical commercial contracts (regulatory requirements spend/volume etc.). IdenƟfied $1,2mm revenue shorƞall due to noncompliance.

Trained staff on contract compliance and remediaƟng performance deficiencies.

Provided detailed analyƟcs using Salesforce and Oracle Business Intelligence (revenue, TAT, complexity). STATE STREET GLOBAL ADVISORS Boston, MA 2012 – 2015 Compliance Analyst AVP

Conducted annual risk assessment. Reviewed data privacy control documentaƟon, including design assessment, and tesƟng performed by team to ensure adherence to the methodology.

Compliance Subject MaƩer Expert for all client contracts. NegoƟated investment guidelines for coding into guideline management system.

Developed and administered annual compliance training for all SSgA employees (Code of Ethics, Code of Conduct, AnƟ- Bribery).

Prepared responses to Requests for InformaƟon and Requests for Proposals (RFI/RFP) with focus on data privacy. Managed AnƟ-Money Laundering (AML), Office of Foreign Assets Control (OFAC), and Code of Ethics adherence. CITIZENS BANK Cranston, RI 2009 – 2012

AnƟ-Money Laundering Analyst Team Lead

Supervised a team conducƟng reviews for anƟ-money laundering and Know Your Customer due diligence for all new clients and correspondent banking relaƟonships.

Streamlined process for new client onboarding and account closures. Improved efficiency and significantly reduced process Ɵme.

Conducted Office of Foreign Assets Control (OFAC), PoliƟcally Exposed Person (PEP) and World-Check Screening of new Page 2

banking relaƟonship customers.

Trained and consulted with relaƟonship management team regarding AML and SancƟons compliance. ADDITIONAL EXPERIENCE

WELLINGTON MANAGEMENT COMPANY Boston, MA

Regulatory Analyst - Legal

STANDISH MELLON ASSET MANAGEMENT Boston, MA

Compliance Analyst

EDUCATION

BOSTON UNIVERSITY Boston, MA

Master of Business AdministraƟon (MBA), CommunicaƟon PROVIDENCE COLLEGE Providence, RI

Bachelor of Arts (BA), Economics

Bachelor of Arts (BA), HumaniƟes, Spanish and Japanese ConcentraƟons KANSAI UNIVERSITY OF FOREIGN STUDIES Osaka, Japan Study abroad – Business, Japanese (reading, wriƟng, and speaking) Languages

• Japanese and Spanish

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