Justin Haws

*** ***** ***** **** ******** *****

302-***-**** ad4jvj@r.postjobfree.com

OBJECTIVE

A Compliance Manager role where I can use my 15 years of Compliance experience combined with my interpersonal and analytical skills to develop and implement strategies that solve business problems, maximize efficiencies, provide regulatory oversight and manage Compliance controls to add tremendous value and expertise. EXECUTIVE SUMMARY

More than 19 years of experience in Compliance, AML Transaction Monitoring, Controls, Operations and Credit Operations in fast-paced banking and financial services environments

Association of Certified Anti-Money Laundering Specialist (ACAMS) member with robust knowledge of Regulatory Compliance requirements

Strong analytical skills and the capability to use compliance control background to digest and understand complex concepts and processes especially regarding BSA/AML legislation

Highly driven with the ability to deliver on time all while maintaining quality standards

Proven track record of solving multifaceted problems through, leadership, and strategic partnerships

Outstanding communication, presentation, and relationship skills

Strong reputation among coworkers and management with demonstrated expertise across compliance functions

Highly motivated leader skilled in providing oversight and meeting corporate goals and compliance mandates EXPERIENCE

JP Morgan Chase, Newark, DE (2011-present).

Consumer and Community Banking, Asset & Wealth Management Vice President Control Officer (2017-present)

Responsible for Control oversight, Control and Operational Risk Evaluation (CORE) outcomes, Issue Management, management of regulatory inquiries and performed Risk Assessments of processes, policies and procedures

Manage the issue lifecycle and action plans for Asset & Wealth Management Risk Assessments

Lead preparation, management, and oversight for regulatory inquiries in a timely manner Global Financial Crimes Compliance (GFCC)

Vice President Compliance Manager (2013-2017)

Responsible for Anti-Corruption and Global Financial Crimes Compliance Testing and ensuring sustainability of Regulatory requirements within all lines of business at JP Morgan Chase

Vice President of Core Compliance testing specializing in Anti-Corruption and Sanctions reviews

Managed Compliance tests over multiple regions globally for JP Morgan Asset & Wealth Management

Responsible for the "Four Pillars" of an effective Compliance Program: development and sustainability of policies, procedures and effective Controls, Compliance adherence to all regulatory requirements, oversight of required training, Independent testing of policy and procedure requirements Global Compliance Operations (GCO)

Vice President Compliance Manager (2012-2013)

Managed the first Anti-Money Laundering (AML) Alert Transaction Monitoring Team for Consumer, Commercial and Business Banking transaction alerts

Assisted in the build of new production environment formed due to regulatory guidance; provided high visibility and recognition

AML Alert Team Manager of over 35 employees with continued development and department expansion to over 250 employees and multiple site locations

Developed and coached all staff, responsible for interviewing, hiring and employee retention Global Financial Crimes Compliance (GFCC)

Vice President Compliance Manager (2011-2012)

Subject matter expert in the management of Anti-Money Laundering/Bank Secrecy Act (AML/BSA) regulatory examination process. Liaison between the Office of the Comptroller of the Currency (OCC) and multiple JP Morgan Chase sub-line of businesses during OCC Exams

Handled First Day letter requests, managed all OCC exam tracking files with detailed accuracy

Coordinated OCC exams with the most senior members of JP Morgan Chase

Met all required Service Level Agreements

Justin Haws

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Sallie Mae Bank, NA, Newark, DE (2009-2011).

Corporate Compliance Sales & Marketing

Sr. Compliance Officer (2009-2011)

Compliance oversight for Student Loans, Credit Card and Retail Deposit Marketing products. Provided sound controls while meeting all federal and regulatory guidelines as required by the Consumer Financial Protection Bureau (CFPB) and the Federal Deposit Insurance Company (FDIC).

Expert in Fair Lending, UDAP, BSA, US Patriot Act and all regulatory requirements and Legal disclosures

Created and owned the Retail Deposit product Compliance Marketing disclosure resource tool

Owner of Marketing & Sales month-end reporting to the Corporate Compliance Committee

Developed and managed employees across multiple locations JP Morgan Chase, Newark, DE (2003-2009).

Acquisition Operations

Marketing Campaign Manager (2007-2009)

Coordinated Marketing campaigns for the Acquisition Operations Internet team. Worked directly with Marketing Services, Execution Operations, Corporate Internet Group, Content and Graphic Services, and Marketing Operations to create online Marketing pages on Chase.com

Ensured all items in the marketing campaign were built, audited and approved in a timely fashion for availability in consumer marketplace

100% quality and accuracy, worked with Tier 1 Travel and Entertainment partners Portfolio Risk Review Lending Operations

Portfolio Risk Review Analyst and Team Leader (2003-2007) Prevented unsecured losses to the Bank by reviewing account and reporting information to determine credit worthiness. Provided coaching, decision support, quality reviews, new hire training, and policy and procedure development

Motivated and managed multiple teams in a production type environment

Assisted with supervisor escalations in an inbound call environment

Researched issues, built solutions, increased efficiency, calibrated and monitored lending consistency, communicated current state, and implemented ongoing improvements with Senior Management

Designed and facilitated training for existing staff regarding the High Risk Reconsideration processes

Assisted with global service efforts to maximize penetration of new market opportunities in off shoring activities including traveling to Mumbai to train employees Card Services Lending Operations

Customer Service Representative (2001-2003)

Handled inbound Customer Correspondence related to unsecured credit card activity and requests

Promoted to Customer Card Unit (CCU) to handle "Office of the President" Customer inquiries

Unsecured Lending Authority of up to $50k USD

Improved analyst team effectiveness by reviewing quality trends and training of peers EDUCATION

Bachelor of Arts – Business Administration; minor – Business Operations Support University of Delaware. Newark, Delaware.

TRAINING & CERTIFICATIONS

ACAMS Certified Specialist

(Association of Certified Anti-

Money Laundering Specialist)

Anti-Money Laundering & Bank

Secrecy Act Transactions

Monitoring

Anti-Corruption

SAR/CTR Reporting

FINCEN Reporting

Fair Lending

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