Rola Alkarboush

(ACAMS) _ (CCO) _ (ICA-*) _ (ICA-2) _ (CME -1) _ (CME -2) _ (CME -3) _ (IFCE) _

(AFC) _ (AML)

Personal Information

Nationality: Saudi.

E-mail: ad448b@r.postjobfree.com.

Phone: 059*******.

Introduction

To work in a company that suit my personal aims. my goal is to join a working environment that should provide me with sustained gain of work experience and improvement as we work .on the other hand to improve my future job opportunity to qualify me toward different leading position, whereas I have along and excellent experience in Compliance, Governance, AML, Law and many specialized certificates in this field also I worked in more than one sector " investment and insurance " with more than one regulatory authority " SAMA, CMA, Ministry of Commerce". Work History

• General Authority for Small and Medium Enterprises " Monsha’at " / 2023

- Until now.

Advisor of GRC ' Governance, Risk, and Compliance ' All advisor tasks and consulting services for Governance, Risk, and Compliance.

• Kingdom Brokerage for Insurance in ‘Compliance, Governance, Risk, CFC 2020 – 2023.

Chief of GRC ‘Compliance, Governance, AML/CTF, Risk management’ . All tasks in Compliance, Governance, AML/CTF, Risk.

• SABB Takaful in Compliance, Governance, FCC Department / 2020-2020. Senior Compliance & FCC Manager

All tasks in Compliance and FCC Department.

• Alsager Insurance in Compliance, Governance, FCC Department / 2019-2020. Head of Compliance & FCC.

All tasks in Compliance and FCC Department.

• WAFA Insurance in Compliance, Governance, FCC Department / 2018-2019. Head of Compliance & FCC.

All tasks in Compliance and FCC Department.

• SHUAA Capital Saudi Arabia in Compliance Department / 2015-2018. Compliance & AML Manager

All tasks in Compliance and AML/CFT Department.

• ANB investment Company in Brokerage Department 2012- 2013. Assistant Section Head

Local stock in Brokers Department.

• Muscat Capital Company in Operation investment 2009-2011. Operations Executor

All tasks in operation Department.

Professional Certificates:

• (2019) IFCE - Insurance Foundation Exam.

• (2019) Compliance Management Training Program.

• (2017) ACAMS - Course for ACAMS certificate.

• (2016) CCO Certified Compliance Officer

• (2014) ICA -1 International Advanced Certificate in Compliance.

• (2014) ICA -2 International Advanced Certificate in AML/CTF.

• (2012) CME -1 the General Securities Qualification Examination.

• (2013) CME -2 the Compliance & AML/CTF module.

• (2013) CME -3 the Broker-Dealer Qualification Certificate.

• (2011) Tadawul Certificate Exam (Certificate Brokerage). Courses &Seminars:

• (2023) Effective Technical Report writing.

• (2023) Leadership & Team Development for Managerial Success.

• (2023) Strategic Thinking & Planning.

• (2019) Mandatory Email Security.

• (2019) Protecting Information.

• (2019) Financial Crime Risk Responsibilities.

• (2011) Training & Competence Certificate in (Anti financial crime) from Management Development Center.

• (2009) Course of Anti-Money Laundry & Terrorist from CMA.

• (2009) Course of English (Conversation) In Saudi Center for the Education. Qualifications

• (2003) Diploma from Institute Modern girl.

• (1992) Diploma English Language One Year from Institute Compu-Serve. Membership

• Membership in General Arab Insurance Federation.

• Membership in the Anti-Money Laundering Committee for insurance companies in SAMA.

• Membership in Compliance Committee for Insurance brokerage companies in SAMA. Achievement

Other:

1- Cooperation with the Financial Academy to prepare an advanced certificate in compliance and AML certificate and compliance certificate for the financial sector, and review the material of (CCO certificate), Participate in preparing a number of professional certificates for the insurance sector, such as: ( Certificate of Compliance to the insurance sector ), ( Underwriting officer certificate ), ( Claims officer certificate ).

In Alsager Insurance:

1- Restructuring of the Compliance and AML Department. 2- Worked all requirements of the general assemble " AGM & EGM " 3- Preparing the board of director's report.

4- Preparing Compliance strategy and Compliance plan. 5- Give a course in AML for board of directors and employees. In WAFA Insurance:

6- Capital increase and reduce the capital.

7- Prepare and update the policies and procedures of all departments. Three correcting the irregularities of SAMA in AML.

8- Worked all requirements of the general assemble "AGM & EGM " 9- Give a course in AML for Risk Committee and employees. In SHUAA Capital:

10- Change of control.

11- Reduction of capital.

12- 3-Amendment the company is Articles of association. 13- Insert a Real Estate Fund

14- Records keeping project.

15- Website Project.

16- Worked all requirements of the general assemble "AGM ". 17- Compliance Monitoring Plan.

18- Compliance inspection.

19- License to deal as an agent.

In ANB Investment Capital:

20- Propose new ways to facilitate workflow.

21- Invent new ways to serve customers more accurate and faster. In Muscat Capital:

22- Doing all the tests from CMA on the system to start the company's activity. 23- Doing the test for Tadawul in the system to start the company's activity. 24- Communication with Tadawul help disk in the period of Established to coordinate work.

25- Work in the Department of Operations, Financial, and Brokerage at one time. Skills

• Good English Command.

• Hard worker and fast learner.

• The ability of organizing presentations.

• Good communication and interpersonal skills.

• Ambitious, Innovative and iconic.

• Contributing to volunteer activities such as some marketing and charitable activities.

• Find solutions and address issues.

• Negotiation skills with regulators.

Contact this candidate