DAVID ANDALMAN

*** ******** ****

Highland Park, Illinois 60035

847-***-****

ad3u47@r.postjobfree.com

Mission Statement: a dedicated, driven professional possessing a proven (35 yr) track record of superior performance, seeks to utilize expertise in Wealth Management, Major Client Relations, Financial/ Market Analysis, Risk Mitigation, Strategic Reporting, Content Delivery, and Compliance to enhance operations and profitability within a dynamic, progressive organization.

Summary:

Actively managed assets for approximately 300 customers since 1991.

Developed numerous investment portfolios, allocation models and customized trading strategies (growth, hedging and income strategies).

Extensive, proprietary research & trading systems modeling for Delancey Capital Management, Lab Investments, and others.

Appeared twice on WCIU's " Ask and Expert", and twice on the "Ira Epstein Show" as the featured commodities analyst.

Guest for 10 years on the "Stocks and Jocks" Web broadcast on various radio stations.

Created an audio/visual options seminar video and sold over 300 copies.

DACS Research: sole proprietorship. Disseminated technical/ fundamental and spread information to at least 50 CME floor traders including FOUR past CME Presidents, basic research for the CME as well as institutional clients including Bear Stearns, Lehman Brothers, Paine Webber, LF Rothschild, Salomon-Philbro, RB&H, Stone Int’l, Lind-Waldok, Packers Trading Company, Jack Carl, Maduff & Sons, etc.

U-4: 1 single disclosure (resolved and closed) in 32+ years of being registered.

Current Experience:

Independent Representative and IAR with Allied Millennial Partners in NYC

Manage 26 accounts (250 tickets per month), representing approximately $75K in gross (yearly) commissions and $7.2MM assets under management.

Equity raising activities—approximately $3.5 M in additional available capital.

Additional References (note—several of the Research positions were held simultaneously):

>Supplied research backing new product development for the Chicago Mercantile Exchange

>Supplied research for four former CME Presidents

>Supplied research for more than 100 HNW, super successful CME and CBT floor traders

>Operated various IB research seminars, hotlines, etc. (more than 500 instances)

Robbins Trading Company, In-House Research Analyst (11+ Years)

Conducted twice monthly research seminars for in-house brokers

Global Asset Management, In-House Research Analyst (2 Years)

•Conducted twice weekly research seminars for in-house brokers.

Dellsher Investments, Out-of-House Research Analyst (5 Years)

•Conducted twice monthly research seminars for in-house brokers

Global Investment Services. In-House Research Analyst (2 years)

Conducted twice monthly research seminars for in-house brokers

Alaron Trading, In-House Research Analyst (2+ years)

Conducted twice monthly research seminars for in-house brokers

Jack Carl/312 (4 Years)

•Administered twice weekly research seminars for the "one-on-one" group…approximately 100 in-house research meetings.

Lind-Waldok, Market Analysis

•Asked to take over Barry Lind’s twice weekly data report to outside customers and IB’s via Chicago hotline…for 8 years

Paine Webber, Chicago-Only Analyst (4 Years)

Bear Stearns. Chicago-Only (5 Years)--outside research consultant (daily research newsletters)

Brought on by Bear Sterns also to perform research projects On Tbond/Tnote yields

and pricing of Salomon-Philbro Oil warrants.

Lehman Brothers (5 years) --outside research consultant (daily research newsletters)

LF Rothschild (4 Years)

•Distributed research packets to in-house trading group.

Packers’ Trading Company,.. Research Analyst (14 Years—outside research analyst)

•Serviced five partners of the firm, and in-house brokers.

•Conducted twice weekly presentations to PTC branches via phone hotline.

•Delivered approximately 50 on-site seminars at PTC branch offices.

Saul Stone International (listed), CME Floor Analyst (9 Years)

* Serviced four partners of the firm, and in-house brokers.

•Conducted daily presentations to Saul Stone branches via phone hotline.

•Delivered approximately 5 on-site seminars at Saul Stone branch offices

Peavey Grain Co. (3 Years)

•Delivered daily technical/fundamental analysis to branches via phone hotlines on all CME traded commodities.

•Conducted approximately 15 On-site seminars at Saul Stone branch offices.

Rosenthal-Collins Securities and futures CBOT Assistant Grain & Floor Analyst (2 years)

•Delivered technical/fundamental grain analysis to branches via phone hotlines.

Education:

Indiana University. Bloomington, Indiana (Conferred 1973)

Received MBA, with double major in Finance & Marketing; graduated with high honors

University of Illinois, Champaign/Urbana, Illinois (Conferred 1970)

Received Bachelor of Science degree in Ceramic Engineering; Math Minor; graduated with honors

Additional Professional Experience:

Bell Telephone Labs—research engineer; one patent granted; officer American Ceramic Society

Licensure:

• Series 3,4, 7 (1991), 55, 63 and 65 (10/2021), SEI Essentials

• AP & Registered Commodity Trading Advisor (1986)

COMPUTER Proficiency and Research Tools:

• MS Word

• Excel

*Power Point

• Investors' Business Daily (IBD Top 50)

• Thomson-Reuters Research Analytics

• Bloomberg News Research

• Dow Jones News Research

• Dynamic Investor Professional Algorithms

*Vector Vest Modeling Tools

*Developed Options Training Seminar for Equities and Commodity Futures

*Numerous Proprietary Technical Analysis Tools developed over 35 years of

continuous research on Equity Assets, Options and Commodity Futures.

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