SUMMARY

Experienced professional with more than *.4 years of experience and well-versed in trade life cycle management, trade support, trade settlement, trade surveillance, trade capture, clearing and settlement, reconciliation, corporate actions.Proven track record of ensuring accurate and efficient processing of financial transactions.

PROFESSIONAL EXPERIENCE

Exchange Traded Derivatives Specialist

UBS Business Solution

•Exchange Traded Derivatives (ETD) is Facilitated through the FIA-Tech Platform used by Most IBs to Trade and settle brokerage electronically.

•Executing high-Level checks and escalating issues promptly.

•Reviewed equity product trades from T+1 day until settlement, ensuring accuracy and compliance.

•Skilled in preparing and reviewing trade documentation, including confirmations and settlement instructions, to ensure accuracy and compliance.

•Conducted thorough investigations and corrections for reconciliation breaks, maintaining effective communication with business partners.

•Support team with reporting, escalation, and timely remediation of issues and regulatory matters regarding compliance/exposure risk involved.

•Identified and escalated errors or exceptions promptly for timely resolution.

•Took charge of initiating weekly meetings to enhance team collaboration and streamline operations.

•Regular intervention with onshore team to ensure smooth transactions & continuous business improvement.

Senior Associate

State Street Corporation

•Ensured accurate settlement instructions (SSI) from both counterparty and internal sources.

•Collaborated with legal and compliance teams to implement and update compliance policies and procedures.

•Utilized Bloomberg data for trade details across various markets, reconciling key economic details such as Price, Currency, Sedol, Trade date, and settlement location.

•Conducted risk assessments to evaluate potential threats and vulnerabilities in the trading environment.

•Identify & escalate all error/ exceptions on identification.

•Maintained daily interaction with top-tier counterparts to facilitate trade settlement and matched transactions.

•Provide compliance risk insight and support projects with low to moderate risk.

•Collaborate with peers and managers to resolve issues. SYED ABDUL GAFFAR

ETD and Trade Support Associate

ad3m6k@r.postjobfree.com +91-784******* Hyderabad Male 18 Nov 1990 https://www.linkedin.com/in/syed-abdul-gaffar-bb9847129 Dec 2020 – present

Hyderabad, INDIA

Aug 2017 – Sep 2018

Hyderabad, India

•Investigation and correction of reconciliation breaks involving communication with business partners.

Trade Support Analyst

Cognizant Technology

•Proficiently managed daily break analysis and resolution throughout the transaction life cycle, collaborating with brokers and custodians to rectify trade breaks.

•Implemented various policies, procedures, and compliance requirements.

•Investigated and resolved T0 & T+1 breaks for Global Equity Derivatives (GED) and Global Equity Finance (GEF).

•Coordinated with multiple stakeholders including Trading Desks, Trade Capture, and Control teams.

•Regularly provided EOD status updates, handled escalations, and conducted SAR reporting for pending breaks.

•Proactively followed up on aging breaks, expediting resolutions with the respective teams.

•Provided efficient customer service by promptly addressing queries and resolving issues.

EDUCATION

Master of Business Administration - Finance

Omania University

Bachelor of Commerce

Viveka Nanda Degree College

SKILLS

Bloomberg, COLT, Leadership., Strong verbal communication, Microsoft Office Jul 2014 – Feb 2016

Hyderabad, India

2014

Hyderabad, India

2011

Hyderabad, INDIA

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