Leonard Bartosik

Brooklyn, NY *****

917-***-**** ad33ju@r.postjobfree.com

Summary

Versatile financial services professional with experience in securities lending, operations, and client services. Ability to perform in a highly competitive, fast-paced environment. Strong relationships with clients, counterparts, and peers. Effective and proven management skills and abilities achieved by excellent leadership and interpersonal skills. Strong aptitude for identifying business requirements and translating technological concepts for clients and end users to meet strategic goals.

Professional Experience

Morgan Stanley/E*TRADE, Jersey City, NJ 3/2021 – 5/2023

Senior Stock Loan Operations Analyst

Monitor and manage daily SIAC and SIAT reports. Create the Recall lists for distribution with the Ops Team to put items on recall in Loanet.

Create daily corporate action report and put items on recall in Loanet.

Monitor and manage Monthly Billing Statements and settle with all counterparts.

Monitor and manage the distribution of the unapproved loans to Morgan Stanley from E*TRADE.

Responsible to raise our MSEG positions in DTC to allow pending loans to settle.

Monitor emails from internal service partners to ensure the Net Settlement figures are the same and send out email internally for approval.

VESTMARK, Jersey City, NJ 2013 – 2020

Senior Operations Analyst

Reconciled daily and monthly institutional accounts holding cash and securities.

Corrected all discrepancies found in clients’ accounts.

Managed and monitored all client inquires for over 20 high-profile clients and provided timely responses.

Suggested system enhancements and upgrades.

Corporate Actions Dividend Analyst

Successfully transitioned all operational functions for dividend reconciliation from Citibank to Vestmark in August 2013.

Reconciled dividends for all Vestmark’s institutional clients and monitored asset pricing and security set-ups for all institutional clients.

CITIGROUP, Jersey City, NJ 2010 – 2013

Corporate Actions Dividend Analyst

Processed all domestic dividends to clients’ accounts.

Processed day-to-day operations of SMA operations, including various corporate actions, trade support, securities control, and client financial reporting.

Provided valuable support to the institutional and SMA operations teams, including performance, reconciliation, and client service.

Collaborated with London and Singapore in order to provide 24-hour coverage to clients.

Provided information to custodians and investment managers, as well as senior GTS operations and business managers, implementing new processes and working with and adapting to a rapidly changing, complex product set.

GOLDMAN SACHS & COMPANY, New York, NY 1986 – 2008

Vice President, Securities Lending Group (2006 – 2008)

Negotiated with clients on the securities lending desk to reduce and prevent potential buy-in risk to the firm.

Researched and identified internal sources of stock to cover buy-ins.

Reviewed, processed, and monitored all buy-ins on external loans for aged deficits and passed buy-ins.

Identified and prioritized time-critical buy-ins with agent banks and brokers.

Assumed responsibility for the migration of functions to equity operations, such as deficit reporting and recall notification.

Provided daily reporting of all aged deficits to senior management.

GOLDMAN SACHS & COMPANY (continued)

Vice President, Manager, Securities Lending Operations Department (1997 – 2006)

Managed the domestic securities lending operations group. Responsible for hiring, training, evaluation, and professional development for a staff of 15 people.

Migrated Goldman Sachs international U.S. securities lending operations from London to New York. After re-engineering and standardizing processes, was able to return operations function to London.

Collaborated with IT to develop systems that automatically sent reports to London counterparts in the morning to standardize and speed up information seen by various offices.

Provided in house training on functions and systems in London and New York.

Directed and managed consolidation of fixed-income stock loan operations staff and functions with equity stock loan operations into single group.

Represented Goldman Sachs in industry’s effort to improve contract-compare function through Equilend.

Worked with Equilend and other firms to create and implement auto-marks process.

Marketed and demonstrated Goldman Sachs’ proprietary contract compare system.

Vice President, Manager, Securities Lending Operations Department (1997 – 2006)

Operations Specialist (1986 – 2008)

Education

Bachelor of Science, Business Management, Saint John’s University, Staten Island Campus, NY

Volunteerism

Goldman Sachs mentoring program and community team works.

Active fundraiser for Junior Diabetes, Autism Speaks, Cystic Fibrosis, and Special Olympics.

Eucharistic Minister and Minister of the word at my church.

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