Andrew Ehi-Eromosele

**** ***** **** ****, ********, NC 28054 704-***-**** ad2mnx@r.postjobfree.com

Compliance officer with nine (9) years of Quality Control, Risk Control/mitigation, Data Analytics and Business Intelligence experience; I have thrived in a customer-centric and fast paced environment, improving customer experiences, and delivering top notch enterprise-wide goals. I have leveraged analytical thinking, problem-solving and effective communication skills in providing solutions to business problems.

Certifications

oLean Six Sigma Yellow Belt

oCertified Scrum Master (Scrum Alliance)

Skills

oExtensive experience in Project Management (JIRA, Trello, SharePoint), Quality Control, Data Analytics, Data Reporting and Business Intelligence, walkthrough meeting and COSO testing (Design Effectiveness Assessment and Test of Effectiveness/Control).

oUser of MS Excel (Pivot tables, V-lookup) and agile proficient.

oProblem-solving, Active Listening, Creative thinking, and great inter-personal skills.

Relevant Experience

Business Control Specialist Bank of America Charlotte, NC

March 2022 - Present

Gathers information, analyzes data trends, identifies root cause(s), and provides information to the business or project teams.

Acts as Engagement Lead to facilitate completion of Program requirements. Engage legal, risk/compliance and audit partners.

Partners with multiple lines of business to streamline risk and control governance activities and increase control efficiencies.

Facilitates the accuracy, timeliness and completeness of the Process, Risk and Control data.

Identifies and makes recommendations to leadership to maximize efficient identification, assessment, and remediation of risk.

Facilitates consistent reporting that will keep all partners appraised of the various efforts.

Experience with Driving/leading issue remediation from inception to closure.

Participates in compliance risk management activities in accordance with enterprise compliance standards.

Identifies outstanding compliance issues and coordinates proper implementation of business requirements.

Ensures documents, projects, processes, or product initiatives align with regulatory requirements and enterprise policy (UDAAP, Reg E 12 CFR 1005, BSA).

Compliance and Report Associate Mecklenburg County Health Department Charlotte, NC 28282 June 2021 – March 2022 Lead Compliance Associate Corporate Risk

Conduct root cause analysis for business-driven, process-related improvements, variety of sources and deliver results quickly. We engage as a team to brainstorm on why the issue happened, what made it happen, possible solutions to the issue and can it be switched on/off.

Support Business/department Control Leaders and Control Executive in ensuring effective front line risk identification, measurement, monitoring, controls, and mitigation.

Assist with data validation gathering and reporting metrics, performing data analytics, identify issues and preparing meaningful report.

Conducts reviews of laws and regulations for business impact and conveys requirements for awareness and action.

Identify and assess risks with the department processes and design controls to mitigate such risk.

Trace controls back to formal, documented business procedures owned in the business/department.

Provide support for ongoing monitoring and assessment of the operating/control environment, including business environment changes such as new business initiatives, product change, regulatory change, and/or enterprise policy change.

Support a strong risk management culture through the implementation of key risk management programs into the standard operating framework of the business leveraging the HIPAA frameworks.

Helps ensure all policy and procedural requirements are documented and available for evidentiary support for internal audits, risk reviews, or regulatory exams.

Compliance and Reporting Consultant Conduent Business Services Charlotte, NC 28246

December 2018 – May 2021

Analyze all compliance procedures and monitor all risks for same and evaluate all potential defects and assist in resolution for same and track all issues and administer consumer complaints and recommend corrective actions.

Serves as a resource to team members on escalated issues of a routine nature.

Monitor all projects for compliance processes and assist all regulatory examiners in processes and evaluate all transactions that require departmental approval.

Prepare all firm response according to regulations and evaluate and respond to all questions for compliance issues.

Maintain and process all categories for records and participate in all compliance committee meetings and maintain records of all minutes for same.

Prepare all reports and work paper for management and coordinate with various departments to evaluate all queries and resolutions.

Administer all resources of compliance program and ensure implementation of all programs according to accuracy and maintain knowledge on all compliance requirements and provide support to same and if required training to subordinates.

Maintain and monitor the process of approving KYC Records and Appendix with all associated parties to ensure timeliness and accuracy.

Lead role will support primarily KYC retail work that is inside KYC and outside KYC.

Client’s Select Projects

Data Production and Process Methodology

Ownership of Data and Report Production processes, access multiple Data warehouses, Performing Data Manipulation, Mining/Mapping, Data profiling and Data Integration. Writing, running, and maintaining production scripts and processes to support the Monthly and Quarterly Data Production. Partner with Business Data Leaders, Domain Managers in preparing and presenting Monthly and Quarterly Production reports, driving executive level analysis & presentations highlighting capacity, forecast and trends analytics, productivity, cycle time and production initiatives

Business Intelligence and Metrics Reporting

Owned the portfolio performance trends using business intelligence tools to spot emerging trends and implications to business performance. Used BI tools to analyze loan performance data from internal and external sources to support business initiatives and risk transfer, regulatory compliance, and portfolio performance reporting. Leveraged the existing credit modeling platform to forecast portfolio performance and future capital requirements under various economic scenarios.

Compliance Specialist and Internal Control LAPO Bank, Lagos, NG

April 2012 – September 2018

Analyzed financial statements and income statements to review company's financial performance.

Consulting with the legal department and advising leadership and management on compliance matters.

Balanced reports and batch summaries to submit for approval.

Monitored company costs and presented budget forecasts for each quarter.

Review loan underwriting procedure to ensure it is in-line with policy and procedure of the bank.

Preparing and filing of compliance report. Analyzed process documentation to evaluate design effectiveness and efficiency of controls.

Prepared and lead effective client interviews and document interview results via narratives, flowcharts and process maps for complex business processes.

Helps to ensure Risk & Compliance functions are operated “as a business”, by managing costs and headcount efficiently and effectively

Perform work independently with minimal guidance and oftentimes under high levels of stress within compressed time frames.

Drive reporting, monitoring, and tracking of issues, remediation, and resolutions.

Education

B.Sc. in Accounting Ambrose Alli University.

Master of International Development Hebrew University of Jerusalem.

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