Beeter Tsuung

Fort Worth, TX *****

817-***-**** ad2lpc@r.postjobfree.com

Summary

Highly skilled and experienced Compliance Specialist with over 5 years combined experience and education of working in top-tier compliance environments. Proven track record of success in achieving objectives and meeting deadlines in fast-paced working environments. Seeking a challenging position where I can utilize my expertise in Fraud Investigation, Know Your Customer, Anti-Money Laundering Risk Assessments, Transaction Analysis and Monitoring, Compliance, and Regulatory Reporting to contribute to the success of the organization.

Skills

World base, World check, Google search, LexisNexis, Norkom, Regulatory Datacorp (RDC), Actimize, Word, PowerPoint, Excel (advanced), Host, Clear, Gift, Bridger, Pacer.

Experience

04/2022 - Current

PenFed Credit Union Remote

AML Compliance Analyst

Led and actively participated in multiple BSA/AML Compliance projects, specifically focused on KYC and Customer Risk Rating (CRR) systems.

Demonstrated a strong understanding of regulatory frameworks, including the US PATRIOT Act, FinCEN CDD Rule, and BSA/AML requirements, ensuring compliance in all project deliverables.

Collaborated closely with business front office and global functions colleagues, developing, and maintaining effective work relationships to achieve project objectives.

Utilized comprehensive knowledge of SDLC to streamline project processes and enhance efficiency in delivering high-quality solutions.

Leveraged relevant client onboarding experience to enhance due diligence operations and onboarding applications/systems, contributing to an improved customer onboarding experience.

Played a key role in driving automation initiatives for KYC processes, resulting in increased operational efficiency and reduced manual efforts.

Conducted thorough research and analysis to stay up to date with industry trends, best practices, and regulatory changes, providing valuable insights for compliance and project implementation.

12/2019 - 03/2022

Veritex Community Bank Remote

AML / KYC Analyst

Engaged with client-facing teams and prospective clients to collect necessary documents for conducting due diligence effectively.

Acted as the primary point of contact for client inquiries regarding Compliance's due diligence requirements.

Compiled and maintained client intake records, ensuring compliance with minimum record-keeping requirements.

Conducted comprehensive due diligence on clients, verifying corporate structures, identifying beneficial owners, and controlling officers as per regulatory guidelines.

Assisted client-facing teams with addressing due diligence queries from issuing banks, escalating to AML leadership when necessary.

Utilized public domains, online tools, and AML monitoring solutions to perform periodic research on customer activities.

Skillfully adjudicated KYC (Know Your Customer) alerts to identify potential risks.

Managed and updated AML compliance training programs and communication plans.

Collected relevant documentation, client data, and reports for regulatory and compliance audits.

Contributed to the development, amendment, and implementation of policies, procedures, and training materials to align with changes in regulations and industry practices.

Prepared Suspicious Activity Reports (SAR) on suspicious transactions, clients, or activities for submission to FinCEN through Issuing Bank partners.

Stayed informed about emerging Regulatory Compliance trends and industry developments to ensure up-to-date compliance practices.

Education and Training

12/2023

University of Texas at Arlington, TX

BBA FINANCE

01/2017-12/2018

Newman University, KS

Associates in Allied Sciences and Health

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