Niraj-Nick M. Joshi

*** * ************ **.

Schaumburg, IL 60193

Tel. 847-***-****

OBJECTIVE:

To obtain a challenging position within the Financial Institution, where I can apply my skills in project

execution, team management, and problem solving in a dynamic environment.

QUALIFICATIONS & EDUCATION:

* Independent Broker, 2003 to Present

* Clerk, Cook County Circuit Court, Rolling Medows, IL. July 2006 to March 2008

Licensed Insurance Agent, Certified in State of Illinois, 1999 to 2003

Registered Securities Dealer, National Association of Securities Dealers (NASD), 1999 to present

Continuing Education, challenging coursework in various areas of Financial Services, 2000 to present

Gujarat University, Major in Commerce and Economics, including Accounting, Statistics, Finance, 1988

PROFESSIONAL EXPERIENCE:

MetLife Financial Services, Financial Services Representative, 1999 to 2003.

Comprehensive knowledge of Mutual Funds, Annuities, Securities, Life, Accident, and Health Insurance

Expertise in performing individualized client needs and risk assessments; developing appropriate tools

Experience in creating complete Financial Security Portfolios for numerous clients and small businesses

Solid knowledge of relevant taxation issues; able to advise clients on various tax liability implications

Understanding of core Retirement Planning elements, including options for secure Long Term Care

Spectrum Electronics, Printed Circuit Board Company, Chief Operations Manager, 1996 to 1999

Increased overall production output ten-fold and increased total company revenues by over $100,000

Streamlined entire production and operation process resulting in a dramatic increase in plant efficiency

Ensured Federal, State, and Municipal Regulatory Compliance with Environmental Agencies

Extensive analytical and working knowledge of Quality Control Standards - ISO 9002, UL, etc.

Responsible for company production efforts across the spectrum from order intake to final shipping

Advance Electronics, Various Positions, 1989 to 1996

Led company in shift production and output numbers, with notable leadership and management skills

Promoted from individual programmer to Shift Manager responsible for managing over 45 employees

Responsible for company-wide troubleshooting, from mechanical to personnel and administrative issues

Facilitated inter-company and client communication and transfer of technical data via computer

SKILLS & ABILITIES:

Languages/Cultures - Fluent in English, Hindi, Gujarati; experience in managing multi-cultural teams

Computer Technology - Facility in MS Office, Windows, Explorer, email clients and internet engines

Leadership - Extensive experience in all areas of team management and employee development/guidance

Contact this candidate