Jesse Dominguez

San Antonio, Texas, United States

ad29lk@r.postjobfree.com 210-***-****

linkedin.com/in/jesse-dominguez-b43290229

Summary

Dedicated and accomplished IT Systems Analyst with a proven track record of successfully completing SOC 1 and SOC 2 audits. With 8 months of experience in optimizing IT systems and ensuring compliance with industry standards, I am committed to delivering robust solutions that drive organizational success and security. I hope leverage strong analytical skills from banking to help me change careers into Information Technology. I plan on expanding my knowledge into information security with ongoing continuing education and certifications. 7+ years’ experience working with relevant laws and regulations and strong knowledge of bank operations, with a particular focus on KYC/ BSA/AML and OFAC regulations. Experience

IT Systems Analyst

FCE Benefit Administrators, Inc.

Feb 2023 - Present (8 months)

- Assisted in the successful completion of SOC 1 and SOC 2 audits, ensuring that the organization's IT systems met rigorous security, availability, and confidentiality standards.

- Collaborated with cross-functional teams to assess and document internal controls, processes, and procedures to support audit objectives.

- Assisted in conducting risk assessments and gap analyses to identify areas for improvement and develop remediation plans.

- Implemented security controls and best practices to safeguard sensitive data and ensure compliance with industry regulations (e.g., HIPAA, GDPR).

- Regularly monitored and assessed IT systems for vulnerabilities and threats, proactively mitigating risks and vulnerabilities.

- Worked closely with external auditors to provide evidence and documentation necessary for audit reviews and assessments.

- Contributed to the development and enhancement of IT policies, procedures, and guidelines to maintain and improve compliance.

- Collaborated with IT teams to design and implement security measures, such as firewalls, intrusion detection systems, and access controls.

- Assisted in incident response and resolution, ensuring the organization's ability to recover from security incidents effectively.

- Played a pivotal role in assessing and enhancing the security posture of IT systems, aligning them with industry standards and best practices.

- Conducted regular security assessments and vulnerability scans, addressing and mitigating identified risks promptly.

- Collaborated with internal and external stakeholders to define security requirements and specifications for new IT projects.

- Developed and maintained comprehensive documentation, including security policies, procedures, and incident response plans.

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- Assisted in the implementation of disaster recovery and business continuity plans to ensure data availability and system resilience.

Senior Fraud and Claims Operations Representative

Wells Fargo

Sep 2022 - Nov 2022 (3 months)

•Participate in researching and examining complex transactions and referrals in order to prevent and detect fraud activities, policy violations, and merchant disputes with low to high risk within fraud and claims functional area.

•Review complex transactions and referrals to prevent and detect fraud activities, policy violations, and merchant disputes in low to high-risk tasks and deliverables.

•Receive direction and exercise judgment within defined parameters while developing an understanding of investigative techniques and all facets of portfolios serviced by the division to quickly examine information and determine liability as well as impact of each case.

•Provide financial or business evidence and detailed data detecting patterns, trends, anomalies, and schemes in both transactions and relationships across multiple businesses or products to the more experienced management as well as specialists working within the team. Consultant AML KYC AND OFAC

USAA

Nov 2021 - Jul 2022 (9 months)

• Perform AML Negative Media Screening/CDD/EDD reviews on prospects and new/existing customers in accordance with the Bank's policies and procedures.

• Perform searches utilizing Internet sources and/or third-party vendors (i.e. LexisNexis Bridger, LexisNexis AML Insight, Google, and/or World Compliance) to determine negative news and obtain due diligence information for prospects and new/existing customers.

• Adhere to all designated time frames, manage workflow to the specified deadlines and complete responsibilities in a satisfactory manner.

• Communicate effectively with peers, front-line and management when requesting information or documentation and addressing concerns or findings. Director of Facilities

Principle Auto Group

Dec 2019 - Nov 2021 (2 years)

• Supervises a small team and coordinates general maintenance, Site Modifications, and small construction projects for Principle Auto’s multiple auto dealerships located in Texas, Mississippi, and Tennessee.

• Monitors multiple projects through the entire program cycle.

• Work with Contractors and Vendors to ensure timely delivery and installation of technology and vendor supported products such as security devices.

• Communicates program objectives, goals, and progress to program directors, executives, upper management, and other stakeholders.

• Leads and mentors project staff and team members.

• Prepares weekly and daily progress and monthly budget and expense reports to internal stakeholders. Intermediate Associate Ops Support Analyst

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Citi

Jul 2017 - Dec 2019 (2 years 6 months)

•Responsible for the quality and timeliness of new Small Business Accounts submitted by the branches in North America, to ensure the new account package is complete, consistent, and meets all bank policies governing new Small Business Accounts including CIP, Citi KYC, and Compliance policies including documentation review and comparative analysis. Sr. Operations Specialist - CB KYC Due Diligence

JPMorgan Chase & Co.

May 2013 - Jul 2017 (4 years 3 months)

•KYC transaction and profile reviews to ensure that all KYC Standards were met, and that the customers profile meet EDD standards.

•Completed Transactional analysis comparing expected to actual activity to ensure that any out of pattern activity was reasonable and normal consumer activity fully documenting my findings and submitted referrals for any activity requiring a SAR or missed CTR.

•Completed source of wealth verification and documentation.

•Assisted with System testing and Roll Out preparation and documentation.

•Complete referrals for Suspicious activity such as structuring, Business activity in a consumer product, Negative or Adverse media, OFAC, and Politically Exposed customers or counterparties.

•Completed outbound customer contact via phone, email, text, and USPS mail to obtain missing documents needed to complete their KYC profiles.

•Complete risk based Retain and Exit recommendations.

•Review related Business accounts to ensure proper documentation of all beneficial owners.

•Experience using Lexus Nexus and other various search engines searching for negative media and PEPs on clients in review.

Licenses & Certifications

Skills for Success - Dale Carnegie Training

21Principle Auto San

Cisco Certified Network Associate Routing and Switching (CCNA) - Cisco Issued Mar 2015 - Expires Mar 2018

CompTIA Network+ - CompTIA

Issued Dec 2014 - Expires Dec 2017

COMP001020807909

Skills

Account Management • Auditing • Financial Accounting • Financial Analysis • Analytical Skills • Facility Management (FM) • Energy Efficiency • Human Resources (HR) • Sales Management Jesse Dominguez - page 3

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