ACHILLE ZOGO, CISA

ad280v@r.postjobfree.com 646-***-****)

ad280v@r.postjobfree.com

CERTIFIED AUDITOR

● A Certified Information Systems Auditor with extensive experience in conducting IT audits, Financial Statement testing, Risk and Compliance Reviews, and Business Process Assessments across several industries.

● Proficient in Test of Design (TOD) and Test of Operating Effectiveness (TOE) in conducting projects such as SOX, Internal Controls testing, IT Audits over financial reporting, Operational Risk Assessments, SOC Reviews, and PCI DSS Audits leveraging COSO, COBIT, SOX, FISCAM, and NIST regulatory frameworks.

● Proactive leader with analytical and creative approaches to problem-solving PROJECT HIGHLIGHTS

● SOX Audit

● Financial Statement

Audit

● Audit Readiness

● SOC Audit

● PCI DSS Audit

● Internal Control

Testing

● Risk Assessment

● Identity Access

Management

● IT General Controls

● IT Application

Controls

● Project Management

● Vulnerability & Risk

Management

● System Development Life Cycle

● Operational Risk Audits

● Compliance Audits

● Corrective Action Plans

● Audit Remediation

● Business Process Continuity

Planning

PROFESSIONAL EXPERIENCE

MORGAN STANLEY - IT and Compliance Auditor November 2022 – Present

● Update/ document relevant TPRM policies and procedures

● Assist business lines and relationship managers in identifying risks.

● Experience in working in SOC Report /SSAE18.

● Execute and lead planning. Testing and reporting phases of the integrated audit engagements

● Working closely with the Business Auditors to perform integrated audits.

● Analyze, and test application and general controls.

● Review SOC Reports accordingly from the User entity to the Service Organization Control.

● Perform ongoing risk assessment, monitoring, and planning through interacting with our key stakeholders.

● Conduct IT audit testing based on identified risks in compliance with policies, procedures, and regulatory standards.

● Review work performed, findings, conclusions, corrective action plans, and work paper documentation for completeness and to ensure Firm testing standards are me SENIOR IT, AUDITOR, TECHNOCOM Germantown, Maryland July 2019 – September 2022.

● Performed walkthroughs, risk assessments, and testing relating to IT General Controls of ERP systems to meet regulatory and compliance requirements for clients in the public and private sectors.

● Conducted SOX, OMB Circular A-123 Audit, and SOC SSAE 18 Review testing, using COBIT and FISCAM frameworks.

● Tested Access, Change Management, IT Operations, and Disaster Recovery controls using COBIT, NIST, and FISCAM frameworks.

● Elaborate presentation of audit reports that include remediation and corrective action plans.

● Conducted IT audit testing of specified Business areas based on identified risks, in compliance with policies, procedures, and safety, National laws, regulations, and industry standards.

● Leveraged data visualization tools such as Tableau and Power BI to conduct data analysis during audit testing.

PANACEA ADVISORY, IT AUDIT CONSULTANT, Chicago, IL July 2017 – June 2019

● Conducted IT audit testing based on identified risks in compliance with policies, procedures, and regulatory standards.

● Assessed controls for Access Management, Information Security, Patching, Disaster Recovery Plan (DRP), Business Continuity Plan (BCP), and other key SOX areas.

● Partnered with the IT system owners to assess the adequacy of internal controls and efficiencies in IT-related processes for Audit readiness.

● Conducted ERP systems testing such as Oracle Financials, PeopleSoft, and SAP.

● Supported all audit stages, including planning, fieldwork/execution, reporting, and follow-up.

DDK CONSULTING, JUNIOR AUDITOR New York June 2012-July 2017

● Documented business procedures for Accounting, Treasury, Order, HR, Procurement, Supply Chain Management, and CRM.

● Organized and maintained up-to-date financial records by Company record retention policies.

● Monthly closing procedures and reconciliation of responsible accounts.

● Conducted walkthroughs with process owners of every step-by-step transaction.

● Tested controls designs and effectiveness of business controls, IT controls, and Applications controls.

● Presented audit findings report Management with remediation and roll forward plan. EDUCATION

Master of Business Administration (MBA), Accounting, Keller Graduate School of Management/ DeVry University - New York, NY 2009

Bachelor of Science Degree in Accounting University of Lagos 2003 CERTIFICATIONS & LICENSES

● Certified Information Systems Auditor (CISA) - September 2021

● Certified Information Security Manager (CISM) – In Process 2023 TOOLS & PLATFORMS

IDEA, ACL, Microsoft Teams, Teammate, Microsoft Office, SharePoint, Power BI, Tableau, Oracle Financials, PeopleSoft, SAP, Costpoint, Windows, UNIX, Excel, Outlook, Skype, etc.

Contact this candidate