Resume

Governance, Risk and Compliance

Location:

Arlington, TX

Posted:

January 29, 2024

Contact this candidate

Resume:

F. Clay White IV

Cell: 949-***-**** Email: ad267p@r.postjobfree.com

Orange County, CA / Dallas-Fort Worth Metroplex, TX LinkedIn: https://www.linkedin.com/in/claywhite/

Executive Leadership:

• Chief Executive Officer (CEO)

• Board of Directors, Secretary

• Chief Administrative Officer (CAO)

• Director, Information Security

Governance

• SVP, Chief Compliance Officer

• SVP, Quality Assurance & Control

• VP, Production/Operations

• Fractional, CXO

• Fractional, CCO

Key Responsibilities:

• Company operations and business development

• Strategic development and direction

• Financial and operational metrics

• Enterprise governance, risk, and compliance

• Investor relations

• Contract Negotiation and Execution

• Acquisitions and Integration

• Banking transitions and relationships

• ERP Systems Design and Implementation

• Risk Assessment and Controls Design

• Board Reporting

2017-Current WH Advisory Services

Owner and contractor to private companies, helping them construct successful corporate structures, mature into solid financial controls, and establish frameworks with the intent of attracting investors and/or buyers. 2018-2020 Aseptic Technology LLC

Chief Executive Officer of $16M developer and manufacturer of organic, natural and healthy beverages using proprietary aseptic technologies. 2016-2018 MAXIMUS, Inc.

Director of $4B international contractor to government agencies (US, UK, Australia, Singapore), facilitating benefits, medical assessments, program eligibility and enrollment.

2013-2016 Title365/Xome Labs

Chief Compliance Officer for $90M national title insurance and real estate closing company (Title365) and affiliated IaaS/SaaS provider (Xome Labs). 2004-2013 Fidelity National Financial/Fidelity Information Services/Lender Processing Services VP Operations and Production for $4.5B Corporation with subsidiaries in real estate title insurance, mortgage servicing platform, check and card processing, data warehousing and default title production

Company Lineage:

Controls Frameworks Experience:

• HIPAA/HITECH

• NIST 800-53

• PCI

• ISO 27001

• SIG, SIG Lite

• IRS 1075

• Cloud Security Alliance

• UK Cybersecurity

• General Data Protection Regulation (GDPR)

• Australian Signals Directorate

• COBIT

• CMS MARS-E

• Sarbanes-Oxley (SOX)

• SQF, Type II

• SSAE18, Type I and II

• SSAE16, SOC II, Type II

• Generally Accepted Privacy Principles

(GAPP)

F. Clay White IV

Cell: 949-***-**** Email: ad267p@r.postjobfree.com

Orange County, CA / Dallas-Fort Worth Metroplex, TX LinkedIn: https://www.linkedin.com/in/claywhite/

Audits/Regulatory Experience:

• Internal/External Audits

• FFIEC Reviews

• OCC Consent Orders

• FDA Reviews/SQF Certification

• ALTA Best Practice Certification

Company Governance:

• Enterprise Risk Steering Committee

• Enterprise Risk Management Council

• Founder, Information Security Council

• OCC Consent Order Task Force

• Corporate Change Advisory Board

• Business Continuity Planning Team

• Change Management Committee

Documents:

--Strategic Business Plan

--Confidential Information Memorandum (CIM)

--Business Succession Plan

--Business Continuity Plan

--Information Security Office Charter

--Information Security Policy and Standards

• Governance

• Mobile Devices and Teleworking

• Asset Management

• Access Management

• Network Security

• Physical/Environmental Security

• Personnel Security

• Operations Security

• Systems Acquisition, Development and

Maintenance

• Incident Management

• Supplier Management

• Change Management

• Business Resiliency and Compliance

• Encryption/Cryptography

• Information Classification and Handling

--Employee Handbook (CA)

--Code of Ethics

--Privacy Policy

--Customer Complaints and Processes

--Acceptable Use Policy

--Vendor Management Policy

• Notary Governance

• Vendor Diversity, Spend and Licensing

--Trust Accounting Policy

--Operations/Production

• Document Execution

• Quality Assurance and Control

• Training Modules

Extracurricular Activities:

• Competitive ballroom dancing

• Mixology/Specialty cocktails

• Travel/exploring - German (proficient)

F. Clay White IV

Cell: 949-***-**** Email: ad267p@r.postjobfree.com

Orange County, CA / Dallas-Fort Worth Metroplex, TX LinkedIn: https://www.linkedin.com/in/claywhite/

Volunteerism/Affiliations

• Board, Secretary - Share Your

Voice Foundation

• Graduate – University of Arkansas

• Member - Information Systems

Audit and Control Association

(ISACA)

• Member - Information Systems

Security Association (ISSA)

• Member - Institute of Internal

Auditors (IIA)

• Member - University of Arkansas

Alumni Association

• Member - Shared Assessments,

SIG Committee

Published:

"Policies and Procedures - Is Your

Business Covered?" (2016)

https://www.linkedin.com/pulse/policies-

procedures-your-business-covered-clay-

white/?lipi=urn%3Ali%3Apage%3Ad_flagship3_

profile_view_base_post_details%3Bh7tiLTDwQ

Um%2FZN1Td0hdxw%3D%3D

Personal Reflections:

Aseptic Technology was one of my most fulfilling and challenging roles, by far. As CEO, my duties consisted of focusing the organization toward strategic, long-term growth, promoting an environment of integrity with our clients and vendors, establishing accountability among the senior managers, aligning the accounting to US GAAP, and building momentum toward a national footprint with an equity investor. Having accomplished strategic financial objectives, including shepherding communication and the due diligence process with private equity investors, it is a perfect opportunity to begin surveying the landscape. MAXIMUS offered me a unique opportunity to build on my Xome Labs experience and direct change within the

information security environment of a publicly traded, multibillion-dollar enterprise, under the tutelage of a nationally known security expert. Here I combatted the challenges of establishing a relevant and effective infosec program within a company spread among private, public, and government contracts, while the world grappled with new internationally relevant privacy regulations.

Title365 and Xome Labs were a blast to build! Starting as a 6-county, southern California title business, we quickly built it to a national footprint, bringing major banks into the fold in record time. Building off prior title experiences, we incorporated concrete principles into our processes and created IT solutions that aligned with the lenders’ own FFIEC concerns, giving us the reputation of being an industry “disrupter.” Our work resulted in solid customer relations (and enviable valuations when we sold.)

The Fidelity family of businesses provided valuable firsthand experience as a billionaire owner established himself at every stage of the supply chain through mergers, acquisitions, and joint ventures, as well as brand building among three corporations that Wall Street highly favored. This was the beginning of an appreciation for risk assessment, business strategy, focused growth, and common-sense controls that built an empire.

There is so much more to tell… It’s been a dynamic journey, flavored by valued mentors and countless

serendipities and relationships along the way. I’m looking forward to meeting you and learning how I can help you reach your objectives! --CW

Keys to Success:

--A company must be serious about

growth and employing rock-solid,

common sense controls to complete

business objectives.

--The ability to translate regulations

and control frameworks into internal

processes promotes favor with both

clients, auditors and regulators.

--The client must be cared for, the