Vicky Jotwani

AML Compliance Specialist

+91-801*******

ad266i@r.postjobfree.com

Western Hills Baner Pune India -411021

SUMMARY

Detail-oriented professional with a Bachelor of Commerce and 9 years of experience in financial services, specializing in AML KYC compliance. I am seeking to leverage my expertise and skills to contribute to a dynamic organization. I have extensive experience doing detailed assessments of customer accounts, identifying potential risks, and maintaining regulatory compliance. Seeking a demanding career in AML KYC periodic review to contribute to an organization’s overall performance while consistently honing my professional talents. PROFESSIONAL EXPERIENCE

Senior AML Analyst

SG Analyst (Client BNY Mellon) 2022 - Present

Handling group mailbox coordinating with team members for work allocation & handling client escalation.

Working on High risk profiles & coordinating with compliance team internal teams.

Analyze complex data from various sources to detect patterns and trends indicative of money laundering or other financial crimes.

Perform and execute the AML/CTF procedure performing AML/KYC checks on new clients i.e. initiators, investors and delegates.

Running PEP scanning in Lexis Nexis to identify whether client is L1 or L2 PEP

Sourcing the documents from public sources such as US secretary of state, NASDAQ, New York Stock exchange & secondary search from Bloomberg, Open Corporate, Market Screener & Financial times.

Completing HR Memo for high-risk clients, sourcing US Patriot Act certificate, Wolfsburg CBDQ for banks & FCCQ NBFIs.

Process regular screening and maintenance of the client database against blacklists, international sanctions, press and escalate when relevant.

Undertake Compliance projects and ad hoc additional tasks as assigned by the Manager.

Managing the international KYC onboarding process for business clients(Individuals, Entities, Corporate, NBFI's and trusts)

Capability to manage consumers with various risk levels (high, medium, and low)

Knowledge of numerous external websites and third-party application tools, such as World Check, RDC, and company registers, Google, etc

Senior Analyst L2

Apex Fund Services 2021 - 2022

Excellent knowledge of anti-money laundering legislation and guidelines, client onboarding, sanction screening, remediation, periodic reviews, customer due diligence (CDD), and enhanced due diligence (EDD)

Conducted AML (Anti-Money Laundering) and KYC (Know Your Customer) compliance checks to ensure regulatory adherence.

Analyzed customer transactions and behavior for potential suspicious activity and reported findings to management.

Developed and implemented compliance procedures and policies to mitigate risk and ensure regulatory compliance.

Collaborated with cross-functional teams to address compliance issues and provide training on AML KYC regulations.

Prepared and submitted regulatory reports and documentation as required by governing authorities. Chief Manager

IndusInd Bank Ltd 2019 - 2020

Handled a team of 12 members for on boarding process, Transaction monitoring and cheque processing.

Ensure that all daily processes, including customer onboarding, off boarding, and KYC upkeep, follow the prescribed procedures.

To have a better customer experience, manage the unified customer onboarding process, across channels, integrated and streamlined compliance digital AML/ KYC workflows.

Carry out root-cause analyses for all risk occurrences, promoting process changes and ongoing improvements for centralized operational functions, and conveying business needs to important stakeholders to promote customer satisfaction and business expansion.

Actively identifying process gaps that result in process improvements. I mentor team members to be successful so they produce outstanding results.

Oversee the work of the centralized remediation team to guarantee thorough end-to-end quality checks of KYC

(CDD/EDD), Dormant Activation, trigger reviews, Identification, and escalation of PEP and UBO's identification.

Identified potential risks associated with decision making activities at the executive level. Deputy Manager

ICICI Bank Pune India 2017 – 2019

Taking care of team escalations and serving as a liaison between the team, relationship managers, and compliance analysts by resolving any problems or questions.

Excellent knowledge of anti-money laundering legislation and guidelines, client onboarding, sanction screening, remediation, periodic reviews, customer due diligence (CDD), and enhanced due diligence (EDD).

Handle the distribution of requests on a daily basis and make sure that all clients are accepted into the system and are KYC compliant in accordance with regulatory regulations and bank internal policies.

On demand, provide assistance with the examination of transactions, agreements, and strategic initiatives.

Solid understanding of compliance, working with stakeholders, and internal teams. Senior Analyst

Standard Chartered Bank Bangalore, India Feb 2015 - May 2016

Recognizing red flag circumstances and responding in accordance with policy and procedures. Quality assurance of KYC information gathered by document collection teams.

Assisting with ongoing client KYC/AML reviews.

Looks for solutions to help the organization maintain compliance, increase productivity, and strengthen the customer due diligence and PEP screening process.

Generating progress reports to pinpoint shortcomings, trends, and development requirements analysis to ensure that the PEP Screening and CDD communities are expanding their expertise. Associate – Ops

WNS Global Services SA Bangalore Area, India Nov 2012-Dec 2014

Managing premium collection from the UK, allocating premiums for Irish bank personnel. Verifying the source of monies sent and conducting a KYC check on clients.

Thorough knowledge of insurance P&L accounts and reporting metrics. Effective influencing and bargaining skills.

Prioritization and problem-solving abilities.

EDUCATION J G College of Commerce

Bachelor's Degree in Commerce 2006 – 2009

P C Jabin College of Science

Pre University of Science and Statistics 2004 – 2006 DECLARATION I hereby declare that all the above information is correct and accurate REFERENCES Reference available upon request

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