Olukemi O. Dada, CAMS

Richmond, Texas ***** 832-***-**** 713-***-**** ad24ir@r.postjobfree.com

AML/KYC COMPLIANCE SPECIALIST

Accomplished Career Professional and Certified Anti-Money Laundering Specialist with a comprehensive background in Energy clients’ onboarding, Banking Operations, KYC, AML, due diligence, risk mitigation, and management functions. Proficient in training and total quality management, consistently achieving high levels of productivity as both a leader and individual contributor. Bilingual in Yoruba (Nigerian) and English.

KEY SKILLS

Client Onboarding Know Your Customer (KYC) Anti-Money Laundering (AML) Documentation Quality Control Regulatory Compliance High-Risk Client Assessment Sustainability Reviews Team Collaboration Relationship Management Energy Markets Risk Assessment Communication

PROFESSIONAL EXPERIENCE

PNC Bank October 2021 - Present

Operations Production Support Specialist

Executed customer and account services duties for the Capital Markets Group.

Built and maintained Swap clients in Murex and Object Charlie applications.

Ensured KYC, AML and other regulatory and documentation requirements were met.

Performed Quality Control and Review of team’s work in the Foreign Exchange/Capital Markets space.

BBVA USA April 2015 - October 2021

Client Onboarding Specialist –KYC/AML

Verified ISDA and related documentation for Swap counterparties and ensure compliance with regulators.

Performed EDD on High-Risk Clients, depending on PEP, geography or business activity.

Performed OFAC and negative news screening on prospective and current clients and performed Extended Due Diligence where necessary.

Identified PEPs and disposition and escalated where necessary.

Ensured appropriate documentation was maintained in the clients’ files.

Performed ongoing Sustainability Reviews on existing clients.

Hands on working relationship with Legal, Compliance and Derivatives Desk.

Conducted ongoing annual Sustainability Reviews on BBVANY accounts.

Macquarie Group, Houston Office December 2012 - April 2015

Senior Associate-KYC/AML Client Onboarding

Verified registration and regulation of entities with regulatory bodies such as FINRA, NFA and SEC to determine requirements for each account opening.

Managed various internal and external relationships with clients and sales and liaised with Front Office/Trading Desk, Legal, Credit and RMG to facilitate account maintenance and reviews.

Supported the Fixed Income, Currencies, and Commodities (FICC) group primarily in the energy markets space.

Ensured due diligence was performed on every new account opened to comply with Know Your Customer (KYC) regulations facilitating the onboarding process for the front offices in US, Canada EMEA and Australia.

Expertise in the firm’s Anti Money Laundering (AML) and Know Your Customer (KYC) Due Diligence policies.

Supported the Macquarie Energy Trading Desk with KYC onboarding new clients.

Olukemi O. Dada 832-***-**** Page 2

JP Morgan Chase Bank, Sugar Land, Missouri City, Houston Texas, April 2005 – December 2012

KYC Specialist (Operations Senior Specialist), August 2010 – December 2012

Remediated accounts to determine their risk level to the Bank by analyzing their activities with high risk and very high-risk jurisdictions.

Conducted Due diligence on EMC (Embassies, Missions, and Consulate) accounts to determine if their activities were in compliance with federal and banking regulations.

Researched accounts to determine if adequate KYC programs were established by Bankers/Branches.

Determined if AML procedures were being followed by high-risk businesses by comparing their financial statements with their account transactions/activities.

Assistant Branch Manager/AVP, November 2008 - July 2010

Assisted the manager in daily operations of the banking center.

Identified sales opportunities and closed sales leads.

Managed, Coached, and trained a branch of seventeen employees.

Resolved customer problems or concerns and consistently exceeded customer expectations, thus helping retention.

Oversaw staff scheduling for smooth running of branch, and effective customer service.

Hired, on-boarded and trained staff.

Facilitated branch operations meetings.

Resolved staff conflicts and was responsible for disciplinary actions.

Reviewed performances and gave positive and constructive feedback to employees.

Responsible for my branch’s annual audit.

Ensured losses did not occur or kept to barest minimum.

Led branch to achieve a satisfactory score in internal audit.

Completed various world class training in customer service and management.

The branch’s customer satisfaction rating exceeded 90%.

Sales and Service Associate, April 2005 - October 2008

Identified sales opportunity and closed referral leads.

Helped Bankers to close mortgage, auto and business loans.

Instrumental to Branch meeting its monthly, quarterly, and annual sales goals.

Assisted the Manager with operational issues in the office.

Assisted Bankers with loan applications and followed up with the back office.

EDUCATION

Master of Business Administration (MBA)

Keller Graduate School of Business of DeVry University, Houston, Texas

Bachelor of Arts (BA) in English Language

Ogun State University, Ago-Iwoye, Ogun State, Nigeria

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