ROTIMI BABASOLA Phone: 832-***-****

ad1gcm@r.postjobfree.com

PROFESSIONAL PROFILE Over 8 years of IT Audit, SOX testing, cyber security, risk management and compliance experience in construction, utility, real estate, public and private sectors. Driving execution of key areas of audit engagements that work cross-functionally with across business units. Reviewing of various aspects of Information Technology controls like policy and procedure, systems and processes, system development, technology risk, IT general controls, applications, networks, databases, security and regulatory compliance and effectively delivering results to all levels. I have worked in highly matrixed organizations and in teams with different nationals which allows me to relate well in multicultural and diverse environments. Relevant Knowledge, Skills, and Expertise

Financial Analysis •Assurance Services • Accounting Services• Finance • Internal Auditing • SOX testing • Team Management• Control Testing and Review • GAP analysis • Mergers & Acquisition • Microsoft Office •ServiceNow • PeopleSoft • Oracle • Audit Tool (Audit System 2) • Use of data mining tools (ACL & IDEA) • COBIT 5 • ISO 27001/27002 • COSO • ITIL • GDPR • NIST 800-30/37/53 • Archer • Emerging technologies (Cloud, IaaS, PaaS, SaaS, Mobile) • Report Writing • Career Summary Analyst, IT/SOX CERTIFICATIONS

• AWS Certified Security – Specialty (AWS-SCS)

• Certified Information Security Manager (CISM)

• Certified Information System Auditor (CISA)

• Certified CompTIA Security+ CE

• CyberArk Certified Trustee

• AWS Cloud Practitioner Essentials

• Business Analyst

WORK HISTORY

AEGON Insituform –Houston TX 10/2020 -Present

Position: IT Auditor / Cybersecurity.

Responsibilities:

• Perform walkthroughs and assessed the internal control environment through control testing.

• Ensure scope, testing, and remediation activities are accurate by validating and updating SOX documentation as needed.

• Conduct Service Organization Control (SOC 1 Type 2) reviews.

• Review test findings, facilitate the remediation of ITGC control gaps, and escalate possible critical issues to senior management within IT.

• Work with control owners and operators to ensure quality, consistency, and operability of new and existing controls.

• Provide technical support in the assessment, design, and implementation of ITGC requirements.

• Ensure scope, testing, and remediation activities are accurate by validating and updating SOX documentation as needed.

• Work in a team that noticed weaknesses in a customers’ wire transfer controls that made significant theft of funds possible.

• Recommended changes that were adopted immediately.

• Review test findings, facilitate the remediation of ITGC control gaps, and escalate possible critical issues to senior management within IT.

• Work with control owners and operators to ensure quality, consistency, and operability of new and existing controls.

• Support the review of IT tools, control designs, and control remediation planning efforts Pilot Thomas Logistics Ltd – San Antonio, TX 06/2016 – 10/2020 Position: Risk Analyst

Responsibilities:

• Responsible for working closely with client process owners to assess controls and evaluate action plans for control deficiencies and to ensure deficiencies are satisfactorily remediated in a timely manner

• Determined that established policies and procedures are adequate and being followed.

• Recommend improvements to policies and procedures and assist in the development of audit methodologies.

• Performed interviews with client process and business owners at all levels and across the company to gather information, ascertain key risks, areas of concerns, and the expected internal control that should be in place.

• Assisted in performing follow-up reviews to verify that necessary corrective actions have been implemented to correct previously identified internal control weaknesses.

• Assessed risk, identify relevant controls, evaluate/validate controls and compliance with internal policies and procedures, and draft audit reports

• Produced report that clearly documented the audit work performed, which met or exceeded the division standards while adhering to schedules and deadlines.

• Performed and supervised IT General Controls (ITGC) and Application Controls (ITAC) audits over Applications and Databases, Enterprise Resource Planning applications for compliance.

• Performed assessment of IT controls as part of financial statement audit, Operational audits, Attestation engagement, and Audit readiness.

• Coordinated and consulted on data security compliance trends, best practice and recommendations for risk management & security design.

Ability Options LLC Houston TX

Position: IT Auditor / Compliance 01/2014 -06/2016

• Performed and documented audit activities in accordance with professional standards such as COBIT and COSO internal controls frameworks.

• Performed audit planning, conducted walkthroughs, and assessed the internal control environment through control testing.

• Tracked, monitored, and reported all Internal Risk Control Self Assessments (RCSA) in compliance with policies and standards.

• Enhanced the performance of the internal audit department by managing multiple concurrent projects with quality, and in accordance with a documented schedule that meets or exceeds customer expectations.

• Reviewed test findings, facilitate the remediation of ITGC control gaps, and escalate possible critical issues to senior management within IT.

• Produced detailed timelines for each assigned project and implemented effective project controls by monitoring progress and reporting status.

• Validated and updated SOX documentation as needed to ensure scope, testing, and remediation activities are accurate.

• Collaborated and built long-term relationships with key stakeholders in a fast-paced and matrixed work environment

EDUCATION

• (2002) Institute of Chartered Accountant of Nigeria. (ICAN-ACA)

• (2005) Obafemi Awolowo University (MBA) - Business administration

• (1997) Yaba College of Technology (Bachelor’s Degree) -Accounting

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