SUMMARY:

As a dedicated and sincere professional with over three years of work experience at leading MNCs, I am a sincere and detail-oriented professional with strong interpersonal and organizational skills. Further, I possess extensive experience in AML, Sanction screening, transaction monitoring & financial crime prevention. In future, I seek to gather more administrative experience in the banking and financial industry, aiming to expand my knowledge horizon and hone my skills pertaining to said field. WORK EXPERIENCE:

Compliance Analyst

Citicorp Services India Private Ltd Pune August 2022 - Present

Analyzing and investigating alerts generated against Sanction Screening lists and related watchlists originated from SWIFT messages according to global sanctions screening policy and guidelines.

Conduct alert investigation using global standard policies, procedures and tools aimed at meeting internal and external regulatory requirements. As a result of the investigation, report unusual client activities that might be related to sanctions, money laundering or terrorist financing.

Conducting searches, gathering data and recording evidence from internal systems, the internet, commercial databases and inquiry with business or Compliance contacts within the organization.

Ensure that all alert analysis and investigations are performed within timeframe provided in the policy and stipulated in the SLA's with the different stakeholders.

Monitoring adherence to the Sanctions Policy and relevant procedures; staying current on key Sanctions regulatory changes, key enforcement actions and related industry trends.

Interacting with relevant teams to raise awareness of Sanctions trends, emerging issues, remedial actions or enhancements to the program.

Bilal Shaikh

E-mail Id: ad0h3x@r.postjobfree.com

Mobile No: 913*******

02, Dr. Ganpatrao Plot, Mulaj Road, Omerga, Dist-

Osmanabad

Making recommendations to the design and maintenance of a comprehensive written Operations Sanctions Framework (procedures and policies).

Identify opportunities for the reduction of false positives via whitelisting.

Manage the mailbox and respond to any urgent requests. Process Associate

Tata Consultancy Services, UK Insurance Process, Aviva, Pune Dec 2019 - Aug 2022

Detected multiple frauds pertaining to customer claims and data, thus preventing a loss for the company.

Reviewed alerts generated through screening tool to identifed differences/similarities between Diligenta's clients and enhanced due diligence concerning Sanction, politically exposed persons/relatives/close associates/OFAC using various tools.

Added markers on the policy where we get any calls from the customer and they fail to answer KYC questions and try to gain any customer related information.

Maintaining a register of every case that is a suspected match and reviewing it periodically to monitor the customer activity.

Informing onshore of any potential fraud on priority basis.

Ran thorough checks to ensure proper identification of Anti-Money Laundering concerns, terrorist financings, and other red flags; and prevented any proceeds of crime from being invested into plans.

Analyzed findings to take informed decisions wherein potential matches or false positives were flagged

Conducted risk assessments for suspicious fraud related cases and liaised with the onshore team regarding the same

Filing the Suspicious Activity Report (SAR) form and updating the onshore team, so they could escalate issues to the National Crime Agency when required.

Added warning markers on plans, so the last user/processor wouldn't release payments erroneously.

Collaborated with the onshore team to assist with suspected fraud/ money laundering investigations

Dealt with all regulatory and statutory requirements to ensure that anti- fi nancial crime procedures are adhered to, while taking into consideration customers' individual circumstances as well

Resolved internal queries within the team

Handled onshore calls/queries.

Compiled Management Information System reports regularly and presented the same to the higher management

QUALIFICATIONS:

Completed M.Com, Dr. Babasaheb Ambedkar Marathwada University, Aurangabad, 2021 with 79.60%

Completed B.Com, Dr. Babasaheb Ambedkar Marathwada University, Aurangabad, 2019 with 69.95%

SKILLS:

Professional Relationships Operational Efficiency

Customer Needs Assessments Business Processes and Procedures

Effective Communication Quality Reporting

Microsoft Office Suite

CERTIFICATION:

Completed certification in The Fundamental Principles of Anti Money Laundering.

Completed certification in Introduction to Money Laundering Regulations. AWARDS AND ACHIEVEMENTS:

Awarded employee of the month on numerous occasions.

Applauded by the onshore team for submitting process improvement ideas.

Received appreciation from onshore team for taking ownership the work.

Best Student Award of Shri Chattrapati Shivaji College, Omerga in the academic year 2018-19.

APPLICATIONS

Oracle Watchlist Screening, Dow Jones, Experian, Worldcheck, Lexis Nexis.

Operational Efficiency

Business Processes and Procedures

Effective Communication

Quality Reporting

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