Project Manager Front Office
Resume:
FREDRIC GOLDSTEIN
****************@*****.***
Astoria, NY 11105
Summary: Business Systems Analyst/Project Manager with experience working on complex projects touching a variety of fixed income products across the financial Industry.
Key Skills:
Technical Writing including Requirements Documentation (Business, Functional, Non Functional)
Knowledge of Dodd Frank Title VII Regulations and CFTC Swap Dealer Requirements Including WORM Storage for Trade Reconstruction
Swap/Derivative Knowledge:
oCommodity Derivatives
oFX Derivatives
oCompleted Morgan Stanley Derivatives Academy
Facilitate discussion of stakeholders and developers across organizations
Testing/QA Expertise including writing and executing test cases
Experience with both the SDLC and Agile Methodologies
Have used SQL and Toad for Oracle to perform basic database queries
Work Experience
Capital One- Capital Markets IT
(2013-2017) New York, NY
Business Systems Analyst for the Swap Dealer Registration Program 1/2016–1/2017
Coordinate roll out of Dodd Frank required upgrades to Capital One trading, trade reconstruction, and dashboard systems. Responsible for Gathering requirements from stakeholders (Front Office, Operations, and Compliance) and presenting them to developers as read to code acceptance criteria.
Metrics Dashboard: Facilitate design of a dashboard show key Compliance, Operational, and Risk metrics
Trade Reconstruction: Create Data Structure to tag documents in a Write Once, Read Many (WORM) system. For IR/FX/Commodity Swaps This system will be searchable by LEI, USI, and UTC Time Stamps
Trading System: Gather requirements for upgrade of Commodity XL Trading system in order to comply with Swap Dealer Responsibilities: Including Reporting Party Decision, USI Generation, and Life Cycle Events
Agile: Stood up an agile team and built a backlog. Run Sprint Planning, Demos, and Standups using Version One when the Scrum Master could not attend. Worked on Multiple teams as part of SAFE (Scaled agile framework)
Business System Analyst for Commodity Derivatives Business 4/2013–12/2015
Managed Requirements and System Configurations for Commodity Derivative Trading System. Responsible for managing requirements and issue resolution communication between Users (Front Office, Middle Office, Operations, Accounting, Risk, and Compliance), Software Vendor, and Internal Developers
New Platform Implementation:
oWrote Front to Back business and system requirements for Capital One Commodity Derivative business. (Including SDR, Basel, Volcker, and General Ledger Reporting)
oWorked with Vendor and stakeholders to rollout Triple Point’s Commodity XL at Capital One
oSystem was successfully rolled out in November of 2013
Led Production Support, Reference Data Administration, and Enhancement management after go-live
ISDA Workflow System: Managed project to Implement the Determine Workflow System to management the ISDA Agreement Drafting process
Foreign Exchange (FX) Platform Request for Proposal: Created use cases to drive requirements. The system selected by the RFP was implemented in 2015.
Morgan Stanley
(2006–2013) New York, NY
Commodity Operations- Project Manager/Business Analyst 5/2010-4/2013
Managed IT projects relating to Physical Oil, Electricity, Natural Gas and Structured Notes Trading Systems. Gathered requirements and performed testing for each project.
Project Management: Coordinated 12 releases across 4 trading systems in 2012 including making trading systems compliant with Dodd-Frank regulations.
Business Analysis: Elicited requirements from stakeholders and put together Business Requirement Documents (BRD) then translated requirements into Functional Requirements Documents (FRD)
Completed several large scale projects including:
oAutomated settlement reconciliation tool for electricity trades done between Morgan Stanley and the ERCOT power pool. Saves 70K per year in Operations’ headcount costs.
oUpgraded Early Settlement Tool to handle portfolios of complex and cross entity derivatives trades.
Banking Operations- Administrative Agent/CLO Reconciliation 1/2006-5/2010
Line Operations: Acted as liaison between borrower and lending group for syndicated bank loan deals
Moved ~50 million dollars each month in interest, principal, and fee payments
Subject Matter Expert: Advanced LoanIQ knowledge, provided advice to division leadership on applying system technology to exotic products
Wrote procedure on how to handle non-vanilla loans in Loan IQ
Developed process to calculate P&L on each of the 12 CLO warehouse terminations that occurred in 2008
Education and Additional Qualifications
Binghamton University: BA in Political Science, Management Minor, Cum Laude (GPA 3.66)
Morgan Stanley Derivatives Academy- Completed Training on Dodd Frank Impact to Derivatives Markets in summer of 2011.
Microsoft Excel- Advanced Knowledge of Formulas, Pivot Tables, and Macro creation and usage
Microsoft Visio- Knowledge of flowcharts and workflow diagrams
JIRA/HPSM- Familiar with Issue logging and tracking
SQL/Toad for Oracle- Perform basic database queries, have trained on more complex queries
Leadership- Former President of Graybar Toastmasters Club, Part of Toastmasters International
SharePoint/Knowledgelink-Familiar with Storing Documents, Permissions, and Folder Structure
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