FREDRIC GOLDSTEIN

acykab@r.postjobfree.com

917-***-****

Astoria, NY 11105

Summary: Business Systems Analyst/Project Manager with experience working on complex projects touching a variety of fixed income products across the financial Industry.

Key Skills:

Technical Writing including Requirements Documentation (Business, Functional, Non Functional)

Knowledge of Dodd Frank Title VII Regulations and CFTC Swap Dealer Requirements Including WORM Storage for Trade Reconstruction

Swap/Derivative Knowledge:

oCommodity Derivatives

oFX Derivatives

oCompleted Morgan Stanley Derivatives Academy

Facilitate discussion of stakeholders and developers across organizations

Testing/QA Expertise including writing and executing test cases

Experience with both the SDLC and Agile Methodologies

Have used SQL and Toad for Oracle to perform basic database queries

Work Experience

Capital One- Capital Markets IT

(2013-2017) New York, NY

Business Systems Analyst for the Swap Dealer Registration Program 1/2016–1/2017

Coordinate roll out of Dodd Frank required upgrades to Capital One trading, trade reconstruction, and dashboard systems. Responsible for Gathering requirements from stakeholders (Front Office, Operations, and Compliance) and presenting them to developers as read to code acceptance criteria.

Metrics Dashboard: Facilitate design of a dashboard show key Compliance, Operational, and Risk metrics

Trade Reconstruction: Create Data Structure to tag documents in a Write Once, Read Many (WORM) system. For IR/FX/Commodity Swaps This system will be searchable by LEI, USI, and UTC Time Stamps

Trading System: Gather requirements for upgrade of Commodity XL Trading system in order to comply with Swap Dealer Responsibilities: Including Reporting Party Decision, USI Generation, and Life Cycle Events

Agile: Stood up an agile team and built a backlog. Run Sprint Planning, Demos, and Standups using Version One when the Scrum Master could not attend. Worked on Multiple teams as part of SAFE (Scaled agile framework)

Business System Analyst for Commodity Derivatives Business 4/2013–12/2015

Managed Requirements and System Configurations for Commodity Derivative Trading System. Responsible for managing requirements and issue resolution communication between Users (Front Office, Middle Office, Operations, Accounting, Risk, and Compliance), Software Vendor, and Internal Developers

New Platform Implementation:

oWrote Front to Back business and system requirements for Capital One Commodity Derivative business. (Including SDR, Basel, Volcker, and General Ledger Reporting)

oWorked with Vendor and stakeholders to rollout Triple Point’s Commodity XL at Capital One

oSystem was successfully rolled out in November of 2013

Led Production Support, Reference Data Administration, and Enhancement management after go-live

ISDA Workflow System: Managed project to Implement the Determine Workflow System to management the ISDA Agreement Drafting process

Foreign Exchange (FX) Platform Request for Proposal: Created use cases to drive requirements. The system selected by the RFP was implemented in 2015.

Morgan Stanley

(2006–2013) New York, NY

Commodity Operations- Project Manager/Business Analyst 5/2010-4/2013

Managed IT projects relating to Physical Oil, Electricity, Natural Gas and Structured Notes Trading Systems. Gathered requirements and performed testing for each project.

Project Management: Coordinated 12 releases across 4 trading systems in 2012 including making trading systems compliant with Dodd-Frank regulations.

Business Analysis: Elicited requirements from stakeholders and put together Business Requirement Documents (BRD) then translated requirements into Functional Requirements Documents (FRD)

Completed several large scale projects including:

oAutomated settlement reconciliation tool for electricity trades done between Morgan Stanley and the ERCOT power pool. Saves 70K per year in Operations’ headcount costs.

oUpgraded Early Settlement Tool to handle portfolios of complex and cross entity derivatives trades.

Banking Operations- Administrative Agent/CLO Reconciliation 1/2006-5/2010

Line Operations: Acted as liaison between borrower and lending group for syndicated bank loan deals

Moved ~50 million dollars each month in interest, principal, and fee payments

Subject Matter Expert: Advanced LoanIQ knowledge, provided advice to division leadership on applying system technology to exotic products

Wrote procedure on how to handle non-vanilla loans in Loan IQ

Developed process to calculate P&L on each of the 12 CLO warehouse terminations that occurred in 2008

Education and Additional Qualifications

Binghamton University: BA in Political Science, Management Minor, Cum Laude (GPA 3.66)

Morgan Stanley Derivatives Academy- Completed Training on Dodd Frank Impact to Derivatives Markets in summer of 2011.

Microsoft Excel- Advanced Knowledge of Formulas, Pivot Tables, and Macro creation and usage

Microsoft Visio- Knowledge of flowcharts and workflow diagrams

JIRA/HPSM- Familiar with Issue logging and tracking

SQL/Toad for Oracle- Perform basic database queries, have trained on more complex queries

Leadership- Former President of Graybar Toastmasters Club, Part of Toastmasters International

SharePoint/Knowledgelink-Familiar with Storing Documents, Permissions, and Folder Structure

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