Shelley Foster

**** ******* ****

Janesville, WI 53545

608-***-****

Professional Summary:

Internal Audit and Regulatory Compliance Manager with impeccable professional qualifications seeking a position in an atmosphere promoting professional growth. Skilled in regulatory compliance, internal controls, and audit planning.

Qualifications Summary:

Regulatory compliance

Risk management

Operational audits

Microsoft office suite

Experience:

Manager Internal Audit and Regulatory Compliance – Wipfli, Madison, WI – August 2010 to present,

Worked with over thirty financial institutions to meet their regulatory compliance and internal audit goals

Met with senior management to plan audit scopes for each year or a three year plan

Led teams of up to four people to perform internal audits and regulatory compliance audits

Prepared audit reports and presented findings to management

Trained Wipfli staff and bank staff on internal audits and regulatory compliance

Responsible for four direct reports to ensure they were trained, and scheduled on audits

Reviewed audit work performed by staff members of the internal audit and regulatory compliance teams

Performed reviews of direct reports and provided feedback to enhance their abilities

Assistant Vice President – Community Bank – Delavan, WI, November 2008 to August 2010

Responsible for ensuring compliance with federal banking regulations and internal policies and procedures

Performed internal audits and regulatory compliance audits

Prepared reports and presented findings to management and the audit committee

Wrote policies and procedures to ensure federal regulations were met

Trained staff on federal and state regulatory requirements

Prepared annual audit plans

Assisted regulatory examiners and external auditors to complete their audits and exams

Bank Secrecy Act Officer

Senior Specialist – Wipfli, Madison, WI – November 2005 to November 2008

Worked with over thirty financial institutions to meet their regulatory compliance and internal audit goals

Prepared audit reports and presented findings to management

Trained Wipfli staff and bank staff on internal audits and regulatory compliance

Internal Auditor – American Bank & Trust, Bettendorf, IA – February 2005 to November 2005

Performed internal audits and regulatory compliance audits

Prepared reports and presented findings to management and the audit committee

Prepared annual audit plans

Assistant Internal Auditor – Quad City Bank & Trust, Moline, IL – November 2001 to February 2005

Performed internal audits

Prepared audit reports to be presented to management and the audit committee

Worked with regulatory examiners and external auditors to complete their audits

Education

Western Illinois University, Moline, IL

Graduated 2002, Bachelors in Accounting

Professional Certifications

Certified Regulatory Compliance Manager

Certified Community Bank Internal Auditor

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