Stephen Alister Wilson

** **. ****’s Place #*K • Brooklyn, NY 11226 • 347-***-**** • acx4qe@r.postjobfree.com

EXPERIENCE

SOCIÉTÉ GÉNÉRALE – BANK REGULATORY COMPLIANCE New York, NY

Analyst (Contract) 08/16 – 11/16

•Created exam matrixes to track 350 First Day Letter (FDL) and supplemental requests from the NYSDFS related to Legal, Compliance, Risk, Finance and Accounting.

•Developed a SharePoint repository to manage document requests and ensured submissions to the examiners were delivered in a timely manner.

•Schedule all exam related meetings between Bank Regulatory Compliance, Senior Management at the Bank and exam staff.

•Responsible for identifying business requirements, actively seeking approval and onboarding a vendor that the Bank would use for secure document exchange.

DEUTSCHE BANK – COMPLIANCE (REGULATORY MANAGEMENT) New York, NY

Analyst (Contract) 08/15 – 08/16

•Leveraged strong communication and relationship building skills in frequent communication with other areas of the firm and regulators from the FRBNY, NYSDFS, SEC, OCC, FDIC and FINRA.

•Utilized strong project management skills coordinating meetings, information requests, and monitoring overall end-to-end regulatory exams progress.

•Actively engaged with business heads and regulators during meetings, take copious minutes, communicate action items, QA and ensure timely submission of deliverables.

•Responsible for active follow up with team leads for information, editing, and developing monthly reports that are delivered across many functions at the Bank, the U.S. Regulatory Steering Committee and Senior Management.

•Assisted with drafting management responses to Supervisory Letters from regulators.

•Audited and corrected Global Findings Management System to properly record and track current and historical findings.

BNP PARIBAS – TRADE AND TREASURY SOLUTIONS (formerly Global Transaction Banking) New York, NY

Analyst (Contract) 02/15 – 08/15

•Responsible for client implementations for North American (US and Canada) Supply Chain mandates on electronic platforms.

•Acted as a direct liaison between the Product Management, Sales, Transactions and Registration departments with processing new clients.

•Marketed product offering to clients and assisted them with trouble shooting the electronic platform.

•Developed specialized documentation on the client implementation process, product offerings and other marketing materials.

•Performed UAT testing on the Supply Chain platform in order to anticipate and mitigate any potential issues.

SOCIÉTÉ GÉNÉRALE (formerly Newedge Group) – OPERATIONAL RISK New York, NY

Summer Analyst 06/14 – 09/14

•Updated operational risk metrics while monitoring and tracking identified trends in key risk indicators reported to the Head of Operational Risk and Permanent Supervision for the Americas.

•Fulfilled audit confirmation requests for stock borrow / loan positions over 30 days in accordance with SEC rule 17a-13.

•Performed monthly and quarterly reconciliations of risk events for business lines and support functions.

•Monitored the implementation of action plans for high / medium key risk indicators.

BRIXMOR PROPERTY GROUP – LEASE ADMINISTRATION New York, NY

Analyst (Contract) 03/13 – 09/13

•Abstracted and entered all lease agreements/related documentation into the J.D. Edwards system for the largest company owned property portfolio; the West Region of 174 shopping centers (approximately 2,000 tenants).

•Administered and processed all billing for the West Region, which consist of; AMR (Average Monthly Rent), CAM (Common Area Maintenance, RETX (Real Estate Taxes), UW (Utilities & Water), Percent Rent (Cost of Operation), Pylon & Signage and Security deposit billing.

•Assisted in recovering outstanding rent revenue of $200,000 by updating billable software and Accounts Receivable database in J.D. Edwards system.

•Handled field calls from tenants with various lease questions and issues.

PRATT & WHITNEY – FINANCE East Hartford, CT

Junior Analyst 01/11 – 09/11

•Supported CAN Module Center month-end financial close responsibilities, including financial reporting, consolidations, and variance analysis that assisted engineers and other analysts with cost allocation.

•Prepared and distributed weekly reports including Overtime, Shop Consumables, Maintenance and Repair, Engineering Spending, WIP Analysis and liaised with stakeholders to ensure that budgets were adhered to.

•Assisted Finance team with the weekly Profit Assurance package, presented financials to Senior Management, and gave appropriate financial recommendations which allowed for the Business Unit to perform 97% true to plan.

•Participated in Government required time studies, including active participation with Government Tooling Audits, which enabled the firm to pass government inspections.

•Implemented process improvements to streamline financial reports, which reduced human error by 20%.

•Created standard work for the finance function to be used for all new hires and financial analysts.

ADDITIONAL EXPERIENCE

GROW MOVEMENT London, GB

Consultant (Pro Bono) 10/12 - 12/14

•Assisted the growth of a small jewelry business in Uganda by advising on Finance, Strategy, Marketing, and Human Resources.

EDUCATION

REGENT’S UNIVERSITY LONDON London, GB

Master of Science in Finance December 2014

UNIVERSITY OF HARTFORD West Hartford, CT

Bachelor of Science in Economics & Finance, cum laude May 2011

LEADERSHIP/PROFESSIONAL DEVELOPMENT

THEODORE D. VERU SCHOLAR 04/11 – 05/11

BROTHERS AND SISTERS UNITED, Fashion Show Coordinator 01/09 – 02/11

BETA GAMMA SIGMA (awarded to top 7% of Junior Class), Member 04/10 – Present

SKILLS

•Computer: Proficiency in MS Office Suite (Excel, Word, PowerPoint, Outlook), SharePoint, Intralinks, SAP, Business Warehouse Reporting, Hyperion Financial Management, JD Edwards, and Internet Researching.

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