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Analyst Consultant

Irvington, New Jersey, 07111, United States
October 03, 2016

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Maxine Turnbull

*** ******** ***, ********* ** **111 Phone 973-***-**** Email:

EDUCATION: Rutgers University - Currently pursuing Graduate Degree - Global Affairs

Rutgers University- B.A. Degree- Political Science

SKILLS: BSAR, ACTIMIZE, Mantas, Searchspace, PRIME and World Check, LexisNexis, Horizon, HALO

CMT (Case Management Tool) Customer Assist, PEP Screen, FTMON


AML Analyst ICBC FIU group for ACG Consulting New York, NY 8/2015 - 1/2016

Conduct investigations into suspicious or unusual transactions for Correspondent accounts

Manage a caseload of BSA investigations from beginning to completion

Research and write Suspicious Activity Reports (SARs) and recommend relationship retention or termination

Participate in team projects

AML Analyst Bank of China FIU group for ACG Consulting Group 7/2014 - 7/2015 New York, NY

Conduct Investigations for wire payments alerts generated for Correspondent accounts

Determine if unusual activities warrant filing SAR, prepare a summary to support the SAR

Communicate with other departments to gather information to assist with investigation

Compose written narrative documenting the result of the investigation

Prepare matrix to indicate volume of alerts processed

AML Analyst Bank of Tokyo for Intermedia 3/2014 -6/2014 Jersey City, NJ (Consultant)

Investigate alerts generated by Actimize for the bank’s Correspondent accounts

Determine whether the correspondents’ customers are shell banks

Identify customers who are banking outside of jurisdiction

Determine if transactions are in line with customers’ line of business

Prepare summary for suspicious activity explaining why the activity is suspicious

AML Investigation Analyst JP Morgan for Randstad 12/2013 - 2/2014 Brooklyn, NY (Consultant)

Review Alerted transactions for suspicious activity related to Money Laundering

Determine whether activities warrant filing of SAR

Conduct searches utilizing various search engines - Google, HALO, LexisNexis

Provide mentoring to new hires

AML Investigator JP Morgan for IPSA 10/2013 - 11/2013 Brooklyn, NY (Consultant)

Investigate alerts for JPMC Correspondent Banks in High Risk Jurisdictions

Analyze customers’ account to determine if transactions are conducted in Sanctioned Jurisdiction

Assign appropriate risk score according to jurisdiction

Determine whether alert should be closed or escalated for SAR

Prepare summary of finding to explain what action will be taken close out alert

BSA/AML Analyst Provident Bank for Robert Half 5/13 to 8/13 Islin, NJ (Consultant)

Conducted full investigation of alerts and perform analysis and follow up on alerts

Identified possible suspicious activity by reviewing account transactions

Communicated with Provident Branches for information to assist with investigation

Prepared narrative to explain the necessity of SAR

Utilize the SAR E Filing system to file SARs

Monitors and reports on Currency Transaction Reports (CTRs) and cash sales of monetary instruments

Compliance Analyst Citibank for Judge Group (Consultant) 1/13 to 3/13 New York, NY

Perform Quality Assurance for Alerts raised for SIRT (Security Incident Response Team)

Review alerts for notification to clients and Regulatory agencies.

Communicate findings with Managers

Prepare and complete Matrix report

Rabobank Transaction Monitoring Analyst (Consultant) 7/12 to 12/12 New York, NY

Analyzed, determined conclusion and prepared statement for alerts generated by Prime Metavante

Made determination of alerts that appear suspicious

Reviewed and made determination for OFAC watch list

Responsible for heavy case load

Communicated with various departments within Rabobank to assist with resolution of alerts

Assisted in preparing Matrix report to indicate disposition of alerts and OFAC watch list

Assisted with User Test Environment to ensure that cases are routed manually and automatically Completed Unprocessed activities that were not processed by Metavante

Navigant BSA/AML Analyst (Consultant) 12/11 - 1/12 New York, NY

Performed various BSA tasks related to customer transaction activity

Monitored customer account activity as outlined by established procedures

Performed daily, investigations of possible criminal activity using internal reports, the Internet and other sources

Monitored activity of identified high risk and moderate risk customers

Documented findings in accordance with regulatory mandates.

JPMorgan Chase AML/KYC Specialist 1/11 - 12/2011 (Consultant) New York, NY

Remediated historical discrepancies with Hedge Fund accounts

Assisted with preparation for Audit

Heavy communication with various lines of Business within JP Morgan

Landes Bank AML/BSA Analyst 11/10 - 12/10 (Consultant) New York, NY

Key responsibilities included analysis and evaluation of transactions for possible money laundering via Gifts EDD system

Drafting of SAR report if necessary, conducted 314 searches

Updated Procedure Manual for consistency with daily work

Reconciled Landes Bank's Loan Activity report

Knowledge of USA Patriot Act, Bank Secrecy Act to perform day to day job functions

Depository Trust Clearing Corp AML/KYC Analyst 4/2010 to 6/2010 (Consultant) New York, NY

Ensured DTC's clients adheres to Patriots Act Rules

Utilized MIS, LexisNexis, World Check, to search and document negative news for risk rating

Communicated with Relationship Managers and DTCC Participants

Knowledge of USA Patriot Act, Bank Secrecy Act to perform day to day job functions

ABN AMRO AML/KYC 11/09 to 3/2010 (Consultant) Jersey City, NJ

Managed control and prioritize various analysis and information gathering activities

Performed analysis as required in KYC process, Completed risk assessment forms and determine risk category

Identified and verify global and local CAAML requirements

Reviewed and summarized research data to make recommendations for client engagement and transaction endorsements

RBC Bank AML Surveillance Analyst (Consultant) 3/08 to 2/09 New York, NY

Condu cted FinCen 314(a) search to determine if customer is on FinCen’s Watch List

Reviewed alerts generated by RBC's system to detect suspicious activity

Utilized external and internal sources to determine legitimacy and negative news of clients

Communicated with Relationship Managers in Canada for additional information on clients

Determined whether transaction amounts are in line with client's behavior profile

Reviewed Equifax Advisory Notices for money laundering activities.

UBS AML Surveillance Analyst (Consultant) 10/07 to 12/07

Reviewed Alerts generated by ACTIMIZE to determine whether or not wire transfers generated by correspondent accounts represent unusual and suspicious activity

Used internal and external sources to determine if activity is legitimate

Communicated with Relationship Managers in Switzerland for reference to clients

Credit Suisse AML Surveillance Compliance Analyst (Consultant) 7/07 to 7/07

Monitored and reviewed transactions alerted by Mantas, in order to identify and investigate potential suspicious activity

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