Management Manager

Eselito C. Ruiz, CPA, CIA, CRMA

Calamba City ****, Laguna, Philippines

Mobile +63-995-******* E-mail ******.***@*****.*** Internal Audit and Risk Management Professional

Results-driven professional with more than nine years of progressive experience. Skilled in obtaining an understanding of business processes; identifying key risks; assessing control adequacy and effectiveness; and writing recommendations for corrective action. Abreast of leading practices and emerging market trends. Notable accomplishments include completion of Certifications in Internal Audit and Risk Management Assurance. Areas of expertise include:

New system conversions

Outsourcing assessments

Contract Management

Root cause analysis

Documentation/narratives and

flowcharts

Presentations to Senior

Management and the Board

Operational loss investigation

Business Continuity Planning

Self-assessment analysis

Issue tracking/resolution

Professional Career Highlights

Internal and Systems Audit Manager

PPI Pazifik Power, Inc. (August 2015 to Present)

1. Established the Internal Audit Department and developed the Internal Audit Charter and Manual.

2. Reports directly to the President-CEO and Audit Committee. 3. Applies Risk Based Auditing to manage a lean Internal Audit Department. 4. Facilitated strategic alignment of organizational goals with departmental objectives.

5. Introduced control breakthroughs within the company’s ERP System. 6. Recommended process improvements that reduced cost and improved efficiency. 7. Uncovered wastages and losses.

Internal Audit Supervisor

Insular Life Assurance Co., Ltd. (January 2013 to August 2015) 1. Participates in the Annual Audit Planning and Risk Assessment. 2. Assists in preparing and managing the implementation of the annual audit programs covering review of assigned Branch Offices, General Agencies, Home Office Units and Subsidiaries.

3. Presents audit findings to Budget and Audit Committee of the Board. 4. Reviews work of Junior/Senior Auditors who are part of project team and coaches them in the technical aspects of the project.

5. Performs consulting engagements.

6. Reviews Company's Manuals of Procedures to ensure they are written clearly, comprehensively and provide sufficient internal controls. 7. Development and Annual review of Audit Charter and Audit Manual. Senior Internal Auditor

Insular Life Assurance Co., Ltd. (January 2011 to December 2012) 1. Prepares Audit Program to be approved by the Audit Head or Supervisor. 2. Performs Special Projects and Reviews as assigned. 3. Prepares summary of audit finding, writes audit report and performs follow ups. 4. Represents the Audit Staff in meetings concerning new or modifications to existing processes/systems.

5. Manages and directs daily activities of Junior Auditors. Junior Internal Auditor

Insular Life Assurance Co., Ltd. (August 2007 to December 2011) 1. Works with Senior Auditor in planning the audit. 2. Assists in executing audit assignments.

3. Ensures that audit is performed in accordance with the designed Audit Program. 4. Performs audit of Business Processes in Policy Servicing. 5. Drafts reports for review of Audit Supervisor.

Audit Associate

Punongbayan & Araullo (June 2006 to July 2007)

1. Executes the audit work program.

2. Assists the team leader in the performance of complex audit work. 3. Meets audit clients.

4. Participates in presentation of the observation. 5. Drafts observation sheet.

Some of the audit/review projects handled are:

Risk Based Audit Planning and Management

IT - Bank Reconciliation System

IT - Membership Database

IT - Collection Facility

IT - Migration and Conversion Testing (Policy Database) IT General Controls

ERP Audit

IT Application Controls

Subsidiaries Integrated Audit

Governance Audit

Business Process Consulting Activities

Business Process Reengineering

Investments

Collateral Loans

Construction Projects

Cash Management

Contracted Services

Financial Statements

Policy Claims

Underwriting

HR Employee Management Review

Payroll

General Services

Procurement

Employee Expense Management Solutions Review

Supply Chain Management Audit

Audit of Inventory

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