Management Accounting
Resume:
ROB C. PUN, CPA
Email: ********@*****.*** **** N. Buena Vista Street, Burbank, CA 91504 Cell: 818-***-****
QUALIFICATIONS
Proven track record as a senior executive officer with effective leadership and administrative skills.
In depth knowledge in global strategic financial planning & analysis; budgeting, forecasting, business modeling, performance, growth strategies, operations, capital management & planning and business environments of publicly traded & privately held financial institutions in California.
Experience with risk mitigation, litigation support, and corporate reorganization.
Experience with Initial Public Offering (IPO) and merger & acquisition.
Well-versed in A/L management and technique, all business and technical aspects of Mortgage Servicing Rights (MSR), ALLL modeling, ASC 310-30, interest rate hedging, bank accounting, investment accounting, regulatory accounting principles and requirements.
20+ years of experience in SEC reporting and regulatory reporting.
CAREER PROGRESSION & EXECUTIVE CONTRIBUTIONS
GATEWAY BANK, Oakland, CA 04/2015 -06/2016
Executive Vice President/Chief Financial Officer
Responsible for all treasury management functions (including investment management, liquidity management and ALM), accounting and control functions and financial & regulatory reporting.
Worked closely with the executive teams on strategic & capital planning, investor relations, risk management, compensation plan design and performance/decision support analysis.
Preparation of strategic plan, budget plan, capital plan, capital policy, liquidity contingency plan, investment policy and asset and liability management policy to meet regulatory requirements.
Worked with all business and technical aspects of Mortgage Servicing Rights (MSR).
Member of the IT Steering Committee.
BANK OF THE ORIENT, San Francisco, CA 10/2012– 03/2015
Executive Vice President / Chief Financial Officer
Improved the overall operations of the Bank’s finance function resulting in upgrade of regulatory standing.
Negotiated with the Bank’s IT providers, insurance agency, and vendors resulting in significant cost savings.
Changed the Bank’s liquidity management strategy to minimize excess liquidity and borrowings and restructured the investment portfolio to maximize return.
Directed and managed the financial programs and supporting information systems of units, including budgeting, collections, expenditures and conservation of assets. Served on the Executive, ALCO and BSA Committees.
METRO UNITED BANK, Rowland Heights, CA 04/2010 – 10/2012
Executive Vice President / Chief Financial Officer
Same as above
EAST WEST BANK, Pasadena, CA 01/2010 – 04/2010
Independent Bank Consultant - Financial Reporting
Assisted in post-merger related activities after a $10 billion FDIC assisted acquisition with United Commercial Bank.
CARSON RIVER COMMUNITY BANK, Minden, NV 06/2009 – 01/2010
Independent Bank Consultant - Interim Chief Financial Officer
Responsible for all treasury management functions (including investment management, liquidity management and ALM), accounting and control functions and financial & regulatory reporting.
NEVADA PACIFIC BANK IN ORGANIZATION, Las Vegas, NV 10/2008 – 05/2009
(Banking charter was withdrawn from the State of Nevada in April 2009)
Independent Bank Consultant - Proposed Chief Financial Officer
Assisted the Board in the Bank’s organizational period to obtain a bank charter, including coordination with investment banker in preparing initial public offering documents to raise capital.
Set up information technology infrastructure, assisted in the selection of core data processing platform and independent accountants.
Developed policies and procedures, reviewed and negotiated contracts, and secured insurance coverage.
MIZRAHI TEFAHOT BANK, Los Angeles, CA 05/2008 – 09/2008
First Vice President / Chief Financial Officer
Responsible for all treasury management functions (including investment management, liquidity management and ALM), accounting and control functions and financial & regulatory reporting.
Responsible for evaluation of credit derivative risk, and brokering (callable/bullet) certificate of deposits.
PREFERRED BANK, Los Angeles, CA 01/1998 – 05/2008
Vice President / Controller
Managed the Accounting & Finance Department and responsible for financial reporting, accounting, financial planning, treasury function and day-to-day operations of the Bank.
Member of the Initial Public Offering (IPO) team in taking the Bank public in 2005.
Assisted in managing one of the most efficient and profitable banks in California by implementing policy and procedures on overhead controls and effectively managing a quarter of a billion investment portfolio.
Assisted in developing and implementing benefit programs and executive compensation plans.
EASTERN INTERNATIONAL BANK, Los Angeles, CA 05/1994 – 01/1998
Financial Officer (12 Months as Interim Chief Executive Officer)
Managed 45 staff while working as an Interim Chief Executive Officer.
Managed the Accounting & Finance Department and responsible for financial reporting, accounting, financial planning, treasury function and day-to-day operations of the Bank.
SUBURBAN WATER SYSTEM, West Covina, CA 10/1991 – 01/1993
Senior Accountant
Responsible for fixed assets capitalization, regulatory (PUC) and SEC reporting, annual budget, financial forecast and month end closings.
PRICE WATERHOUSE COOPERS, Los Angeles, CA 11/1990 – 09/1991
DELOITTE, Los Angeles, CA 09/1988 – 11/1990
Audit Senior
Performed audits of financial statements for both privately & publicly held companies and non-profit organizations.
Audited mortgage-backed securities, collateralized mortgage obligations of a multi-billion dollar institution. Planned audit engagements including budgeting and developing audit approach.
EDUCATION, PROFESSIONAL REGISTRATION
Certified Public Accountant, State of California
B.S., Business Administration (Accounting), Cal State LA, CA June 1987
AFFILIATIONS
American Institute of Certified Public Accountants and California Society of Certified Public Accountants
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